Welcome to our dedicated page for Wealthfront SEC filings (Ticker: WLTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wealthfront Corporation (WLTH) SEC filings page on Stock Titan is intended to centralize access to the company’s regulatory disclosures once they are available through the U.S. Securities and Exchange Commission. Wealthfront has filed a registration statement on Form S-1 in connection with its initial public offering and has indicated that a final prospectus was filed with the SEC pursuant to Rule 424(b). Over time, investors can expect the company’s filings to include annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, as required.
Wealthfront describes itself as a tech-driven financial platform focused on digital natives, with products spanning cash management, investing, borrowing, lending, and financial planning. Its filings are expected to provide detailed information about these product categories, its platform assets, net deposits, funded clients, and funded accounts, as well as its use of non-GAAP metrics such as Adjusted EBITDA, Adjusted EBITDA Margin, Free Cash Flow, and Adjusted Operating Expenses. These documents typically explain how the company defines and uses these measures in evaluating its operations.
On Stock Titan, SEC filings for WLTH are paired with AI-powered summaries that aim to explain the key points in plain language. As filings such as 10-K and 10-Q reports become available, the platform can highlight sections on revenue drivers, product categories, and definitions of operating metrics. When Form 4 insider transaction reports and proxy statements are filed, users will be able to review disclosed insider trading activity and executive-related information directly from the underlying SEC documents.
Filings are retrieved from the SEC’s EDGAR system as they are published, and the AI analysis on Stock Titan is designed to help readers quickly identify important disclosures in Wealthfront’s reports without replacing the full, official filings.
Wealthfront Corp directors and DAG Ventures–affiliated entities filed a Form 3 initial statement of beneficial ownership dated 12/11/2025. They report indirect ownership of 32,570 shares of Common Stock through DAG Ventures IV, L.P. and 308,232 shares of Common Stock through DAG Ventures IV-QP, L.P. The filing also lists holdings of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock, each convertible into Common Stock on a 1-for-1 basis with no expiration date, which will be converted into Common Stock upon the closing of the issuer's initial public offering. DAG Ventures Management IV, LLC and Messrs. John J. Cadeddu and R. Thomas Goodrich may be deemed to share voting and dispositive power over these securities, but each disclaims beneficial ownership except to the extent of its or his proportionate pecuniary interest.
Wealthfront Corp (WLTH) executive Lauren Lin, the company’s CLO, CCO and Secretary, filed a beneficial ownership report dated 12/11/2025. The filing shows stock options to purchase 59,132 shares of Common Stock at $1.16 expiring 05/13/2030 and 22,500 shares at $2.91 expiring 04/20/2031, all held directly. It also lists several restricted stock unit awards for Common Stock, including grants for 5,237, 19,445, 200,000, 150,000, 75,000 and 205,550 shares. These RSUs do not expire, each unit represents a right to receive one share, and many awards include performance-based vesting conditions tied to the company’s initial public offering along with quarterly service-based vesting schedules.
Wealthfront Corp insiders reported their initial beneficial ownership, highlighting significant indirect holdings tied to Tiger Global investment entities and Charles P. Coleman III. The filing shows indirect ownership of 3,972,747 shares of Wealthfront common stock, $0.0001 par value per share. It also lists Series G preferred stock convertible into 14,359,800 shares of common stock and Series G-1 preferred stock convertible into 3,829,242 shares of common stock, each convertible at any time at the holder’s election and with no expiration date. Both series will automatically convert into the same number of common shares upon the closing of Wealthfront’s initial public offering. The reporting persons mark their relationship to the issuer as director and expressly disclaim beneficial ownership beyond their pecuniary interest and state they do not form a “group” for Section 16 purposes.
Wealthfront Corp’s CFO and Treasurer has reported their beneficial ownership of company equity. They directly hold 79,411 shares of common stock, plus multiple stock options covering 15,000, 61,000, 160,000, 125,000, 125,000, 13,794 and 534,585 shares at exercise prices between $1.16 and $2.91 per share. They also hold restricted stock unit awards for 95,785, 365,000, 378,000 and 284,200 units, each representing one share of common stock. These RSU awards vest on quarterly schedules and include performance-based conditions that are satisfied or will be satisfied in connection with Wealthfront Corp’s initial public offering.