Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wintrust Financial Corp (WTFC) SEC filings page provides access to the company’s regulatory disclosures as a financial holding company listed on the Nasdaq Global Select Market. These filings document key aspects of Wintrust’s operations in community banking, specialty finance, and wealth management, as well as its capital structure and governance. Investors can review current reports, earnings-related disclosures, and other material agreements that affect the company’s financial condition and obligations.
Recent Form 8-K filings include announcements of quarterly and year-to-date earnings, with accompanying press releases and slide presentations that detail net interest income, loan and deposit growth, non-interest income, and credit quality measures. Other 8-Ks describe board actions such as the appointment of new independent directors to committees including Risk Management, Information Technology & Information Security, Audit, and Finance, and outline amendments to financing arrangements at subsidiaries, such as receivables purchase agreements and related guarantees.
Capital markets and listing changes are also reflected in Wintrust’s SEC documents. A Form 25 filing shows the removal from listing of certain preferred stock series and related depositary shares, following the company’s decision to redeem those securities. Additional filings identify the listing of depositary shares representing interests in the company’s 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F, under the symbol WTFCN.
On Stock Titan, AI-powered tools summarize Wintrust’s filings to highlight the most important points, such as the nature of new obligations, the impact of capital actions, and the context of earnings releases. Users can quickly scan real-time updates from EDGAR, review Form 8-K disclosures, and track changes in Wintrust’s preferred stock and depositary share listings, while using AI-generated insights to better understand the implications of each filing.
Wintrust Financial (WTFC) reported insider transactions by a company officer (Vice Chair, Chief Lending Officer). The filing shows two bona fide gifts of common stock: 475 shares on 10/29/2025 and 114 shares on 10/30/2025, each at a reported price of $0. Following these transactions, direct beneficial ownership stood at 41,173 shares after the first gift and 41,059 shares after the second.
The transactions are coded “G,” indicating gifts, and are reported as Direct (D) ownership. This Form 4 reflects personal share transfers and does not indicate any company-level financing or operational change.
Wintrust Financial Corporation furnished an update on operations by announcing its third quarter 2025 earnings and making related materials available. The company posted a press release and an earnings presentation on its website, which are attached as Exhibit 99.1 and Exhibit 99.2.
The information was provided under Item 2.02 and is being furnished and not deemed filed under the Securities Exchange Act of 1934. The materials include supplemental details on non-GAAP financial measures, with references noted within the exhibits.
Initial Form 3 for Wintrust Financial Corp (WTFC) reports that Laura A. Kohl filed an initial statement of beneficial ownership tied to an event on
Wintrust Financial Corp (WTFC) reported an initial insider ownership filing showing David S. Richter as a director holding 466 shares of common stock. The Form 3 records the transaction date as
Wintrust Financial Corporation reported the appointment of Ms. Kohl and Mr. Richter as members of its board of directors, with the event dated October 1, 2025. The filing states there are no arrangements or understandings between the new directors and any other person regarding their selection, and that neither is party to any transaction with the company reportable under Regulation S-K Item 404(a). A press release announcing the appointments is attached as Exhibit 99.1.
Gregory A. Smith, a director of Wintrust Financial Corp. (WTFC), reported receipt of 366 shares of Common Stock on 09/30/2025 under the companys Directors Deferred Fee and Stock Plan as compensation for third quarter 2025 director services. The transaction is recorded as an acquisition at an indicated price of $123.98 per share and leaves Mr. Smith with 2,747 shares beneficially owned directly. The Form 4 was filed individually and signed by an attorney-in-fact on behalf of the reporting person.
Wintrust Financial Corp (WTFC) director Marla F. Glabe received 387 shares of Wintrust common stock on 09/30/2025 at a reported price of $123.98 per share as compensation for third-quarter 2025 director services under the Director's Deferred Fee and Stock Plan approved by shareholders. After the award, the reporting person beneficially owns 22,584 shares directly. The Form 4 was filed as an individual filing and signed by an attorney-in-fact on behalf of the reporting person.
Peter D. Crist, a director of Wintrust Financial Corp (WTFC), received 727 shares of Common Stock on 09/30/2025 as compensation for third-quarter 2025 director services under the Director's Deferred Fee and Stock Plan approved by shareholders. The transaction was recorded at a price of $123.98 per share, and following the award Mr. Crist beneficially owned 73,529 shares. The Form 4 was filed individually and signed by an attorney-in-fact on behalf of the reporting person.
Elizabeth H. Connelly, a director of Wintrust Financial Corp (WTFC), reported receipt of 442 shares of Common Stock on 09/30/2025 as compensation for third-quarter 2025 director services under the companys Director's Deferred Fee and Stock Plan approved by shareholders. The reported transaction price per share is $123.98. Following the award, the reporting person beneficially owned 7,579 shares. The Form 4 was filed as a single-person report and signed on behalf of the reporting person by an attorney-in-fact.
Wintrust Financial Corp (WTFC) director Patrick H. Hackett Jr. reported an acquisition of common stock dated 09/30/2025. The Form 4 shows an acquisition of 47,330 shares of common stock, with a per-share value recorded as $123.98. Following the reported transaction, 47,330 shares are listed as beneficially owned in a direct ownership form. The filing explains these shares were earned for the third quarter of 2025 as director compensation under the company’s Director's Deferred Fee and Stock Plan. The Form 4 is signed by an attorney-in-fact on behalf of the reporting person.