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Zevia (ZVIA) CEO Alexandre Ruberti receives 1,013,133 RSUs in new grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Zevia PBC reported that President & CEO Alexandre Ruberti received a grant of 1,013,133 restricted stock units (RSUs) of Class A Common Stock on June 15, 2026 in connection with his appointment as Chief Executive Officer. The RSUs were granted under the Zevia PBC 2021 Equity Incentive Plan and have no cash exercise price.

The new RSUs vest in four equal installments on each anniversary of June 15, 2026 and are settled in shares within 30 days after each vesting date. Following this award, Ruberti directly holds 1,214,410 shares and RSUs in total, including 1,085,597 RSUs72,464 RSUs vest on the earlier of June 10, 2027 or the company’s 2027 annual stockholder meeting, with the remainder vesting in annual installments starting from June 15, 2026.

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Insider Ruberti Alexandre
Role President & CEO
Type Security Shares Price Value
Grant/Award Class A Common Stock 1,013,133 $0.00 $0.00
Holdings After Transaction: Class A Common Stock — 1,214,410 shares (Direct)
Footnotes (2)
  1. F1. Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan") in connection with the Reporting Person's appointment as Chief Executive Officer, effective June 15, 2026. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of June 15, 2026, and are settled within 30 days following each vesting date.
  2. F2. Includes 1,085,597 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 72,464 RSUs vest on the earlier to occur of (i) June 10, 2027, or (ii) the Issuer's 2027 annual meeting of stockholders and are settled within 30 days following such vesting date.1,013,133 RSUs begin vesting in 1/4 increments on each anniversary of June 15, 2026, and will be settled within 30 days following each vesting date.
RSU grant size 1,013,133 RSUs Grant to CEO effective June 15, 2026
Grant price $0.0000 per share RSU award under 2021 Equity Incentive Plan
Total holdings after grant 1,214,410 shares/RSUs Direct holdings following transaction
RSUs included in holdings 1,085,597 RSUs Portion of Ruberti’s total direct position
Time‑based vesting 1/4 annually New 1,013,133 RSUs vest each anniversary of June 15, 2026
Meeting‑linked RSUs 72,464 RSUs Vest on earlier of June 10, 2027 or 2027 annual meeting
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2021 Equity Incentive Plan financial
"RSUs granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan")"
vest in 1/4 increments financial
"The RSUs vest in 1/4 increments on each anniversary of June 15, 2026"
settled within 30 days financial
"and are settled within 30 days following each vesting date"
annual meeting of stockholders financial
"vest on the earlier to occur of (i) June 10, 2027, or (ii) the Issuer's 2027 annual meeting of stockholders"

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FAQ

What did Zevia (ZVIA) disclose about CEO Alexandre Ruberti’s latest equity grant?
Zevia disclosed that President & CEO Alexandre Ruberti received 1,013,133 restricted stock units (RSUs) of Class A Common Stock on June 15, 2026. The award was made under the 2021 Equity Incentive Plan in connection with his appointment as Chief Executive Officer.

How many Zevia (ZVIA) shares and RSUs does CEO Alexandre Ruberti hold after this Form 4?
After the reported grant, Alexandre Ruberti directly holds 1,214,410 shares and RSUs of Zevia Class A Common Stock. This total includes 1,085,597 RSUs that will convert into shares as they vest and are settled under previously disclosed vesting schedules.

What is the vesting schedule for Alexandre Ruberti’s new 1,013,133 Zevia (ZVIA) RSUs?
The 1,013,133 new RSUs granted to Alexandre Ruberti vest in four equal 1/4 installments on each anniversary of June 15, 2026. Each vested portion will be settled in Zevia Class A Common Stock within 30 days after its respective vesting date.

Are any of Alexandre Ruberti’s existing Zevia (ZVIA) RSUs tied to the 2027 annual meeting?
Yes. Of Alexandre Ruberti’s RSUs, 72,464 vest on the earlier of June 10, 2027 or Zevia’s 2027 annual meeting of stockholders. These RSUs will be settled in Class A Common Stock within 30 days following that vesting event.

Was Alexandre Ruberti’s Zevia (ZVIA) RSU grant a market purchase of stock?
No. The filing shows a grant of 1,013,133 restricted stock units at a price of $0.0000 per unit. This represents an equity compensation award under Zevia’s 2021 Equity Incentive Plan, not an open‑market purchase or sale of existing shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ruberti Alexandre
(Last)(First)(Middle)
C/O ZEVIA PBC
15821 VENTURA BLVD., SUITE 145
(Street)
ENCINO CALIFORNIA 91436
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Zevia PBC [ ZVIA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/15/2026A1,013,133(1)A$01,214,410(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan") in connection with the Reporting Person's appointment as Chief Executive Officer, effective June 15, 2026. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of June 15, 2026, and are settled within 30 days following each vesting date.
2. Includes 1,085,597 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 72,464 RSUs vest on the earlier to occur of (i) June 10, 2027, or (ii) the Issuer's 2027 annual meeting of stockholders and are settled within 30 days following such vesting date.1,013,133 RSUs begin vesting in 1/4 increments on each anniversary of June 15, 2026, and will be settled within 30 days following each vesting date.
/s/ Carnation Jafari, Attorney-in-Fact for Alexandre Ruberti06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR