Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Wintrust Financial Corporation filings document the regulatory record of a financial holding company with common stock and preferred-related depositary shares listed on the Nasdaq Global Select Market. Its 8-K filings report earnings releases, financial presentations, non-GAAP supplemental measures, director appointments and material agreements tied to specialty finance operations.
Proxy materials cover annual meeting voting, director elections, executive compensation and auditor ratification. Other filings describe the company’s capital structure, preferred securities, listing and registration changes, and obligations under receivables purchase arrangements involving its insurance premium finance subsidiary.
Wintrust Financial Corp officer Thomas P. Zidar, who serves as CHAIRMAN SR MKT HD WEALTH -MTG, reported a disposition of common stock on January 26, 2026. He disposed of 735 shares of common stock at $146.2 per share, leaving him with 53,405 shares held directly.
In addition, he reported 9,366 shares of Wintrust Financial Corp common stock held indirectly through an Employee Stock Purchase Plan (ESPP). The filing reflects his updated direct and indirect ownership positions in WTFC shares.
Wintrust Financial Corp. executive vice president, controller and chief accounting officer Jeffrey D. Hahnfeld reported a small change in his direct holdings of the company’s common stock. On January 26, 2026, a transaction coded “F” involved 167 shares at $146.20 per share.
After this transaction, Hahnfeld directly beneficially owned 2,261 shares of Wintrust Financial common stock. The filing reports no derivative securities activity and lists Hahnfeld as the sole reporting person.
Wintrust Financial vice chair Lee David Eric reported a small stock transaction involving company common shares. On 01/26/2026, a Form 4 shows a disposition of 215 shares of Wintrust Financial Corp. common stock at a price of $146.20 per share.
After this transaction, Eric directly beneficially owned 16,643 shares of Wintrust Financial common stock. The filing lists the ownership of these shares as direct.
Wintrust Financial Corp executive Kathleen M. Boege, EVP, Chief Legal Officer and Secretary, reported a Form 4 transaction in the company’s common stock. On 01/26/2026, she disposed of 930 shares at $146.2 per share in a transaction coded "F," leaving 27,883 shares held directly. She also reports 3 shares held indirectly through an employee stock purchase plan.
Wintrust Financial Corp.'s Chief Financial Officer, David L. Stoehr, reported a disposition of 963 shares of common stock on January 26, 2026 at $146.20 per share, coded as transaction type F. Following this transaction, he beneficially owns 21,137 common shares, all held directly.
Wintrust Financial Corp. officer Richard B. Murphy, Vice Chair and Chief Lending Officer, reported a disposition of 1,268 shares of Wintrust common stock on January 26, 2026 at $146.20 per share in a transaction coded "F". Following this transaction, he directly beneficially owns 49,340 common shares of Wintrust Financial Corp.
A holder of WTFC common stock has filed a notice of proposed sale under SEC Rule 144. The filing covers the potential sale of 314 shares of common stock through Fidelity Brokerage Services LLC on or around 01/27/2026, to be traded on NASDAQ. The shares listed for sale have an aggregate market value of 45665.02 based on the filer’s disclosure, and the issuer had 66971158 shares outstanding at the time referenced.
The securities to be sold were acquired on 01/26/2026 through restricted stock vesting from the issuer as compensation, rather than a cash purchase. By signing the notice, the seller represents that they are not aware of any material adverse, non‑public information about the issuer’s current or prospective operations.
Wintrust Financial Corp.'s chief financial officer David L. Stoehr reported an award of 7,558 shares of common stock on January 22, 2026 at $152.21 per share. After this transaction, he beneficially owns 22,100 shares directly. This total includes 2,133 restricted stock units granted under the 2025 Stock Incentive Plan that vest on the third anniversary of the grant date, each convertible into one share, and 5,425 shares awarded upon attainment of performance objectives under the company’s Long Term Incentive Program.
Wintrust Financial Corp. officer Richard B. Murphy reported an award of 9,549 shares of common stock on January 22, 2026, coded as an acquisition. The shares are valued at $152.21 per share for reporting purposes, bringing his directly held position to 50,608 common shares.
The reported holdings include 2,404 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which vest on the third anniversary of the grant date, and 7,145 shares awarded upon attainment of performance objectives under the Long Term Incentive Program.
Wintrust Financial Corp. President and CEO Timothy Crane reported an award of 32,222 shares of common stock on January 22, 2026, at a price of $152.21 per share. After this grant, he beneficially owns 108,484 shares of Wintrust common stock in total.
The reported holdings include 13,024 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which each convert into one share of common stock and vest on the third anniversary of the grant date. They also include 19,198 shares awarded upon attainment of performance objectives under Wintrust’s Long Term Incentive Program.