Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Wintrust Financial Corporation filings document the regulatory record of a financial holding company with common stock and preferred-related depositary shares listed on the Nasdaq Global Select Market. Its 8-K filings report earnings releases, financial presentations, non-GAAP supplemental measures, director appointments and material agreements tied to specialty finance operations.
Proxy materials cover annual meeting voting, director elections, executive compensation and auditor ratification. Other filings describe the company’s capital structure, preferred securities, listing and registration changes, and obligations under receivables purchase arrangements involving its insurance premium finance subsidiary.
Wintrust Financial Corp. executive Jeffrey D. Hahnfeld reported an acquisition of company stock through an equity award. On January 22, 2026, he acquired 1,088 shares of Wintrust common stock at a stated price of $152.21 per share, bringing his directly held total to 2,428 shares.
The filing notes that this amount includes 336 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which each represent a right to receive one share of common stock and vest on the third anniversary of the grant date. It also includes 752 shares awarded upon attainment of performance objectives under Wintrust’s Long Term Incentive Program.
Wintrust Financial Corp. executive Kathleen M. Boege, EVP, Chief Legal Officer and Secretary, reported receiving 6,237 shares of common stock on January 22, 2026 at $152.21 per share. This increased her directly held stake to 28,813 shares.
The filing notes that this total includes 1,542 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which vest on the third anniversary of the grant date, and 4,695 shares awarded for meeting performance objectives under the Long Term Incentive Program. Boege also indirectly holds 3 shares through the Employee Stock Purchase Plan, including 1 share purchased during 2025.
Wintrust Financial Corp. executive David A. Dykstra reported an award of 12,546 shares of common stock on January 22, 2026. The shares were acquired at a price of $152.21 per share and are held as non-derivative common stock. Following this transaction, Dykstra beneficially owns 195,080 shares of Wintrust common stock in direct form.
The reported holdings include 3,132 restricted stock units granted under the company's 2025 Stock Incentive Plan, each representing a contingent right to receive one share of common stock that vests on the third anniversary of the grant date. They also include 9,414 shares awarded upon attainment of performance objectives under the company's Long Term Incentive Program. Dykstra serves as Wintrust's Vice Chairman and Chief Operating Officer.
Wintrust Financial Corp officer reports stock award
Wintrust Financial Corp executive Thomas P. Zidar, who serves as Chairman Sr Mkt Hd Wealth - MTG, reported receiving 5,879 shares of the company’s common stock on January 22, 2026 at a price of $152.21 per share. After this award, he directly beneficially owned 54,140 common shares.
The filing notes that this direct holding includes 1,737 Restricted Stock Units granted under the company’s 2025 Stock Incentive Plan, which vest on the third anniversary of the grant date, and 4,142 shares awarded for achieving performance objectives under the Long Term Incentive Program. In addition, he indirectly held 9,366 shares through participation in the Employee Stock Purchase Plan, including 210 shares purchased during 2025.
Wintrust Financial Corp's SVP and Chief Risk Officer, James V. Lentino, reported an equity award of common stock on 01/22/2026. He was granted 436 restricted stock units under the company's 2025 Stock Incentive Plan at a reference price of $152.21 per share. Each unit represents a contingent right to receive one share of common stock and will vest on the third anniversary of the grant date, aligning his compensation with long-term company performance.
After this award, Lentino beneficially owns 436 shares directly and 12 shares indirectly through the Employee Stock Purchase Plan, which includes 11 shares purchased during 2025.
Wintrust Financial Corp. vice chair David Eric Lee reported receiving 2,680 shares of common stock on January 22, 2026, at a price of $152.21 per share. After this award, he beneficially owned 16,858 shares of Wintrust common stock in total, held directly.
The ownership total includes 1,468 restricted stock units granted under the company’s 2025 Stock Incentive Plan, each representing one share that will vest on the third anniversary of the grant date. It also includes 1,212 shares awarded upon attainment of performance objectives under the company’s Long Term Incentive Program.
Wintrust Financial Corporation reported its fourth quarter 2025 earnings on January 20, 2026. The company made its results available through a detailed earnings press release and a Fourth Quarter 2025 Earnings Release Presentation posted on its website.
The press release is provided as Exhibit 99.1 and the related investor presentation as Exhibit 99.2. Both documents include supplemental information on non-GAAP financial measures, with reconciliations and related details described in specific pages of each exhibit.
Wintrust Financial Corporation, through its Canadian subsidiary First Insurance Funding of Canada Inc., has amended its long‑standing receivables funding arrangement with Plaza Trust, administered by Royal Bank of Canada. The Thirteenth Amending Agreement extends the Commitment Maturity Date of the Receivables Purchase Agreement to December 15, 2026 and reduces the facility limit from $650 million to $580 million, while also making technical and ministerial changes.
Wintrust has confirmed its performance guarantee in favor of Plaza Trust, continuing to back First Canada’s obligations under the Receivables Purchase Agreement and future amendments. A new fee letter dated December 15, 2025 replaces the prior August 29, 2024 letter and updates fund costs, rates, notices and fees associated with this funding structure.
Wintrust Financial Corp. (WTFC) founder and senior advisor, an officer of the company, reported a routine equity transaction. On 11/20/2025, the reporting person received 286 shares of common stock as dividends awarded in shares pursuant to previously granted restricted stock units, at a reference price of $127.91 per share. Following this transaction, the reporting person beneficially owns 181,908 common shares directly, 8,244 common shares through a 401(k) plan, and 25,987 common shares indirectly through a spouse. The filing also reports ownership of 2,382 depositary shares of Series F preferred stock directly and 3,919 such depositary shares indirectly through a spouse.
Wintrust Financial Corp (WTFC) reported an insider equity transaction on a Form 4. On 11/20/2025, a company officer serving as vice chairman and COO acquired 164 shares of Wintrust common stock at $127.91 per share. The filing explains these shares were dividends paid in stock under previously granted restricted stock units, rather than an open‑market purchase. After this transaction, the officer directly beneficially owns 182,534 shares of Wintrust common stock.