Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wintrust Financial Corp (WTFC) SEC filings page provides access to the company’s regulatory disclosures as a financial holding company listed on the Nasdaq Global Select Market. These filings document key aspects of Wintrust’s operations in community banking, specialty finance, and wealth management, as well as its capital structure and governance. Investors can review current reports, earnings-related disclosures, and other material agreements that affect the company’s financial condition and obligations.
Recent Form 8-K filings include announcements of quarterly and year-to-date earnings, with accompanying press releases and slide presentations that detail net interest income, loan and deposit growth, non-interest income, and credit quality measures. Other 8-Ks describe board actions such as the appointment of new independent directors to committees including Risk Management, Information Technology & Information Security, Audit, and Finance, and outline amendments to financing arrangements at subsidiaries, such as receivables purchase agreements and related guarantees.
Capital markets and listing changes are also reflected in Wintrust’s SEC documents. A Form 25 filing shows the removal from listing of certain preferred stock series and related depositary shares, following the company’s decision to redeem those securities. Additional filings identify the listing of depositary shares representing interests in the company’s 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F, under the symbol WTFCN.
On Stock Titan, AI-powered tools summarize Wintrust’s filings to highlight the most important points, such as the nature of new obligations, the impact of capital actions, and the context of earnings releases. Users can quickly scan real-time updates from EDGAR, review Form 8-K disclosures, and track changes in Wintrust’s preferred stock and depositary share listings, while using AI-generated insights to better understand the implications of each filing.
Wintrust Financial Corp (WTFC) director Suzet M. McKinney received 378 shares as deferred compensation for third-quarter 2025 director services under the Director's Deferred Fee and Stock Plan. The Form 4 shows the transaction date of 09/30/2025, transaction code A (acquisition), and a reported price per share of $123.98. Following the award, McKinney beneficially owns 3,032 shares directly. The filing was individually reported and signed by an attorney-in-fact on the reporting date.
Wintrust Financial Corp (WTFC) director Deborah L. Lefevre received 473 shares of common stock as director compensation for Q3 2025 under the Director's Deferred Fee and Stock Plan. The transaction, executed on 09/30/2025 at a reported price of $123.98 per share, increased her direct beneficial ownership to 15,333 shares. The Form 4 was filed individually and signed by an attorney-in-fact on behalf of the reporting person. The filing states the shares were earned for services as a director and were issued in accordance with the shareholder-approved deferred fee plan.
Insider transaction summary: Wintrust Financial Corp director Brian A. Kenney was granted 417 shares of common stock on 09/30/2025 under the company's Director's Deferred Fee and Stock Plan. The shares were recorded at a price of $123.98 and are reported as directly beneficially owned. Following the award, Mr. Kenney beneficially owns 11,631 shares of WTFC common stock. The filing is a routine director compensation accrual rather than an open-market purchase or sale.
Wintrust Financial Corp (WTFC) director Karin Gustafson Teglia reported a Form 4 showing she acquired 459 shares of Wintrust common stock on 09/30/2025 at a reported price of $123.98 per share. Following the transaction she beneficially owns 18,057 shares directly. The filing states these shares were earned for third-quarter 2025 director services under the company's Director's Deferred Fee and Stock Plan approved by shareholders. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.
Wintrust Financial Corp (WTFC) director Alex E. Washington III received 472 shares as deferred compensation for third-quarter 2025 director fees under the company's Director's Deferred Fee and Stock Plan. The transaction was an acquisition on 09/30/2025 at an implied price of $123.98 per share.
Following the award, Mr. Washington beneficially owned 19,435 shares in a direct capacity. The filing was executed by an attorney-in-fact and reports routine director compensation settled in common stock rather than cash.
Edward J. Wehmer, identified as Founder and Senior Advisor of Wintrust Financial Corp (WTFC), reported transactions on 08/21/2025 showing non-derivative shares awarded and changes in beneficial ownership. The filing records an acquisition of 283 common shares at a listed price of $128.71, described as dividends awarded in shares pursuant to previously granted restricted stock units.
Following the transaction, Mr. Wehmer is shown as beneficial owner of 181,622 common shares (direct), plus indirect interests of 8,244 shares via a 401(k) plan and 25,987 shares held by his spouse. The filing also notes a disposition of 2,382 depositary shares of Series F preferred stock and an indirect holding of 3,919 depositary shares by his spouse. The form was signed by an attorney-in-fact on 08/22/2025.
Wintrust Financial Corp (WTFC) insider transaction summary: David A. Dykstra, Vice Chairman and COO, reported an acquisition of 162 shares of Wintrust common stock on 08/21/2025 at an indicated price of $128.71 per share. The filing states these shares were dividends awarded in shares pursuant to previously granted restricted stock units. After the transaction, Mr. Dykstra beneficially owned 182,370 shares. The Form 4 was signed by an attorney-in-fact on 08/22/2025. No options, conversions, or other derivative transactions were reported in this filing.