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Xencor (NASDAQ: XNCR) director receives new RSU and stock option grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Deshaies Raymond Joseph reported acquisition or exercise transactions in this Form 4 filing.

Xencor Inc director Raymond Joseph Deshaies reported equity compensation grants. He received 10,302 shares of common stock in the form of restricted stock units that fully vest on the first anniversary of the June 16, 2026 grant. He was also granted options for 20,604 shares at $12.20 per share, vesting in equal monthly installments over one year and fully vesting on June 16, 2027, with expiration on June 15, 2036. Following these awards, he holds 10,302 common shares and 20,604 stock options directly.

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Insider Deshaies Raymond Joseph
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 20,604 $0.00 --
Grant/Award Common Stock 10,302 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 20,604 shares (Direct, null); Common Stock — 10,302 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units that shall fully vest on the first anniversary of the date of grant. The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 16, 2026, such that the total number of shares will be fully vested on June 16, 2027.
RSU grant 10,302 shares Restricted stock units vest on first anniversary of June 16, 2026 grant
Option grant size 20,604 shares Stock Option (Right to Buy) underlying Xencor common stock
Option exercise price $12.20 per share Conversion or exercise price for 20,604 stock options
Option expiration June 15, 2036 Expiration date of the stock option grant
Common shares after grant 10,302 shares Total Xencor common stock held directly after RSU grant
Options after grant 20,604 options Total stock options held directly after option award
restricted stock units financial
"Represents restricted stock units that shall fully vest on the first anniversary of the date of grant."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Option (Right to Buy) financial
"Stock Option (Right to Buy) with 20,604.0000 shares underlying common stock."
exercise price financial
"conversion_or_exercise_price: "12.2000" for the stock option grant."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vest in equal monthly installments financial
"The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 16, 2026."
expiration date financial
"expiration_date: "2036-06-15T00:00:00.000Z" for the stock option grant."
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
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FAQ

What equity awards did XNCR director Raymond Joseph Deshaies receive?

Raymond Joseph Deshaies received 10,302 restricted stock units and stock options covering 20,604 Xencor common shares. The RSUs vest after one year, while the options vest monthly over a year, providing time-based incentive compensation tied to continued board service.

What is the exercise price and vesting schedule of the new XNCR stock options?

The new stock options cover 20,604 Xencor common shares at an exercise price of $12.20 per share. They vest in equal monthly installments over one year starting one month after June 16, 2026, becoming fully vested on June 16, 2027, and expire on June 15, 2036.

Do these XNCR Form 4 transactions involve open-market buying or selling?

These transactions are equity compensation grants, not open-market purchases or sales. The Form 4 shows an award of restricted stock units and stock options to director Raymond Joseph Deshaies, both reported at a price of $0.00 per share as they are granted by the company.

How many XNCR shares does Raymond Joseph Deshaies hold after the grants?

After these grants, Raymond Joseph Deshaies holds 10,302 shares of Xencor common stock directly and stock options for an additional 20,604 underlying common shares. These holdings reflect the newly awarded restricted stock units and stock options reported in the Form 4 filing.

When will the newly granted XNCR restricted stock units vest?

The 10,302 restricted stock units granted to Raymond Joseph Deshaies will fully vest on the first anniversary of the June 16, 2026 grant date. This means the entire RSU award vests after one year of continued service, rather than in multiple installments.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Deshaies Raymond Joseph

(Last)(First)(Middle)
C/O XENCOR, INC.
465 N HALSTEAD STREET, SUITE 200

(Street)
PASADENA CALIFORNIA 91107

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Xencor Inc [ XNCR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/16/2026A10,302(1)A$010,302D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$12.206/16/2026A20,604 (2)06/15/2036Common Stock20,604$020,604D
Explanation of Responses:
1. Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.
2. The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 16, 2026, such that the total number of shares will be fully vested on June 16, 2027.
Remarks:
/s/ Celia E. Eckert, Attorney-in-Fact07/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)