Insider files to sell 398 restricted WTS shares (WTS)

Rhea-AI Filing Summary

WTS issuer notice: A Form 144 filing lists the proposed sale of 398 shares of Common Stock described as restricted stock and identifies prior sales of 332 shares on 03/12/2026 with an indicated value of $100,164.43.

The filing names Morgan Stanley Smith Barney LLC as the broker-dealer and provides an address for reporting person Michael J Dubose. Timing and further distribution mechanics are stated in standard Form 144 fields.

Insights

Securities Compliance Counsel

Form 144 lists a proposed resale of restricted common shares and prior recent dispositions.

The notice records 398 shares offered (restricted stock) and prior reported sales of 332 shares on 03/12/2026 valued at $100,164.43. The broker is Morgan Stanley Smith Barney LLC.

Regulatory meaning: this is a statutory notice under securities resale rules; the filing itself does not confirm completion. Subsequent trade reports or broker confirmations would show execution details.

Key Figures

Proposed shares to sell: 398 shares Shares sold in prior 3 months: 332 shares Reported value of prior sale: $100,164.43 +2 more

5 metrics

Proposed shares to sell 398 shares Securities To Be Sold (Restricted Stock, dated 07/31/2023)

Shares sold in prior 3 months 332 shares Disposition reported on <date>03/12/2026</date>

Reported value of prior sale $100,164.43 Associated with the 332-share disposition on <date>03/12/2026</date>

Restricted stock date 07/31/2023 Date associated with the restricted shares being offered

Exchange listing NYSE Exchange noted on the filing cover fields

Key Terms

Form 144, Restricted Stock, Broker-dealer

3 terms

Form 144 regulatory

"The filing header and content list a "Form 144" notice of proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Securities To Be Sold entry labels the shares as "Restricted Stock" dated 07/31/2023"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Broker-dealer regulatory

"Morgan Stanley Smith Barney LLC identified as the broker-dealer at 1 New York Plaza"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	398	123232.74	27474600	05/28/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/31/2023	Restricted Stock	Issuer			398	07/31/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Michael J Dubose 815 Chestnut Street, North Andover, MA 01845	Common	03/12/2026	332	100164.43

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the WTS Form 144 report show?

It reports a proposed sale of 398 restricted common shares. The filing also notes prior sales of 332 shares on 03/12/2026 with a reported value of $100,164.43, and lists Morgan Stanley Smith Barney LLC as the broker.

Who is the reporting person named on the WTS Form 144?

The filing names Michael J Dubose as the reporting person. The document provides an address for Mr. Dubose and identifies the broker-dealer as Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor.

How many shares were sold in the past three months per the filing?

The filing discloses 332 shares were sold on 03/12/2026. That prior disposition is listed with an associated dollar amount of $100,164.43 in the Form 144 entries.

What type of securities does the WTS Form 144 reference?

The notice references Common Stock labeled as "Restricted Stock." The securities to be sold show a dated grant or restriction date of 07/31/2023 in the filing.

Does this Form 144 confirm the sale has occurred?

No — Form 144 is a notice of proposed sale, not proof of execution. Execution and settlement details would appear in subsequent trade reports or broker confirmations, not in this notice.