Welcome to our dedicated page for WisdomTree SEC filings (Ticker: WT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
WisdomTree, Inc. filings document the regulatory record of a NYSE-listed asset manager whose common stock trades under the symbol WT. The company's Form 8-K disclosures cover quarterly operating and financial results, material events, material agreements, capital-structure matters and securities registered under the Exchange Act.
WisdomTree's filings also include proxy materials addressing governance, named executive officer compensation and shareholder voting matters. Capital-structure disclosures include senior unsecured convertible notes and related agreements, while recurring reporting categories connect the company's ETP advisory business, digital fund initiatives, governance practices and financing activity.
WisdomTree Inc ownership filing: The Vanguard Group amended its Schedule 13G to report 0 shares beneficially owned of WisdomTree Inc common stock, representing 0% of the class. The amendment explains an internal realignment effective January 12, 2026 that caused certain Vanguard subsidiaries or business divisions to report disaggregated holdings separately.
The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026, and states Vanguard entities retain the right to receive dividends or sale proceeds for managed accounts, while no single other person holds more than 5% of the class.
WisdomTree, Inc. is raising funding and reshaping its debt profile through a new convertible note issue and related exchanges. The company priced $525.0 million of 4.50% convertible senior notes due 2031 and the initial purchasers exercised a $78.75 million option, bringing the total to $603.75 million. The notes are initially convertible at 46.3306 shares per $1,000 principal amount, implying a conversion price of about $21.58 per share, with conditional step-ups. Net proceeds of approximately $591.2 million are earmarked to pay $200.0 million toward the Atlantic House Holdings acquisition, $302.7 million to exchange 3.25% convertible notes due 2029, and the balance for working capital and potential repayment of other notes. Concurrently, WisdomTree agreed to exchange $75.0 million of 2026 notes and $275.0 million of 2029 notes for cash and a combined roughly 11.0 million shares, and expects a one-time extinguishment loss of about $105.0 million.
WisdomTree, Inc. plans a private offering of $525.0 million aggregate principal amount of convertible senior notes due 2031 to qualified institutional buyers. The company expects to use about $200.0 million of net proceeds to fund the closing consideration for its previously announced acquisition of Atlantic House Holdings Limited.
WisdomTree also plans to use part of the proceeds to fund cash consideration in exchange transactions for up to approximately $275.0 million of its 3.25% convertible senior notes due 2029, with any remainder for working capital and other general corporate purposes, including potential repayment of other convertible notes.
WisdomTree, Inc. has entered a definitive agreement for its subsidiary to acquire all shares of UK-based Atlantic House Holdings Limited for £150 million (approximately $200 million) in cash, subject to customary closing adjustments. Atlantic House manages about £4.11 billion (approximately $5.5 billion) in assets.
The deal is expected to close in the second quarter of 2026, pending regulatory approvals, financing and other conditions, with a long-stop date of June 13, 2026. Atlantic House’s CEO will enter into an employment agreement and lead outcome and derivative strategies, while existing teams continue managing current products.
Atlantic House adds defined outcome and derivatives-driven strategies, expands WisdomTree’s Models and Portfolio Solutions platform into the UK and strengthens adviser distribution. The transaction is described as modestly accretive and aligned with WisdomTree’s disciplined capital allocation, after which WisdomTree anticipates managing about $163 billion in assets globally.
WisdomTree, Inc. director Tonia L. Pankopf reported a series of common stock purchases made through a dividend reinvestment plan sponsored by a broker-dealer. The latest transaction on February 25, 2026 added 44.3439 shares at a price of 16.9448 per share, bringing her directly held stake to 34,962.0051 shares.
Across six reported purchases from November 20, 2024 through February 25, 2026, she acquired a net 277.0051 shares. Her reported holdings include restricted stock awards scheduled to vest as to 9,871 shares on June 17, 2026.
WisdomTree, Inc. President and COO Jarrett R. Lilien reported an open‑market sale of 30,000 shares of common stock on February 25, 2026 at a price of $16.84 per share under a pre‑established Rule 10b5‑1 trading plan.
After this transaction, Lilien directly owned 1,140,245 shares of WisdomTree common stock. This amount includes restricted stock awards scheduled to vest as to 114,570 shares on January 25, 2027, 59,724 shares on January 25, 2028, and 23,785 shares on January 25, 2029, and remains subject to the company’s equity ownership requirements.
Marinof Alexis reported acquisition or exercise transactions in this Form 4 filing.
WisdomTree, Inc. reported that Europe CEO Alexis Marinof received a grant of 5,223 performance-based restricted stock units (PRSUs). This additional grant adjusts a prior award after changing the method for setting targets to use the grant-date closing stock price. Each PRSU represents one share of common stock upon vesting.
The PRSUs are scheduled to vest on February 23, 2029. Between 0% and 200% of the target units may vest, depending on total shareholder return of WisdomTree’s stock versus a peer group over a three-year period from the grant date, with potential accelerated vesting upon certain termination events or a change of control.
Yates David M reported acquisition or exercise transactions in this Form 4 filing.
WisdomTree, Inc. Chief Information Officer David M. Yates received a grant of 2,673 performance-based restricted stock units (PRSUs) on February 23, 2026. This additional grant reflects a change in how PRSU targets are calculated, moving from a Monte Carlo valuation to using the company’s grant-date closing stock price.
The PRSUs are scheduled to vest on February 23, 2029, with each unit representing one share of common stock upon vesting. Between 0% and 200% of the target PRSUs may vest, based on WisdomTree’s total shareholder return over a three-year period versus a defined peer group, with potential accelerated vesting upon certain employment terminations or a change of control.
Edmiston Bryan reported acquisition or exercise transactions in this Form 4 filing.
WisdomTree, Inc. Chief Financial Officer Bryan Edmiston received a performance-based equity award. On February 23, 2026, he was granted 4,247 performance-based restricted stock units (PRSUs), each representing one share of WisdomTree common stock upon vesting.
The PRSUs are scheduled to vest on February 23, 2029. The 4,247 units are a target amount, and between 0% and 200% of this target may ultimately vest. The final number of shares will depend on WisdomTree’s total shareholder return compared with a peer group over a three-year period from the grant date, with certain accelerated vesting possible upon specific employment terminations or a change of control.
WisdomTree, Inc. reported that its Head of Digital Assets, William Bradley Peck, received a grant of 2,673 performance-based restricted stock units (PRSUs). This separate, additional grant adjusts a prior PRSU award after the company changed its method for determining target shares.
Each PRSU can convert into one share of common stock if it vests. The PRSUs are scheduled to vest on February 23, 2029, with between 0% and 200% of the 2,673 target units potentially vesting based on total shareholder return versus a peer group over a three-year period.