Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Associated Banc-Corp (NYSE: ASB), a Wisconsin-incorporated bank holding company and the largest bank holding company based in Wisconsin. As a registrant with Commission File Number 001-31343, Associated Banc-Corp files periodic and current reports that describe its financial condition, operations and material corporate events.
Investors can review Form 8-K current reports in which the company discloses quarterly earnings announcements, investor presentations and significant agreements. Recent 8-K filings include items reporting results of operations and financial condition, as well as the entry into an Agreement and Plan of Merger with American National Corporation. That merger agreement outlines the planned combination of American National with Associated Banc-Corp and the subsequent merger of American National Bank into Associated Bank, National Association, subject to regulatory approvals and customary closing conditions.
In addition to 8-Ks, Associated Banc-Corp files annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide more detailed information on its commercial banking activities, segment reporting, risk management and capital position. These filings also discuss regulatory matters and risk factors relevant to the company’s operations as a bank holding company.
Users of this page can also monitor disclosures related to preferred stock, subordinated notes and other securities referenced in the company’s filings. Where available on the platform, AI-powered tools can help summarize lengthy documents such as 10-K and 10-Q reports, highlight key sections, and surface important items from 8-K filings, allowing readers to focus on the most material information without reading every page.
For those interested in tracking regulatory developments, capital actions, merger progress and other material events affecting ASB, the SEC filings listed here offer an official record of Associated Banc-Corp’s disclosures to regulators and investors.
Kotouc Wende L reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP director Wende L. Kotouc received an equity grant as part of board compensation. The filing shows an award of 3,582 shares of common stock at a reference value of $26.17 per share, structured as a Restricted Stock Unit grant.
The RSU award represents the 2026 equity portion of compensation for serving as a director and will become fully vested on February 1, 2027. It is payable solely in shares of common stock upon vesting and is not eligible for deferral. After this grant, Kotouc holds 1,776,714 shares directly, plus additional indirect holdings attributed to a child and spouse.
ASSOCIATED BANC-CORP director Wende L. Kotouc reports initial share ownership following a merger with American National Corporation. The filing shows direct ownership of 1,773,132 shares of common stock and indirect ownership of 8,321,731 shares held by a spouse and 616 shares held by a child.
According to the merger agreement, each share of American National common stock converted into the right to receive 36.250 shares of Associated Banc-Corp common stock, with cash paid instead of any fractional share. This Form 3 simply records the equity stake created by that share conversion.
Associated Banc-Corp completed its acquisition of American National Corporation on April 1, 2026 under a previously signed Agreement and Plan of Merger. American National merged into Associated, and American National Bank merged into Associated Bank, N.A., with both Associated entities surviving.
Shares of American National common stock outstanding immediately before the merger were converted into the right to receive an aggregate 22,975,382 shares of Associated common stock as consideration in an issuance exempt from Securities Act registration. The companies expect American National systems, branches and customers to be converted to Associated in the third quarter of 2026, after which branches will be rebranded as Associated Bank locations.
Following closing, Associated expanded its board from 13 to 14 directors and appointed Wende Kotouc, former Executive Co‑Chairperson and CEO of American National Bank, as a non‑employee director. In a separate consulting agreement tied to the merger, John F. Kotouc will provide services to Associated for two years for an annual retainer of $400,000.
Associated Banc-Corp ownership disclosure amended: The Vanguard Group reports 0 shares beneficially owned of Common Stock, representing 0% of the class, following an internal realignment. The filing states certain Vanguard subsidiaries now report holdings separately per SEC Release No. 34-39538.
ASSOCIATED BANC-CORP executive Julio Manso reported two small, routine equity transactions in company stock. On March 16, 2026, he recorded 6.2520 shares acquired through a dividend reinvestment transaction and 16.5543 shares purchased within the company’s Employee Stock Purchase Plan. After these transactions, one line in the report shows direct ownership of 16,130.1572 shares of common stock, indicating that these moves are minor compared with his overall holdings and reflect ongoing participation in company share programs rather than open-market trading.
ASSOCIATED BANC-CORP executive Steven S. Zandpour increased his holdings through the company’s employee stock purchase plan. On March 16, he acquired 96.8994 shares of common stock at $24.9180 per share under the plan. Following this routine compensation-related transaction, he directly owns 18,213.0214 common shares.
ASSOCIATED BANC-CORP Chief Information Officer Terry Lynn Williams reported a small share increase through an employee program. On March 16, 2026, Williams acquired 92.0058 shares of common stock at $24.918 per share under the company’s Employee Stock Purchase Plan, bringing direct holdings to 23,944.6992 shares.
ASSOCIATED BANC-CORP executive Nicole M. Kitowski increased her shareholdings through the company’s employee stock plan. On March 16, 2026, she acquired 30.3138 shares of common stock at $24.9180 per share through the Issuer's Employee Stock Purchase Plan, a routine, plan-based transaction rather than an open-market trade.
After this transaction, she directly owns 52,884.5695 shares of common stock. She also has indirect ownership of 3,216.8700 shares held in a 401(k) Plan, reflecting retirement-related holdings separate from her direct position.
ASSOCIATED BANC-CORP executive Jayne C. Hladio increased her holdings through the company’s Employee Stock Purchase Plan. On March 16, 2026, she acquired 15.5358 shares of common stock at $24.918 per share under the plan, bringing her direct ownership to 16,579.6838 shares.
ASSOCIATED BANC-CORP President & CEO Andrew J. Harmening reported an internal share adjustment tied to dividend reinvestment. On this Form 4, 2,574.552 shares of common stock were credited at an average price of $24.5909 per share through a dividend reinvestment transaction.
Following this activity, Harmening now holds 393,938.562 shares of Associated Banc-Corp common stock directly. The filing reflects a routine, non-market transaction rather than an open-market purchase or sale.