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Wintrust Fincl SEC Filings

WTFC NASDAQ

Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Wintrust Financial Corp (WTFC) SEC filings page provides access to the company’s regulatory disclosures as a financial holding company listed on the Nasdaq Global Select Market. These filings document key aspects of Wintrust’s operations in community banking, specialty finance, and wealth management, as well as its capital structure and governance. Investors can review current reports, earnings-related disclosures, and other material agreements that affect the company’s financial condition and obligations.

Recent Form 8-K filings include announcements of quarterly and year-to-date earnings, with accompanying press releases and slide presentations that detail net interest income, loan and deposit growth, non-interest income, and credit quality measures. Other 8-Ks describe board actions such as the appointment of new independent directors to committees including Risk Management, Information Technology & Information Security, Audit, and Finance, and outline amendments to financing arrangements at subsidiaries, such as receivables purchase agreements and related guarantees.

Capital markets and listing changes are also reflected in Wintrust’s SEC documents. A Form 25 filing shows the removal from listing of certain preferred stock series and related depositary shares, following the company’s decision to redeem those securities. Additional filings identify the listing of depositary shares representing interests in the company’s 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F, under the symbol WTFCN.

On Stock Titan, AI-powered tools summarize Wintrust’s filings to highlight the most important points, such as the nature of new obligations, the impact of capital actions, and the context of earnings releases. Users can quickly scan real-time updates from EDGAR, review Form 8-K disclosures, and track changes in Wintrust’s preferred stock and depositary share listings, while using AI-generated insights to better understand the implications of each filing.

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Wintrust Financial Corp.'s chief financial officer David L. Stoehr reported an award of 7,558 shares of common stock on January 22, 2026 at $152.21 per share. After this transaction, he beneficially owns 22,100 shares directly. This total includes 2,133 restricted stock units granted under the 2025 Stock Incentive Plan that vest on the third anniversary of the grant date, each convertible into one share, and 5,425 shares awarded upon attainment of performance objectives under the company’s Long Term Incentive Program.

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Wintrust Financial Corp. officer Richard B. Murphy reported an award of 9,549 shares of common stock on January 22, 2026, coded as an acquisition. The shares are valued at $152.21 per share for reporting purposes, bringing his directly held position to 50,608 common shares.

The reported holdings include 2,404 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which vest on the third anniversary of the grant date, and 7,145 shares awarded upon attainment of performance objectives under the Long Term Incentive Program.

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Wintrust Financial Corp. President and CEO Timothy Crane reported an award of 32,222 shares of common stock on January 22, 2026, at a price of $152.21 per share. After this grant, he beneficially owns 108,484 shares of Wintrust common stock in total.

The reported holdings include 13,024 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which each convert into one share of common stock and vest on the third anniversary of the grant date. They also include 19,198 shares awarded upon attainment of performance objectives under Wintrust’s Long Term Incentive Program.

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Wintrust Financial Corp. executive Jeffrey D. Hahnfeld reported an acquisition of company stock through an equity award. On January 22, 2026, he acquired 1,088 shares of Wintrust common stock at a stated price of $152.21 per share, bringing his directly held total to 2,428 shares.

The filing notes that this amount includes 336 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which each represent a right to receive one share of common stock and vest on the third anniversary of the grant date. It also includes 752 shares awarded upon attainment of performance objectives under Wintrust’s Long Term Incentive Program.

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Wintrust Financial Corp. executive Kathleen M. Boege, EVP, Chief Legal Officer and Secretary, reported receiving 6,237 shares of common stock on January 22, 2026 at $152.21 per share. This increased her directly held stake to 28,813 shares.

The filing notes that this total includes 1,542 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which vest on the third anniversary of the grant date, and 4,695 shares awarded for meeting performance objectives under the Long Term Incentive Program. Boege also indirectly holds 3 shares through the Employee Stock Purchase Plan, including 1 share purchased during 2025.

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Wintrust Financial Corp. executive David A. Dykstra reported an award of 12,546 shares of common stock on January 22, 2026. The shares were acquired at a price of $152.21 per share and are held as non-derivative common stock. Following this transaction, Dykstra beneficially owns 195,080 shares of Wintrust common stock in direct form.

The reported holdings include 3,132 restricted stock units granted under the company's 2025 Stock Incentive Plan, each representing a contingent right to receive one share of common stock that vests on the third anniversary of the grant date. They also include 9,414 shares awarded upon attainment of performance objectives under the company's Long Term Incentive Program. Dykstra serves as Wintrust's Vice Chairman and Chief Operating Officer.

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Wintrust Financial Corp officer reports stock award

Wintrust Financial Corp executive Thomas P. Zidar, who serves as Chairman Sr Mkt Hd Wealth - MTG, reported receiving 5,879 shares of the company’s common stock on January 22, 2026 at a price of $152.21 per share. After this award, he directly beneficially owned 54,140 common shares.

The filing notes that this direct holding includes 1,737 Restricted Stock Units granted under the company’s 2025 Stock Incentive Plan, which vest on the third anniversary of the grant date, and 4,142 shares awarded for achieving performance objectives under the Long Term Incentive Program. In addition, he indirectly held 9,366 shares through participation in the Employee Stock Purchase Plan, including 210 shares purchased during 2025.

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Wintrust Financial Corp's SVP and Chief Risk Officer, James V. Lentino, reported an equity award of common stock on 01/22/2026. He was granted 436 restricted stock units under the company's 2025 Stock Incentive Plan at a reference price of $152.21 per share. Each unit represents a contingent right to receive one share of common stock and will vest on the third anniversary of the grant date, aligning his compensation with long-term company performance.

After this award, Lentino beneficially owns 436 shares directly and 12 shares indirectly through the Employee Stock Purchase Plan, which includes 11 shares purchased during 2025.

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Wintrust Financial Corp. vice chair David Eric Lee reported receiving 2,680 shares of common stock on January 22, 2026, at a price of $152.21 per share. After this award, he beneficially owned 16,858 shares of Wintrust common stock in total, held directly.

The ownership total includes 1,468 restricted stock units granted under the company’s 2025 Stock Incentive Plan, each representing one share that will vest on the third anniversary of the grant date. It also includes 1,212 shares awarded upon attainment of performance objectives under the company’s Long Term Incentive Program.

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Wintrust Financial Corporation reported its fourth quarter 2025 earnings on January 20, 2026. The company made its results available through a detailed earnings press release and a Fourth Quarter 2025 Earnings Release Presentation posted on its website.

The press release is provided as Exhibit 99.1 and the related investor presentation as Exhibit 99.2. Both documents include supplemental information on non-GAAP financial measures, with reconciliations and related details described in specific pages of each exhibit.

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FAQ

How many Wintrust Fincl (WTFC) SEC filings are available on StockTitan?

StockTitan tracks 113 SEC filings for Wintrust Fincl (WTFC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Wintrust Fincl (WTFC)?

The most recent SEC filing for Wintrust Fincl (WTFC) was filed on January 26, 2026.