Welcome to our dedicated page for Wealthfront SEC filings (Ticker: WLTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wealthfront Corporation (WLTH) SEC filings page on Stock Titan is intended to centralize access to the company’s regulatory disclosures once they are available through the U.S. Securities and Exchange Commission. Wealthfront has filed a registration statement on Form S-1 in connection with its initial public offering and has indicated that a final prospectus was filed with the SEC pursuant to Rule 424(b). Over time, investors can expect the company’s filings to include annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, as required.
Wealthfront describes itself as a tech-driven financial platform focused on digital natives, with products spanning cash management, investing, borrowing, lending, and financial planning. Its filings are expected to provide detailed information about these product categories, its platform assets, net deposits, funded clients, and funded accounts, as well as its use of non-GAAP metrics such as Adjusted EBITDA, Adjusted EBITDA Margin, Free Cash Flow, and Adjusted Operating Expenses. These documents typically explain how the company defines and uses these measures in evaluating its operations.
On Stock Titan, SEC filings for WLTH are paired with AI-powered summaries that aim to explain the key points in plain language. As filings such as 10-K and 10-Q reports become available, the platform can highlight sections on revenue drivers, product categories, and definitions of operating metrics. When Form 4 insider transaction reports and proxy statements are filed, users will be able to review disclosed insider trading activity and executive-related information directly from the underlying SEC documents.
Filings are retrieved from the SEC’s EDGAR system as they are published, and the AI analysis on Stock Titan is designed to help readers quickly identify important disclosures in Wealthfront’s reports without replacing the full, official filings.
A director of Wealthfront Corp reported exercising stock options and selling shares in conjunction with the company’s initial public offering. On December 11, 2025, the director exercised 10,000 stock options at $2.91 per share, receiving 10,000 shares of common stock. The same day, the director sold 10,000 common shares at $14.00 per share as part of a secondary offering tied to the IPO, leaving no directly owned common shares and 290,000 stock options outstanding.
Wealthfront Corp’s Chief Technology Officer reported significant equity award activity and share sales tied to the company’s IPO. The insider reported a grant of 304,000 restricted stock units on 10/13/2025, each representing a right to receive one share of common stock, with vesting tied to performance conditions satisfied in connection with the IPO and an ongoing service-based schedule.
On 12/11/2025, multiple restricted stock unit awards were settled for common stock at an exercise price of $0. The issuer withheld 373,717 shares of common stock at $14 per share to cover tax obligations, and the CTO sold 120,000 shares at $14 per share as part of the issuer’s secondary offering in conjunction with its initial public offering. Following these transactions, the CTO directly owned 475,308 shares of Wealthfront common stock, with the new 304,000-unit award scheduled to vest quarterly starting on March 15, 2026, subject to continued service.
Wealthfront Corp executive Lauren Lin, the company's CLO, CCO and Secretary, reported multiple equity transactions. On 12/11/2025, several restricted stock unit awards were settled into common stock at an exercise price of $0, increasing her direct holdings before taxes.
On the same date, 129,493 shares of common stock were withheld at $14 per share to satisfy tax withholding obligations, and 30,229 shares were sold at $14 per share as part of the company's secondary offering conducted in conjunction with its IPO. After these transactions, she directly owned 95,279 shares of common stock.
The filing also reports a new grant on 09/26/2025 of 205,550 restricted stock units. These units became performance-eligible in connection with the IPO and are scheduled to vest in 16 equal quarterly installments on the fifteenth day of March, June, September and December, beginning December 15, 2025, subject to her continued service.
Wealthfront Corp's VP of Engineering reported multiple stock and restricted stock unit transactions on December 11, 2025.
Several restricted stock unit awards were converted into Common Stock at $0 per share, increasing direct holdings before shares were withheld and sold. The issuer withheld 304,599 shares at $14 to satisfy tax withholding liabilities and the officer sold 167,722 shares at $14 as part of a secondary offering in conjunction with the IPO, leaving 127,514 shares of Common Stock owned directly.
The underlying restricted stock units were subject to performance-based vesting conditions satisfied in connection with the IPO and service-based vesting schedules, with portions vesting quarterly and some awards already fully vested and settled into shares.
