Willamette Valley Vineyards president buys 5,500 shares

No Rule 10b5-1 plan is reported for Bernau's purchases.

Rhea-AI Filing Summary

Willamette Valley Vineyards Inc. President and director James W. Bernau purchased 5,500 common shares on October 1, 2026, across 18 direct transactions. Individual reported entries include 2,200 shares at $1.71 per share, 211 shares at $1.73, and 145 shares at $1.75.

Insider Trade Summary

Net Buyer: 5,500 shares

Net Buy 18 txns

Insider BERNAU JAMES W

Role President

Bought 5,500 shs ($9K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	145	$1.75	$253.75
Purchase	Common Stock	100	$1.75	$175.00
Purchase	Common Stock	100	$1.75	$175.00
Purchase	Common Stock	2,200	$1.71	$4K
Purchase	Common Stock	211	$1.73	$365.03
Purchase	Common Stock	100	$1.75	$175.00
Purchase	Common Stock	500	$1.75	$875.00
Purchase	Common Stock	100	$1.75	$175.00
Purchase	Common Stock	300	$1.75	$525.00
Purchase	Common Stock	55	$1.75	$96.25
Purchase	Common Stock	100	$1.75	$175.00
Purchase	Common Stock	189	$1.75	$330.75
Purchase	Common Stock	100	$1.71	$171.00
Purchase	Common Stock	100	$1.75	$175.00
Purchase	Common Stock	100	$1.75	$175.00
Purchase	Common Stock	100	$1.75	$175.00
Purchase	Common Stock	100	$1.73	$173.00
Purchase	Common Stock	900	$1.71	$2K

Holdings After Transaction: Common Stock — 380,001 shares (Direct)

Key Figures

Common shares purchased: 5,500 shares Direct purchase transactions: 18 transactions Price per share: $1.71 +2 more

5 metrics

Common shares purchased 5,500 shares October 1, 2026

Direct purchase transactions 18 transactions October 1, 2026

Price per share $1.71 Reported purchase price

Price per share $1.73 Reported purchase price

Price per share $1.75 Reported purchase price

Key Terms

Rule 10b5-1 trading plan, Direct ownership, Non-derivative transaction

3 terms

Rule 10b5-1 trading plan regulatory

"no Rule 10b5-1 plan is reported for the purchases"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Direct ownership financial

"the purchases were direct"

Non-derivative transaction financial

"non-derivative common stock purchases"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many WVVI shares did James W. Bernau purchase, and at what prices?

James W. Bernau purchased 5,500 shares of Willamette Valley Vineyards common stock on October 1, 2026, across 18 direct transactions. Reported prices included $1.71, $1.73, and $1.75 per share. No Rule 10b5-1 plan is reported for the purchases.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/01/2026 - 07:33 PM Accepted by SEC EDGAR 10/01/2026 - 07:33 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BERNAU JAMES W

(Last) (First) (Middle)

8800 ENCHANTED WAY SE

(Street)

TURNER OREGON 97392

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WILLAMETTE VALLEY VINEYARDS INC [ WVVI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		P		145	A	$1.75	374,646	D
Common Stock	10/01/2026		P		100	A	$1.75	374,746	D
Common Stock	10/01/2026		P		100	A	$1.75	374,846	D
Common Stock	10/01/2026		P		2,200	A	$1.71	377,046	D
Common Stock	10/01/2026		P		211	A	$1.73	377,257	D
Common Stock	10/01/2026		P		100	A	$1.75	377,357	D
Common Stock	10/01/2026		P		500	A	$1.75	377,857	D
Common Stock	10/01/2026		P		100	A	$1.75	377,957	D
Common Stock	10/01/2026		P		300	A	$1.75	378,257	D
Common Stock	10/01/2026		P		55	A	$1.75	378,312	D
Common Stock	10/01/2026		P		100	A	$1.75	378,412	D
Common Stock	10/01/2026		P		189	A	$1.75	378,601	D
Common Stock	10/01/2026		P		100	A	$1.71	378,701	D
Common Stock	10/01/2026		P		100	A	$1.75	378,801	D
Common Stock	10/01/2026		P		100	A	$1.75	378,901	D
Common Stock	10/01/2026		P		100	A	$1.75	379,001	D
Common Stock	10/01/2026		P		100	A	$1.73	379,101	D
Common Stock	10/01/2026		P		900	A	$1.71	380,001	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ James W. Bernau	10/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)