Welcome to our dedicated page for Wisdomtree SEC filings (Ticker: WT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
WisdomTree, Inc. filings document the regulatory record of a NYSE-listed asset manager whose common stock trades under the symbol WT. The company's Form 8-K disclosures cover quarterly operating and financial results, material events, material agreements, capital-structure matters and securities registered under the Exchange Act.
WisdomTree's filings also include proxy materials addressing governance, named executive officer compensation and shareholder voting matters. Capital-structure disclosures include senior unsecured convertible notes and related agreements, while recurring reporting categories connect the company's ETP advisory business, digital fund initiatives, governance practices and financing activity.
Marinof Alexis reported acquisition or exercise transactions in this Form 4 filing.
WisdomTree, Inc. filed an amended Form 4 showing that Alexis Marinof, CEO Europe, received a grant of 9,554 performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of common stock upon vesting.
The PRSUs are scheduled to vest on January 25, 2029, with the actual shares issued ranging from 0% to 200% of the 9,554 target units based on performance. The amendment updates the target number of PRSUs to align with the grant date fair market value determined by an independent valuation consultant.
WisdomTree, Inc. reported that Chief Information Officer David M. Yates acquired 4,889 performance-based restricted stock units as an equity grant at no cash cost. Each unit represents the right to receive one share of common stock for each unit that vests.
The PRSUs are scheduled to vest on January 25, 2029, with the actual shares issued ranging from 0% to 200% of the 4,889 target units based on performance. This Form 4 amendment updates the target number of PRSUs to align with the grant date fair market value as determined by an independent valuation consultant.
WisdomTree, Inc. filed an amended Form 4 showing that Chief Financial Officer Bryan Edmiston acquired a grant of 7,769 performance-based restricted stock units (PRSUs). Each PRSU represents one share of common stock if it vests. These PRSUs are scheduled to vest on January 25, 2029, with the actual shares issued ranging from 0% to 200% of the target amount based on performance. The amendment updates the target PRSU number to match the grant-date fair market value determined by an independent valuation consultant.
Peck William Bradley reported acquisition or exercise transactions in this Form 4 filing.
WisdomTree, Inc. executive William Bradley Peck, Head of Digital Assets, reported an award of 4,889 performance-based restricted stock units (PRSUs). Each PRSU represents one share of common stock if it vests. These PRSUs are scheduled to vest on January 25, 2029, with the actual shares issued ranging from 0% to 200% of this target, depending on performance.
Frankenthaler Marci reported acquisition or exercise transactions in this Form 4 filing.
WisdomTree, Inc. Chief Legal Officer Marci Frankenthaler reported an amended Form 4 showing an award of 6,812 performance-based restricted stock units (PRSUs) on January 25, 2026. Each PRSU represents the right to receive one share of common stock upon vesting, scheduled for January 25, 2029. The actual shares issued can range from 0% to 200% of the 6,812-unit target, depending on performance. The amendment updates the target number of PRSUs to reflect the grant date fair market value as determined by an independent valuation consultant.
Ziemba Peter M reported acquisition or exercise transactions in this Form 4 filing.
WisdomTree, Inc. insider Peter M. Ziemba, Chief Administrative Officer, reported an amended grant of 5,571 performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of common stock for each unit that ultimately vests.
The PRSUs are scheduled to vest on January 25, 2029, with the actual shares issued ranging from 0% to 200% of the 5,571 target units based on performance. This amended Form 4 updates the target number of PRSUs to match the grant date fair market value as determined by an independent valuation consultant.
WisdomTree, Inc. President and COO Jarrett Lilien reported an amended grant of 46,131 performance-based restricted stock units (PRSUs). These PRSUs were acquired at a stated price of $0.00 per unit as part of his equity compensation.
Each PRSU represents the right to receive one share of WisdomTree common stock for each unit that vests. The PRSUs are scheduled to vest on January 25, 2029, and the actual shares issued can range from 0% to 200% of the target 46,131 units based on performance. The amendment updates the target PRSU number to reflect the grant date fair market value determined by an independent valuation consultant.
Steinberg Jonathan L reported acquisition or exercise transactions in this Form 4 filing.
WisdomTree, Inc. Chief Executive Officer Jonathan L. Steinberg reported an amended equity award of 78,437 performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of common stock for each unit that vests. These PRSUs are scheduled to vest on January 25, 2029, with the actual shares issued ranging from 0% to 200% of the target amount based on performance. The amendment updates the target number of PRSUs to reflect the grant date fair market value as determined by an independent valuation consultant.
Wellington Management Group LLP and affiliated entities filed an amended beneficial ownership report on WisdomTree, Inc., disclosing beneficial ownership of 11,592,215 shares of WisdomTree common stock, equal to about 8.24% of the outstanding class.
The shares are owned of record by investment-advisory clients of Wellington’s subsidiaries, with Wellington reporting shared voting and investment power. The filing certifies the position is held in the ordinary course of business and not for the purpose of changing or influencing control of WisdomTree.
WisdomTree, Inc.'s Chief Accounting Officer reports initial share holdings. Petranka Ivanova Badova Radev beneficially owns 11,129 shares of WisdomTree common stock as of January 28, 2026, held directly.
This amount includes restricted stock awards that vest in stages: 4,457 shares on January 25, 2027, 2,401 shares on January 25, 2028, and 926 shares on January 25, 2029. The filing does not report a new purchase or sale, but establishes this officer’s starting ownership position.