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WVVI (WVVI) CEO receives 15,000-share unrestricted stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Osborn Michael Jordan reported acquisition or exercise transactions in this Form 4 filing.

Willamette Valley Vineyards Chief Executive Officer Michael Jordan Osborn received 15,000 shares of Common Stock as a grant. The shares were awarded at no purchase price as unrestricted common stock under the Willamette Valley Vineyards, Inc. 2025 Omnibus Equity Incentive Plan. Following this compensation-related award, he directly holds 20,000 shares of Common Stock as reported for this transaction.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Osborn Michael Jordan

(Last)(First)(Middle)
8800 ENCHANTED WAY SE

(Street)
TURNER OREGON 97392

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WILLAMETTE VALLEY VINEYARDS INC [ WVVI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2025A15,000A(1)20,000(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Unrestricted common stock award granted under the Willamette Valley Vineyards, Inc. 2025 Omnibus Equity Incentive Plan.
2. The total outstanding includes an additional 5,000 shares acquired by the reporting person subsequent to August 17, 2025, as reported on Form 4s filed by the reporting person on August 25, 2025 and December 16, 2025.
/s/ Michael Jordan Osborn03/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did WVVI CEO Michael Jordan Osborn report in this Form 4?

Michael Jordan Osborn reported receiving 15,000 shares of Willamette Valley Vineyards Common Stock. The shares were awarded as compensation, not purchased on the market, and increased his directly held position reported for this transaction to 20,000 shares.

Was the WVVI CEO’s 15,000-share transaction an open-market purchase?

No, the 15,000 shares were granted as unrestricted common stock, not bought on the open market. The award came under Willamette Valley Vineyards’ 2025 Omnibus Equity Incentive Plan and carried a reported price per share of $0.00.

How many WVVI shares does the CEO hold after this reported grant?

After this grant, Michael Jordan Osborn is reported as directly holding 20,000 shares of Willamette Valley Vineyards Common Stock. This total reflects the position immediately following the 15,000-share compensation award disclosed in the transaction.

Under which plan was the WVVI CEO’s 15,000-share award granted?

The 15,000-share award to the CEO was granted under the Willamette Valley Vineyards, Inc. 2025 Omnibus Equity Incentive Plan. The filing describes it as unrestricted common stock issued as part of the company’s equity-based compensation program.

Did the WVVI CEO pay anything for the 15,000-share stock award?

No, the reported transaction price per share for the 15,000-share award is $0.00. This indicates the shares were granted as equity compensation rather than purchased, aligning with the company’s 2025 Omnibus Equity Incentive Plan.

Does the Form 4 mention additional WVVI shares acquired by the CEO later in 2025?

Yes, a footnote states that the total outstanding holdings include an additional 5,000 shares acquired after August 17, 2025. Those later acquisitions were reported on separate Forms 4 filed on August 25, 2025 and December 16, 2025.
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