Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wintrust Financial Corp (WTFC) SEC filings page provides access to the company’s regulatory disclosures as a financial holding company listed on the Nasdaq Global Select Market. These filings document key aspects of Wintrust’s operations in community banking, specialty finance, and wealth management, as well as its capital structure and governance. Investors can review current reports, earnings-related disclosures, and other material agreements that affect the company’s financial condition and obligations.
Recent Form 8-K filings include announcements of quarterly and year-to-date earnings, with accompanying press releases and slide presentations that detail net interest income, loan and deposit growth, non-interest income, and credit quality measures. Other 8-Ks describe board actions such as the appointment of new independent directors to committees including Risk Management, Information Technology & Information Security, Audit, and Finance, and outline amendments to financing arrangements at subsidiaries, such as receivables purchase agreements and related guarantees.
Capital markets and listing changes are also reflected in Wintrust’s SEC documents. A Form 25 filing shows the removal from listing of certain preferred stock series and related depositary shares, following the company’s decision to redeem those securities. Additional filings identify the listing of depositary shares representing interests in the company’s 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F, under the symbol WTFCN.
On Stock Titan, AI-powered tools summarize Wintrust’s filings to highlight the most important points, such as the nature of new obligations, the impact of capital actions, and the context of earnings releases. Users can quickly scan real-time updates from EDGAR, review Form 8-K disclosures, and track changes in Wintrust’s preferred stock and depositary share listings, while using AI-generated insights to better understand the implications of each filing.
Wintrust Financial Corp. (WTFC) filed a Form 144 indicating a planned disposition of 14,942 common shares, valued at $1.97 million, through Wintrust Investments, LLC. The proposed sale date is 29 Jul 2025. Relative to the 66.94 million shares outstanding, the sale represents roughly 0.02 % of WTFC’s float, suggesting minimal dilution or ownership impact.
The shares were acquired via multiple equity-grant awards between 2005 and 2024; no cash purchases or gifts are noted. The filer reports no sales in the prior three months and certifies awareness of no undisclosed material adverse information. Form 144 is a notice only—it does not guarantee that the sale will occur, nor does it disclose the filer’s identity or relationship to the issuer beyond the standard attestation.
On 15 July 2025, Wintrust Financial Corp. (WTFC) founder and Senior Advisor Edward J. Wehmer filed a Form 4 reporting a company-initiated redemption of Series E Preferred Stock depositary shares.
- The issuer redeemed 6,654 depositary shares (2,516 held directly; 4,138 held by spouse) at the board-approved redemption price of $25.00 per share, coded “J” to denote a corporate action rather than an open-market trade.
- After the transaction, Wehmer reports zero ownership of Series E Preferred Stock.
- Common-stock ownership remains substantial: 181,339 shares held directly, 8,244 through a 401(k) plan, and 25,987 held indirectly by spouse.
- No derivative securities were acquired or disposed of, and no other classes of securities were affected.
The filing reflects completion of a board-approved capital action and does not signal discretionary insider buying or selling, implying limited immediate impact on WTFC’s equity valuation.