Wealthfront Corp (WLTH) CFO and Treasurer reported multiple equity transactions involving company stock. On 09/05/2025, she exercised a stock option for 40,000 shares of common stock at $2.45 per share in an exempt transaction with the issuer. On 12/11/2025, restricted stock units were settled for 95,785, 159,687, and 70,875 shares of common stock, and the issuer withheld 118,893 shares at $14 per share to cover tax obligations. She also sold 100,000 shares of common stock at $14 per share, participating in the issuer’s secondary offering in conjunction with its IPO, and held 186,865 shares directly afterward.
The filing also shows an award of 284,200 restricted stock units subject to performance-based conditions satisfied in connection with the IPO and a service-based schedule that vests quarterly on March 15, June 15, September 15, and December 15, with certain tranches vesting through March 15, 2026, contingent on continued service. Time-vested portions of some awards were settled for shares in connection with the IPO.
Wealthfront Corp.'s CEO, president and director reported extensive equity activity in the company’s common stock. On December 11, 2025, multiple restricted stock unit awards and stock options were exercised and settled into shares, with many awards’ performance conditions satisfied in connection with the IPO.
The reporting person had 1,528,003 shares withheld at $14 per share to cover tax obligations from RSU settlements, then sold 765,154 shares at $14 as part of the issuer’s secondary offering in conjunction with its initial public offering. Additional option exercises added 220,000, 242,000 and 162,784 shares at exercise prices of $2.45, $1.67 and $1.50, leaving 1,481,051 shares held directly after the transactions and 153,503 shares held indirectly through a spouse, who also exercised and sold shares on the same date.
Wealthfront Corporation is conducting an initial public offering of 34,615,384 shares of common stock at $14.00 per share, consisting of 21,468,038 new shares from the company and 13,147,346 shares from selling stockholders. The company expects to receive approximately $282.1 million in gross proceeds before expenses, while selling stockholders will receive about $172.7 million; the company will not receive any proceeds from their sales. Underwriters have a 30-day option to purchase up to an additional 5,192,308 shares from Wealthfront at the IPO price less underwriting discounts. At the midpoint of its recent preliminary results for the quarter ended October 31, 2025, Wealthfront estimates revenue growth of about the mid-teens percentage year over year, continued strong profitability with net income around $29–30 million, and Adjusted EBITDA rising to roughly the mid-$40 million range, supported by growing platform assets and a largely cash-management-driven revenue mix.
Wealthfront Corp has disclosed the initial beneficial ownership of a director in connection with the company’s common stock. The filing shows the director holds restricted stock units covering 34,014 shares of common stock, owned directly.
The RSU award is subject to both a performance-based vesting condition tied to the company’s initial public offering and a service-based vesting schedule. The award vests in 16 equal quarterly installments on the fifteenth day of September, December, March, and June, with the first portion time-vesting on September 15, 2025. Time-vested portions will be settled in shares of common stock in connection with the IPO, and each unit represents a contingent right to receive one share.
Wealthfront Corp reported an initial insider ownership position for a director as of December 11, 2025. The director beneficially owns 34,014 restricted stock units tied to Wealthfront common stock.
The award is subject to a performance condition that will be satisfied in connection with Wealthfront’s initial public offering and also follows a service-based vesting schedule. One sixteenth of the units vest quarterly on the fifteenth day of March, June, September, and December, with the first tranche scheduled for March 15, 2026, if the director continues to serve. These units do not expire; they either vest or are cancelled, and each vested unit converts into one share of common stock upon settlement.
Wealthfront Corp disclosed that one of its directors beneficially owns several equity interests tied to its IPO. The filing reports Series C preferred stock convertible into 53,732 shares of common stock held through the Goldman-Valeriote Family Trust, a fully vested stock option for 300,000 common shares at $2.91 per share, and multiple restricted stock unit awards covering 6,945, 27,778, 30,500, 15,496 and 17,007 shares. Most RSUs and the preferred shares will settle or convert into common stock in connection with the IPO, while one RSU grant is scheduled to vest on March 15, 2026.