STOCK TITAN

[Form 4] Yum China Holdings, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Yum China Holdings (NYSE:YUMC) filed a routine Form 4 reporting a small, dividend-equivalent restricted stock unit (RSU) grant to Controller & PAO Lu Xueling on 06/18/2025. The officer acquired an aggregate 47 RSUs at $0 cost across five line-items (1, 6, 5, 15 and 20 units respectively). These RSUs relate to prior equity awards and will vest on the same schedules—either 25%, 33% or 50% per year—outlined in the original grants. No common shares were sold or disposed, and there were no changes to non-derivative holdings. Post-transaction, Lu retains derivative interests ranging from 307 to 3,677 RSUs under various plans. The filing does not indicate any material change in ownership or company strategy.

Yum China Holdings (NYSE:YUMC) ha presentato un modulo Form 4 di routine, segnalando una piccola assegnazione di restricted stock unit (RSU) equivalenti a dividendi al Controller e PAO Lu Xueling il 18/06/2025. L’ufficiale ha acquisito complessivamente 47 RSU a costo zero suddivise in cinque voci (rispettivamente 1, 6, 5, 15 e 20 unità). Queste RSU si riferiscono a precedenti premi azionari e matureranno secondo gli stessi piani, con scadenze del 25%, 33% o 50% annui, come previsto dalle concessioni originarie. Non sono state vendute o cedute azioni ordinarie e non ci sono stati cambiamenti nelle partecipazioni non derivate. Dopo la transazione, Lu detiene interessi derivati che variano da 307 a 3.677 RSU in diversi piani. La comunicazione non indica alcuna variazione significativa nella proprietà o nella strategia aziendale.

Yum China Holdings (NYSE:YUMC) presentó un Formulario 4 rutinario reportando una pequeña asignación de unidades de acciones restringidas (RSU) equivalentes a dividendos para el Controller y PAO Lu Xueling el 18/06/2025. El ejecutivo adquirió un total de 47 RSU sin costo distribuidas en cinco partidas (1, 6, 5, 15 y 20 unidades respectivamente). Estas RSU corresponden a premios de capital previos y se consolidarán según los mismos calendarios —ya sea 25%, 33% o 50% anual— establecidos en las concesiones originales. No se vendieron ni dispusieron acciones comunes, y no hubo cambios en las tenencias no derivadas. Tras la transacción, Lu mantiene intereses derivados que van desde 307 hasta 3,677 RSU bajo varios planes. La presentación no indica ningún cambio material en la propiedad o la estrategia de la empresa.

Yum China Holdings (NYSE:YUMC)는 2025년 6월 18일에 Controller 겸 PAO인 Lu Xueling에게 소액의 배당금 상당 제한 주식 단위(RSU)를 부여한 것을 보고하는 정기 Form 4를 제출했습니다. 임원은 총 5개 항목(각각 1, 6, 5, 15, 20 단위)에서 0원 비용으로 47 RSU를 취득했습니다. 이 RSU는 이전 주식 보상과 관련되며 원래 부여된 일정에 따라 매년 25%, 33%, 또는 50%씩 베스팅됩니다. 보통주는 매도 또는 처분되지 않았으며, 비파생 보유에는 변동이 없었습니다. 거래 후 Lu는 다양한 계획 아래 307에서 3,677 RSU까지의 파생 이익을 보유하고 있습니다. 제출 서류에는 소유권이나 회사 전략에 중대한 변화가 없음을 명시하고 있습니다.

Yum China Holdings (NYSE:YUMC) a déposé un formulaire 4 de routine signalant une petite attribution de unités d’actions restreintes (RSU) équivalentes à un dividende au contrôleur et PAO Lu Xueling le 18/06/2025. Le dirigeant a acquis un total de 47 RSU sans coût, réparties en cinq lignes (1, 6, 5, 15 et 20 unités respectivement). Ces RSU se rapportent à des attributions d’actions antérieures et seront acquises selon les mêmes calendriers — soit 25 %, 33 % ou 50 % par an — prévus dans les attributions initiales. Aucune action ordinaire n’a été vendue ni cédée, et il n’y a eu aucun changement dans les avoirs non dérivés. Après la transaction, Lu détient des intérêts dérivés allant de 307 à 3 677 RSU dans divers plans. Le dépôt n’indique aucun changement significatif dans la propriété ou la stratégie de l’entreprise.

Yum China Holdings (NYSE:YUMC) reichte am 18.06.2025 routinemäßig ein Form 4 ein, das eine kleine, dividendenäquivalente Zuteilung von Restricted Stock Units (RSU) an Controller und PAO Lu Xueling meldet. Der leitende Angestellte erwarb insgesamt 47 RSUs ohne Kosten, verteilt auf fünf Positionen (jeweils 1, 6, 5, 15 und 20 Einheiten). Diese RSUs beziehen sich auf frühere Aktienzuteilungen und werden gemäß den ursprünglichen Zeitplänen – entweder 25 %, 33 % oder 50 % pro Jahr – vesten. Es wurden keine Stammaktien verkauft oder veräußert, und es gab keine Änderungen bei den nicht-derivativen Beständen. Nach der Transaktion hält Lu derivative Interessen von 307 bis 3.677 RSUs unter verschiedenen Plänen. Die Meldung weist keine wesentliche Änderung der Eigentumsverhältnisse oder der Unternehmensstrategie aus.

Positive
  • None.
Negative
  • None.

