Willamette Valley Vineyards adds two board directors

Q: Are there any special arrangements behind the appointments of WVVI directors Riccardi and Voorhies?

The company states there are no arrangements or understandings with any person under which Riccardi or Voorhies was appointed. This indicates their selection arose from the Board’s normal nomination and governance processes rather than from side agreements.

Q: Did Willamette Valley Vineyards (WVVI) report any related-party transactions involving the new directors?

Willamette Valley Vineyards states there are no transactions involving Riccardi or Voorhies that require disclosure under Item 404(a) of Regulation S-K. This means the company reports no qualifying related-party dealings with these directors at this time.

Willamette Valley Vineyards, Inc. reports that its Board of Directors appointed Christopher Riccardi and Greg Voorhies as directors effective July 11, 2026.

Accepted by SEC EDGAR 07/14/2026 - 04:07 PM EDT

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

8-K

Rhea-AI Filing Summary

Willamette Valley Vineyards, Inc. reports that its Board of Directors appointed Christopher Riccardi and Greg Voorhies as directors effective July 11, 2026. They will serve in directors group III with terms expiring at the company’s 2028 annual meeting of shareholders.

Both directors will receive compensation under the existing WVV Board Member Compensation Plan, as described in the definitive proxy statement on Schedule 14A filed May 28, 2026. The company states there are no special arrangements leading to their appointments and no transactions requiring disclosure under Item 404(a) of Regulation S-K.

8-K Event Classification

Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers

1 item

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Key Figures

Director appointment effective date: July 11, 2026 Board term expiration: 2028 annual meeting Proxy statement filing date: May 28, 2026

3 metrics

Director appointment effective date July 11, 2026 Date Riccardi and Voorhies were appointed to the Board

Board term expiration 2028 annual meeting End of group III director terms for the new appointees

Proxy statement filing date May 28, 2026 Date of Schedule 14A describing the WVV Board Member Compensation Plan

Key Terms

Item 5.02, Regulation S-K, definitive proxy statement, Schedule 14A

4 terms

Item 5.02 regulatory

"Item 5.02 Departure of Directors or Certain Officers; Election of Directors"

Item 5.02 is a specific disclosure category on the U.S. Securities and Exchange Commission’s Form 8‑K that requires public companies to report changes in key personnel and related compensation arrangements. It covers departures and appointments of directors and certain officers, elections of directors, and new or material changes to compensatory agreements for those persons; the company must file a Form 8‑K with the required information and any related exhibits within the SEC’s prescribed reporting timeframe. The item is a rule‑based reporting obligation under U.S. securities law, so its scope and timing follow the SEC’s definitions and deadlines rather than informal usage.

Regulation S-K regulatory

"transactions ... that would require disclosure under Item 404(a) of Regulation S-K"

A set of U.S. Securities and Exchange Commission rules that tell public companies which narrative and qualitative details must be disclosed in filings, such as risk factors, management discussion, executive pay, legal proceedings and business description. Think of it as a standardized checklist or blueprint that ensures investors get the same types of background information from every company so they can compare risks, management quality and strategy before making investment decisions.

definitive proxy statement regulatory

"as described in the section entitled “Director Compensation” in the Company’s definitive proxy statement"

A Definitive Proxy Statement is a detailed document that a company sends to its shareholders before a big meeting, like voting on important decisions. It explains what's being voted on and gives important information so shareholders can make informed choices. It matters because it helps shareholders understand and participate in key company decisions.

Schedule 14A regulatory

"proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission"

Schedule 14A is a document that companies file with regulators to share important information with shareholders before a big vote, like approving a merger or election of directors. It matters because it helps investors understand what’s happening so they can make informed decisions about the company’s future.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What board changes did Willamette Valley Vineyards (WVVI) report on July 11, 2026?

Willamette Valley Vineyards reported that its Board appointed Christopher Riccardi and Greg Voorhies as directors effective July 11, 2026. They join directors group III and will serve until the company’s 2028 annual meeting of shareholders, subject to the usual governance processes.

How long will the new WVVI directors Christopher Riccardi and Greg Voorhies serve?

The newly appointed WVVI directors will serve as members of directors group III with terms expiring at the 2028 annual meeting of shareholders. Their continued service beyond that point would depend on shareholder elections at future annual meetings.

How will Willamette Valley Vineyards (WVVI) compensate its newly appointed directors?

The new WVVI directors will receive compensation under the existing WVV Board Member Compensation Plan. That plan is described in the company’s definitive proxy statement on Schedule 14A filed May 28, 2026, which outlines standard director pay and benefits.

Are there any special arrangements behind the appointments of WVVI directors Riccardi and Voorhies?

The company states there are no arrangements or understandings with any person under which Riccardi or Voorhies was appointed. This indicates their selection arose from the Board’s normal nomination and governance processes rather than from side agreements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding 8-K Material Events →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): July 11, 2026

Willamette Valley Vineyards, Inc.

(Exact name of Company as specified in its charter)

Oregon

001-37610

93-0981021

(State or other

jurisdiction of

incorporation)

(Commission File No.)

(I.R.S. Employer

Identification No.)

8800 Enchanted Way SE

Turner, OR 97392

(Address of principal executive offices)

(503) 588-9463

Registrant’s telephone number, including area code

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock,	WVVI	NASDAQ Capital Market
Series A Redeemable Preferred Stock	WVVIP	NASDAQ Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On July 11, 2026, the Board of Directors (the “Board”) of Willamette Valley Vineyards, Inc. (the “Company”) appointed Mr. Christopher Riccardi and Mr. Greg Voorhies as directors on the Board effective July 11, 2026. Mr. Riccardi and Mr. Voorhies are members of directors group III with a term expiring at the Company’s 2028 annual meeting of shareholders.

In connection with their appointment to the Board, Mr. Riccardi and Mr. Voorhies will receive compensation in accordance with the WVV Board Member Compensation Plan as described in the section entitled “Director Compensation” in the Company’s definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on May 28, 2026.

There are no arrangements or understandings between Mr. Riccardi or Mr. Voorhies and any person pursuant to which Mr. Riccardi or Mr. Voorhies was appointed as a director on the Board. Further, there are no transactions between Mr. Riccardi or Mr. Voorhies and the Company that would require disclosure under Item 404(a) of Regulation S-K.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	WILLAMETTE VALLEY VINEYARDS, INC.

Date: July 14, 2026	By:	/s/ JAMES W. BERNAU

		James W. Bernau
		President

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

4 documents