Wisdomtree SEC Filings

WT — Form 144 notice of proposed sale by an affiliate. Robert Lilien filed to sell up to 25,000 shares of Common stock with an aggregate market value of $294,250 through Fidelity Brokerage Services, with an approximate sale date of 11/12/2025 on the NYSE. The filing lists 140,715,080 shares outstanding.

The shares to be sold were acquired on 01/29/2024 via restricted stock vesting from the issuer as compensation. In the past three months, the filer sold 25,000 shares on 08/12/2025 for $333,250 and 12,500 shares on 08/26/2025 for $165,125.

Wellington Management Group LLP and affiliates filed a Schedule 13G on WisdomTree, Inc. reporting beneficial ownership of 9,674,630 common shares, representing 6.58% of the class as of 09/30/2025.

The filing shows no sole voting or dispositive power. Shared voting power is 6,356,666 shares and shared dispositive power is 9,674,630 shares. One affiliate, Wellington Management Company LLP, reports shared voting power of 6,218,291 and shared dispositive power of 8,614,514.

The shares are owned of record by clients of Wellington’s investment advisers, and no individual client is known to hold more than five percent of the class. The signatories certify the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of WisdomTree.

WisdomTree (WT) reported stronger Q3 2025 results. Revenue rose to $125.6 million from $113.2 million, driven by higher advisory fees. Operating income increased to $45.7 million, and net income was $19.7 million (diluted EPS $0.13) versus a loss of $4.5 million a year ago, reflecting better margins and lower non-operating losses.

For the nine months, revenue reached $346.3 million with net income of $69.1 million. Cash, cash equivalents and restricted cash were $555.9 million at September 30, 2025, supported by issuing $475.0 million of 2030 convertible notes and repurchasing a portion of 2028 notes, which led to a $13.0 million extinguishment loss. The company repurchased 6.8 million shares in Q3 for $90.0 million; shares outstanding were 140.7 million as of November 4, 2025.

Subsequent event: On October 1, 2025, WisdomTree completed the Ceres Partners acquisition for $275.0 million cash plus up to $225.0 million earnout tied to a 12%–22% revenue CAGR through 2029.

WisdomTree, Inc. reported two shareholder actions alongside its Q3 2025 results press release. The Board declared a quarterly cash dividend of $0.03 per share, payable on November 26, 2025 to stockholders of record on November 12, 2025.

The Board also increased the share repurchase authorization by $190.0 million, bringing the total program to $250.0 million, with an expiration of April 27, 2028. Repurchases may be executed via open market, privately negotiated transactions, or block trades, and the timing and amount will be determined at the Company’s discretion based on market and corporate conditions. The program does not obligate the Company to repurchase any specific amount and may be modified or discontinued without notice.

FMR LLC and Abigail P. Johnson each report beneficial ownership of 10.3% of WisdomTree Inc. common stock, representing 15,161,730.04 shares. The filing shows sole dispositive power over these shares and no shared voting or dispositive power. The reporting parties state the shares are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

The ownership is disclosed under a Schedule 13G format and identifies FMR LLC as the institutional filer and Abigail P. Johnson as an individual reporting person with the same aggregate economic interest. The filing notes related power-of-attorney exhibits and an agreement referenced as Exhibit 99.

WisdomTree, Inc. Schedule 13G/A filed by ETFS Capital Limited and Graham Tuckwell reports ownership of 5,250,000 common shares, representing approximately 3.6% of WisdomTree's outstanding stock based on 147,107,121 shares. ETFS directly owns the shares and Mr. Tuckwell, as controlling shareholder of ETFS, may be deemed to beneficially own the same amount; both parties disclaim ownership of shares they do not directly hold. The filing states the shares were not acquired to influence control of the issuer.

Lilien R Jarrett, President and COO of WisdomTree, Inc. (WT), reported a sale of 12,500 shares of Common Stock on 08/26/2025 at $13.21 per share under a Rule 10b5-1 trading plan established on 02/25/2025. After the sale the reporting person beneficially owned 1,036,138 shares, which include restricted stock awards vesting 155,950 shares on 01/25/2026, 90,787 shares on 01/25/2027, and 35,941 shares on 01/25/2028. The filing notes all sales are subject to the issuer's equity ownership requirements and that the reporting person had no discretion over timing due to the 10b5-1 plan.

Form 144 notice for WisdomTree, Inc. (WT) reports proposed and recent sales of common stock by an insider. The filer proposes to sell 12,500 shares via Fidelity Brokerage Services on the NYSE, with an aggregate market value of $165,125 and an approximate sale date of 08/26/2025. Those shares were acquired by restricted stock vesting on 01/29/2024 as compensation. The filing also discloses a prior sale by the named seller of 25,000 shares on 08/12/2025 for gross proceeds of $333,250. The form includes the required representation that the seller does not possess undisclosed material adverse information about the issuer.