Yum China Holdings (NYSE:YUMC) ha presentato un modulo Form 4 di routine, segnalando una piccola assegnazione di restricted stock unit (RSU) equivalenti a dividendi al Controller e PAO Lu Xueling il 18/06/2025. L’ufficiale ha acquisito complessivamente 47 RSU a costo zero suddivise in cinque voci (rispettivamente 1, 6, 5, 15 e 20 unità). Queste RSU si riferiscono a precedenti premi azionari e matureranno secondo gli stessi piani, con scadenze del 25%, 33% o 50% annui, come previsto dalle concessioni originarie. Non sono state vendute o cedute azioni ordinarie e non ci sono stati cambiamenti nelle partecipazioni non derivate. Dopo la transazione, Lu detiene interessi derivati che variano da 307 a 3.677 RSU in diversi piani. La comunicazione non indica alcuna variazione significativa nella proprietà o nella strategia aziendale.

Yum China Holdings (NYSE:YUMC) presentó un Formulario 4 rutinario reportando una pequeña asignación de unidades de acciones restringidas (RSU) equivalentes a dividendos para el Controller y PAO Lu Xueling el 18/06/2025. El ejecutivo adquirió un total de 47 RSU sin costo distribuidas en cinco partidas (1, 6, 5, 15 y 20 unidades respectivamente). Estas RSU corresponden a premios de capital previos y se consolidarán según los mismos calendarios —ya sea 25%, 33% o 50% anual— establecidos en las concesiones originales. No se vendieron ni dispusieron acciones comunes, y no hubo cambios en las tenencias no derivadas. Tras la transacción, Lu mantiene intereses derivados que van desde 307 hasta 3,677 RSU bajo varios planes. La presentación no indica ningún cambio material en la propiedad o la estrategia de la empresa.

Yum China Holdings (NYSE:YUMC)는 2025년 6월 18일에 Controller 겸 PAO인 Lu Xueling에게 소액의 배당금 상당 제한 주식 단위(RSU)를 부여한 것을 보고하는 정기 Form 4를 제출했습니다. 임원은 총 5개 항목(각각 1, 6, 5, 15, 20 단위)에서 0원 비용으로 47 RSU를 취득했습니다. 이 RSU는 이전 주식 보상과 관련되며 원래 부여된 일정에 따라 매년 25%, 33%, 또는 50%씩 베스팅됩니다. 보통주는 매도 또는 처분되지 않았으며, 비파생 보유에는 변동이 없었습니다. 거래 후 Lu는 다양한 계획 아래 307에서 3,677 RSU까지의 파생 이익을 보유하고 있습니다. 제출 서류에는 소유권이나 회사 전략에 중대한 변화가 없음을 명시하고 있습니다.

Yum China Holdings (NYSE:YUMC) a déposé un formulaire 4 de routine signalant une petite attribution de unités d’actions restreintes (RSU) équivalentes à un dividende au contrôleur et PAO Lu Xueling le 18/06/2025. Le dirigeant a acquis un total de 47 RSU sans coût, réparties en cinq lignes (1, 6, 5, 15 et 20 unités respectivement). Ces RSU se rapportent à des attributions d’actions antérieures et seront acquises selon les mêmes calendriers — soit 25 %, 33 % ou 50 % par an — prévus dans les attributions initiales. Aucune action ordinaire n’a été vendue ni cédée, et il n’y a eu aucun changement dans les avoirs non dérivés. Après la transaction, Lu détient des intérêts dérivés allant de 307 à 3 677 RSU dans divers plans. Le dépôt n’indique aucun changement significatif dans la propriété ou la stratégie de l’entreprise.

Yum China Holdings (NYSE:YUMC) reichte am 18.06.2025 routinemäßig ein Form 4 ein, das eine kleine, dividendenäquivalente Zuteilung von Restricted Stock Units (RSU) an Controller und PAO Lu Xueling meldet. Der leitende Angestellte erwarb insgesamt 47 RSUs ohne Kosten, verteilt auf fünf Positionen (jeweils 1, 6, 5, 15 und 20 Einheiten). Diese RSUs beziehen sich auf frühere Aktienzuteilungen und werden gemäß den ursprünglichen Zeitplänen – entweder 25 %, 33 % oder 50 % pro Jahr – vesten. Es wurden keine Stammaktien verkauft oder veräußert, und es gab keine Änderungen bei den nicht-derivativen Beständen. Nach der Transaktion hält Lu derivative Interessen von 307 bis 3.677 RSUs unter verschiedenen Plänen. Die Meldung weist keine wesentliche Änderung der Eigentumsverhältnisse oder der Unternehmensstrategie aus.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Xueling

(Last) (First) (Middle)
YUM CHINA BUILDING
20 TIAN YAO QIAO ROAD

(Street)
SHANGHAI F4 200030

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Yum China Holdings, Inc. [ YUMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Controller and PAO
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 06/18/2025 A 1 (2) (3) Common Stock 1 $0 307 D
Restricted Stock Unit (1) 06/18/2025 A 6 (4) (3) Common Stock 6 $0 1,246 D
Restricted Stock Unit (1) 06/18/2025 A 5 (5) (3) Common Stock 5 $0 920 D
Restricted Stock Unit (1) 06/18/2025 A 15 (5) (3) Common Stock 15 $0 2,818 D
Restricted Stock Unit (1) 06/18/2025 A 20 (5) (3) Common Stock 20 $0 3,677 D
Explanation of Responses:
1. Conversion occurs on a one-for-one basis.
2. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
3. This grant does not have an expiration date.
4. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
5. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
/s/ Pingping Liu, Power of Attorney 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares did YUMC officer Lu Xueling acquire according to the June 2025 Form 4?

The filing shows Lu Xueling received 47 dividend-equivalent RSUs; no common shares were sold or purchased.

Were any YUMC shares sold in this Form 4 filing?

No. The Form 4 only reports RSU grants at $0 cost; there were no share disposals.
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