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Willamette Valley Vineyards (WVVI) appoints John Hazlett as new CFO

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Willamette Valley Vineyards, Inc. appointed John Hazlett

Under an employment agreement dated May 19, 2026, Hazlett will receive a base salary of $216,000 per year and is eligible for an annual performance-based incentive payment of up to $24,000, with goals set by the Company’s President. He has no related-party or Item 404(a) transactions disclosed, and he replaces retiring CFO John Ferry, who will remain during a transition period.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
CFO base salary $216,000 per year Base salary for CFO John Hazlett under employment agreement dated May 19, 2026
Maximum annual incentive $24,000 per year Maximum performance-based incentive for CFO John Hazlett, goals set annually by President
Effective date of CFO role May 20, 2026 Effective date of John Hazlett’s appointment as Chief Financial Officer
CFO age 51 years Age of newly appointed CFO John Hazlett at time of appointment
Chief Financial Officer financial
"appointed Mr. John Hazlett as the Company’s Chief Financial Officer effective May 20, 2026"
A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.
performance-based incentive financial
"eligible to receive an annual performance-based incentive payment of up to $24,000"
Employment Agreement financial
"Under the terms of an employment agreement between Mr. Hazlett and the Company"
Item 404(a) of Regulation S-K regulatory
"material interest subject to disclosure under Item 404(a) of Regulation S-K"
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): May 19, 2026

 

Willamette Valley Vineyards, Inc.

(Exact name of Company as specified in its charter)

 

Oregon 001-37610 93-0981021

(State or other

jurisdiction of

incorporation)

(Commission File No.)

 

  

(I.R.S. Employer

Identification No.)

  

 

8800 Enchanted Way SE

Turner, OR 97392

(Address of principal executive offices)

 

(503) 588-9463

Registrant’s telephone number, including area code

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock,   WVVI   NASDAQ Capital Market
Series A Redeemable Preferred Stock   WVVIP   NASDAQ Capital Market

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On May 19, 2026, the board of directors of Willamette Valley Vineyards, Inc. (the “Company”) appointed Mr. John Hazlett as the Company’s Chief Financial Officer effective May 20, 2026.

 

Mr. Hazlett, 51, has served as the founding partner of Trailwise Advisory Services, a provider of fractional CFO and financial advisory services, since January 2025. From December 2021 to December 2024, he served as Chief Financial Officer of RENA Technologies North America, a semiconductor equipment manufacturer. From March 2018 to March 2020, he served as Chief Financial Officer of Climax Portable Machine Tools. Earlier in his career, he held senior financial leadership roles at Eaton Corporation and Microsoft beginning in 2002. Mr. Hazlett holds an MBA from Baldwin Wallace University and a Bachelor of Science in Accounting and Finance from Bowling Green State University. He also maintains an active Certified Public Accountant license in the State of Ohio.

 

Mr. Hazlett was not appointed as the Company’s Chief Financial Officer pursuant to any arrangement or understanding with any other person.

 

Mr. Hazlett has no family relationships with any current director, director nominee, or executive officer of the Company, and there are no transactions or proposed transactions, to which the Company is a party, or intended to be a party, in which Mr. Hazlett has, or will have, a material interest subject to disclosure under Item 404(a) of Regulation S-K.

 

Under the terms of an employment agreement between Mr. Hazlett and the Company (the “Employment Agreement”) dated May 19, 2026, Mr. Hazlett will receive a base salary of $216,000 per year. Additionally, Mr. Hazlett is eligible to receive an annual performance-based incentive payment of up to $24,000. Performance goals will be established annually by the Company’s President.

 

The foregoing summary does not purport to be complete and is qualified in its entirety by reference to the complete copy of the Employment Agreement which is filed herewith as Exhibit 10.1

 

Mr. Hazlett is replacing Mr. John Ferry who on February 12, 2026 announced his intention to retire as the Company’s Chief Financial Officer. Mr. Ferry will continue his employment with the Company during a yet to be determined transition period.

 

ITEM 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit No.   Description
10.1   Offer of Employment dated May 19, 2026 between the Company and  John Hazlett
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  WILLAMETTE VALLEY VINEYARDS, INC.
     
 Date: May 20, 2026 By: /s/ JAMES W. BERNAU  
     
    James W. Bernau
    President

  

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FAQ

What leadership change did Willamette Valley Vineyards (WVVI) announce in this 8-K?

Willamette Valley Vineyards appointed John Hazlett as Chief Financial Officer effective May 20, 2026. He succeeds John Ferry, who previously announced his intention to retire but will continue with the company during an unspecified transition period to support continuity.

What is the new CFO’s compensation at Willamette Valley Vineyards (WVVI)?

Under his employment agreement, new CFO John Hazlett receives a base salary of $216,000 per year. He is also eligible for an annual performance-based incentive payment of up to $24,000, with performance goals established each year by the company’s President.

What prior experience does WVVI’s new CFO, John Hazlett, have?

John Hazlett previously served as CFO of RENA Technologies North America and Climax Portable Machine Tools. He also held senior financial leadership roles at Eaton Corporation and Microsoft, and founded Trailwise Advisory Services, a fractional CFO and financial advisory provider.

Was WVVI’s new CFO appointed under any arrangement with another person?

The disclosure specifies that John Hazlett was not appointed as Chief Financial Officer pursuant to any arrangement or understanding with any other person. The board of directors approved his appointment, and his terms are governed by an employment agreement dated May 19, 2026.

What document governs the terms of WVVI CFO John Hazlett’s employment?

His terms are set out in an employment agreement dated May 19, 2026 between Willamette Valley Vineyards and John Hazlett. The filing includes a brief summary and files the full offer of employment as Exhibit 10.1 for more detailed contractual provisions.

Filing Exhibits & Attachments

5 documents