Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wintrust Financial Corp (WTFC) SEC filings page provides access to the company’s regulatory disclosures as a financial holding company listed on the Nasdaq Global Select Market. These filings document key aspects of Wintrust’s operations in community banking, specialty finance, and wealth management, as well as its capital structure and governance. Investors can review current reports, earnings-related disclosures, and other material agreements that affect the company’s financial condition and obligations.
Recent Form 8-K filings include announcements of quarterly and year-to-date earnings, with accompanying press releases and slide presentations that detail net interest income, loan and deposit growth, non-interest income, and credit quality measures. Other 8-Ks describe board actions such as the appointment of new independent directors to committees including Risk Management, Information Technology & Information Security, Audit, and Finance, and outline amendments to financing arrangements at subsidiaries, such as receivables purchase agreements and related guarantees.
Capital markets and listing changes are also reflected in Wintrust’s SEC documents. A Form 25 filing shows the removal from listing of certain preferred stock series and related depositary shares, following the company’s decision to redeem those securities. Additional filings identify the listing of depositary shares representing interests in the company’s 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F, under the symbol WTFCN.
On Stock Titan, AI-powered tools summarize Wintrust’s filings to highlight the most important points, such as the nature of new obligations, the impact of capital actions, and the context of earnings releases. Users can quickly scan real-time updates from EDGAR, review Form 8-K disclosures, and track changes in Wintrust’s preferred stock and depositary share listings, while using AI-generated insights to better understand the implications of each filing.
Initial Form 3 for Wintrust Financial Corp (WTFC) reports that Laura A. Kohl filed an initial statement of beneficial ownership tied to an event on 10/01/2025. The filing lists Ms. Kohl's relationship as a Director and indicates 0 shares of Common Stock owned directly, with no derivative securities reported. The form was signed by an attorney-in-fact on 10/10/2025.
Wintrust Financial Corp (WTFC) reported an initial insider ownership filing showing David S. Richter as a director holding 466 shares of common stock. The Form 3 records the transaction date as 10/01/2025 and indicates the filing was signed by an attorney-in-fact on 10/10/2025. The ownership is listed as direct, and no derivative securities or additional holdings are reported. This filing establishes the reporting obligation and discloses a small, direct equity stake by a company director.
Wintrust Financial Corporation reported the appointment of Ms. Kohl and Mr. Richter as members of its board of directors, with the event dated October 1, 2025. The filing states there are no arrangements or understandings between the new directors and any other person regarding their selection, and that neither is party to any transaction with the company reportable under Regulation S-K Item 404(a). A press release announcing the appointments is attached as Exhibit 99.1.
Gregory A. Smith, a director of Wintrust Financial Corp. (WTFC), reported receipt of 366 shares of Common Stock on 09/30/2025 under the companys Directors Deferred Fee and Stock Plan as compensation for third quarter 2025 director services. The transaction is recorded as an acquisition at an indicated price of $123.98 per share and leaves Mr. Smith with 2,747 shares beneficially owned directly. The Form 4 was filed individually and signed by an attorney-in-fact on behalf of the reporting person.
Wintrust Financial Corp (WTFC) director Marla F. Glabe received 387 shares of Wintrust common stock on 09/30/2025 at a reported price of $123.98 per share as compensation for third-quarter 2025 director services under the Director's Deferred Fee and Stock Plan approved by shareholders. After the award, the reporting person beneficially owns 22,584 shares directly. The Form 4 was filed as an individual filing and signed by an attorney-in-fact on behalf of the reporting person.
Peter D. Crist, a director of Wintrust Financial Corp (WTFC), received 727 shares of Common Stock on 09/30/2025 as compensation for third-quarter 2025 director services under the Director's Deferred Fee and Stock Plan approved by shareholders. The transaction was recorded at a price of $123.98 per share, and following the award Mr. Crist beneficially owned 73,529 shares. The Form 4 was filed individually and signed by an attorney-in-fact on behalf of the reporting person.
Elizabeth H. Connelly, a director of Wintrust Financial Corp (WTFC), reported receipt of 442 shares of Common Stock on 09/30/2025 as compensation for third-quarter 2025 director services under the companys Director's Deferred Fee and Stock Plan approved by shareholders. The reported transaction price per share is $123.98. Following the award, the reporting person beneficially owned 7,579 shares. The Form 4 was filed as a single-person report and signed on behalf of the reporting person by an attorney-in-fact.
Wintrust Financial Corp (WTFC) director Patrick H. Hackett Jr. reported an acquisition of common stock dated 09/30/2025. The Form 4 shows an acquisition of 47,330 shares of common stock, with a per-share value recorded as $123.98. Following the reported transaction, 47,330 shares are listed as beneficially owned in a direct ownership form. The filing explains these shares were earned for the third quarter of 2025 as director compensation under the company’s Director's Deferred Fee and Stock Plan. The Form 4 is signed by an attorney-in-fact on behalf of the reporting person.
William J. Doyle, a director of Wintrust Financial Corp (WTFC), acquired 434 shares of the issuer's common stock on 09/30/2025 as compensation for third-quarter 2025 director services under the Director's Deferred Fee and Stock Plan approved by shareholders. The reported acquisition price per share was $123.98 and the filing shows Mr. Doyle beneficially owns 18,070 shares following the transaction. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact.
Wintrust Financial Corp (WTFC) director Suzet M. McKinney received 378 shares as deferred compensation for third-quarter 2025 director services under the Director's Deferred Fee and Stock Plan. The Form 4 shows the transaction date of 09/30/2025, transaction code A (acquisition), and a reported price per share of $123.98. Following the award, McKinney beneficially owns 3,032 shares directly. The filing was individually reported and signed by an attorney-in-fact on the reporting date.