Welcome to our dedicated page for WisdomTree SEC filings (Ticker: WT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
WisdomTree, Inc. filings document the regulatory record of a NYSE-listed asset manager whose common stock trades under the symbol WT. The company's Form 8-K disclosures cover quarterly operating and financial results, material events, material agreements, capital-structure matters and securities registered under the Exchange Act.
WisdomTree's filings also include proxy materials addressing governance, named executive officer compensation and shareholder voting matters. Capital-structure disclosures include senior unsecured convertible notes and related agreements, while recurring reporting categories connect the company's ETP advisory business, digital fund initiatives, governance practices and financing activity.
Wellington Management Group LLP and affiliates filed a Schedule 13G on WisdomTree, Inc. reporting beneficial ownership of 9,674,630 common shares, representing 6.58% of the class as of 09/30/2025.
The filing shows no sole voting or dispositive power. Shared voting power is 6,356,666 shares and shared dispositive power is 9,674,630 shares. One affiliate, Wellington Management Company LLP, reports shared voting power of 6,218,291 and shared dispositive power of 8,614,514.
The shares are owned of record by clients of Wellington’s investment advisers, and no individual client is known to hold more than five percent of the class. The signatories certify the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of WisdomTree.
WisdomTree (WT) reported stronger Q3 2025 results. Revenue rose to $125.6 million from $113.2 million, driven by higher advisory fees. Operating income increased to $45.7 million, and net income was $19.7 million (diluted EPS $0.13) versus a loss of $4.5 million a year ago, reflecting better margins and lower non-operating losses.
For the nine months, revenue reached $346.3 million with net income of $69.1 million. Cash, cash equivalents and restricted cash were $555.9 million at September 30, 2025, supported by issuing $475.0 million of 2030 convertible notes and repurchasing a portion of 2028 notes, which led to a $13.0 million extinguishment loss. The company repurchased 6.8 million shares in Q3 for $90.0 million; shares outstanding were 140.7 million as of November 4, 2025.
Subsequent event: On October 1, 2025, WisdomTree completed the Ceres Partners acquisition for $275.0 million cash plus up to $225.0 million earnout tied to a 12%–22% revenue CAGR through 2029.
WisdomTree, Inc. reported two shareholder actions alongside its Q3 2025 results press release. The Board declared a quarterly cash dividend of $0.03 per share, payable on November 26, 2025 to stockholders of record on November 12, 2025.
The Board also increased the share repurchase authorization by $190.0 million, bringing the total program to $250.0 million, with an expiration of April 27, 2028. Repurchases may be executed via open market, privately negotiated transactions, or block trades, and the timing and amount will be determined at the Company’s discretion based on market and corporate conditions. The program does not obligate the Company to repurchase any specific amount and may be modified or discontinued without notice.
FMR LLC and Abigail P. Johnson each report beneficial ownership of 10.3% of WisdomTree Inc. common stock, representing 15,161,730.04 shares. The filing shows sole dispositive power over these shares and no shared voting or dispositive power. The reporting parties state the shares are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
The ownership is disclosed under a Schedule 13G format and identifies FMR LLC as the institutional filer and Abigail P. Johnson as an individual reporting person with the same aggregate economic interest. The filing notes related power-of-attorney exhibits and an agreement referenced as Exhibit 99.
WisdomTree, Inc. completed the acquisition of Ceres Partners, LLC through its subsidiary, WisdomTree Farmland Holdings, Inc. for aggregate consideration of $275.0 million in cash plus potential earnout payments. The equity purchase closed on October 1, 2025, transferring all issued and outstanding equity interests of Ceres from the sellers to the WisdomTree subsidiary.
The cash consideration of $275.0 million is subject to customary post-closing adjustments for cash, indebtedness and working capital. An additional earnout of up to $225.0 million may be paid in 2030 if Ceres achieves a compound annual growth rate in revenue between 12% and 22% over the measurement period from January 1, 2025 through December 31, 2029.
WisdomTree, Inc. Schedule 13G/A filed by ETFS Capital Limited and Graham Tuckwell reports ownership of 5,250,000 common shares, representing approximately 3.6% of WisdomTree's outstanding stock based on 147,107,121 shares. ETFS directly owns the shares and Mr. Tuckwell, as controlling shareholder of ETFS, may be deemed to beneficially own the same amount; both parties disclaim ownership of shares they do not directly hold. The filing states the shares were not acquired to influence control of the issuer.
Lilien R Jarrett, President and COO of WisdomTree, Inc. (WT), reported a sale of 12,500 shares of Common Stock on 08/26/2025 at $13.21 per share under a Rule 10b5-1 trading plan established on 02/25/2025. After the sale the reporting person beneficially owned 1,036,138 shares, which include restricted stock awards vesting 155,950 shares on 01/25/2026, 90,787 shares on 01/25/2027, and 35,941 shares on 01/25/2028. The filing notes all sales are subject to the issuer's equity ownership requirements and that the reporting person had no discretion over timing due to the 10b5-1 plan.
Form 144 notice for WisdomTree, Inc. (WT) reports proposed and recent sales of common stock by an insider. The filer proposes to sell 12,500 shares via Fidelity Brokerage Services on the NYSE, with an aggregate market value of $165,125 and an approximate sale date of 08/26/2025. Those shares were acquired by restricted stock vesting on 01/29/2024 as compensation. The filing also discloses a prior sale by the named seller of 25,000 shares on 08/12/2025 for gross proceeds of $333,250. The form includes the required representation that the seller does not possess undisclosed material adverse information about the issuer.
WisdomTree, Inc. (WT) disclosed terms related to convertible notes including a shareholder-based redemption trigger and customary payment terms. If the company's common stock trades at least 130% of the conversion price for at least 20 trading days within any 30 consecutive trading day period ending on the trading day before redemption notice, the company may redeem the notes at 100% of principal plus accrued and unpaid interest to (but excluding) the redemption date. The filing states no sinking fund is provided for the notes. The 8-K lists affected items including entry into a material definitive agreement, creation of a direct financial obligation or off-balance-sheet arrangement, unregistered sales of equity securities, and financial statements and exhibits.
Azora Capital LP, together with Azora Capital GP LLC and managing member Ravi Chopra, reports beneficial ownership of 7,069,860 shares of WisdomTree, Inc. common stock, representing approximately 4.8% of the outstanding shares based on 147,031,590 shares reported by the issuer. The filing shows shared voting and shared dispositive power for these shares and reports no sole voting or dispositive power. The securities are directly owned by investment funds managed on a discretionary basis by Azora Capital, which the filing identifies as the investment manager and beneficial owner under applicable rules.