Welcome to our dedicated page for Katapult Holdings SEC filings (Ticker: KPLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Katapult Holdings, Inc. filings document the disclosure record for an e-commerce-focused lease-to-own fintech company with Nasdaq-listed common stock and redeemable warrants. Its reports cover operating results, capital-structure matters, security terms, and material events tied to the company’s consumer lease-purchase platform and merchant integrations.
Recent 8-K filings include material definitive agreements and limited waivers under the company’s Amended and Restated Loan and Security Agreement, along with shareholder voting results. Proxy materials disclose board and governance matters, executive compensation, equity awards, and annual-meeting proposals, while periodic event reports address financing arrangements, liquidity-related disclosures, and operating performance.
Katapult Holdings, Inc. (KPLT) is reported here in connection with the closing of its all-stock acquisitions of CCF Holdings LLC and Aaron's Intermediate Holdco, Inc., which together resulted in 84,837,471 Katapult common shares outstanding as of August 11, 2026. This total reflects previously outstanding shares, new shares issued in the mergers, warrant exercises related to the deal, and the cancellation of certain restricted shares.
Reporting persons IQV Holdco, LLC and its parent KMJ Group Holdings, LLC initially beneficially owned 11,416,415 Katapult shares each (approximately 13.5% of the company), largely received as stock consideration in the mergers and related equity exchange. Immediately after closing, IQV Holdco distributed most of its shares to its members, and KMJ then distributed all shares it received to its own members. Following these distributions, IQV Holdco reports beneficial ownership of only 47,179 shares (about 0.1%), and KMJ reports no remaining beneficial ownership, so both ceased to be owners of more than five percent of Katapult’s outstanding common stock.
The filing also summarizes key investor agreements entered at signing and effectiveness of the mergers: a Lock-Up Agreement that phases in transferability of the new shares over one year after closing; a Registration Rights Agreement requiring Katapult to register certain shares for resale and grant demand and piggyback registration rights; and a Stockholders Agreement that restructured Katapult’s board to ten directors, specified director classes and initial nominees, and set heightened approval requirements for future board-size increases during a three-year period.
Katapult Holdings, Inc. (KPLT) reported amended insider information for Executive Chairman Kyle Hanson. He reported an indirect acquisition of 900,308 common shares via a pro rata distribution to Hanson Enterprises International, LLC, noted as not a market sale, and a grant of 628,931 RSUs that vest over two years. The amendment also corrects a prior administrative error by stating Hanson does not beneficially own the previously reported 3,505,145 shares held by Hanson Enterprises International Trust.
Katapult Holdings, Inc. (KPLT) has a new large shareholder, BasePoint Group Inc., which filed a Schedule 13D reporting beneficial ownership of 23,414,790 shares of common stock. This represents 26.8% of Katapult’s common stock, based on 87,400,000 shares outstanding as referenced in a recent company report.
The stake arose on August 11, 2026, when Katapult completed a merger involving Katapult Merger Sub entities, CCF Holdings LLC and Aarons Intermediate Holdco, Inc. BasePoint-related funds received 22,801,805 shares as non-cash merger consideration and an additional 612,985 shares as partial satisfaction of contingent payment obligations. The securities are held by BP Launch Aggregator LLC, an indirect wholly owned subsidiary of BasePoint.
BasePoint states it holds the shares for investment purposes and may buy more, sell some or all, or use financial instruments to change its economic exposure. It reports sole voting and dispositive power over the shares and currently discloses no specific plans to pursue corporate actions beyond what is described.
Katapult Holdings, Inc. (KPLT) has a new large shareholder group following the closing of its all-stock Mergers with CCF Holdings LLC and Aaron's Intermediate Holdco, Inc. Equity interests in CCFI and Aaron's were converted into Katapult common stock under agreed exchange ratios, with no cash consideration paid.
Reporting Person W. Allan Jones is deemed to beneficially own 18,502,578 shares of Katapult common stock, or 21.8% of the 84,837,471 shares outstanding immediately after the Mergers, mainly through Jones CapitalCorp, LLC and The 1999 Janie P. Jones Family Trust. Janie P. Jones and Jones CapitalCorp each report beneficial ownership of 17,860,847 shares, or 21.1% of the company.
The Jones interests have governance and liquidity arrangements: they are party to Lock-Up Agreements restricting transfers of merger shares, with staged releases over 6, 9 and 12 months after closing. A Stockholders Agreement shapes board composition, including enhanced approval requirements for expanding the board, and a Registration Rights Agreement requires Katapult to file a resale registration statement for these shares within 45 days after closing. Mr. Jones serves as a board observer and his son serves as a director, giving the group potential influence over corporate decisions.
Katapult Holdings, Inc. director Orlando Zayas reported two dispositions of common stock on August 11, 2026. First, 2,608 shares were withheld at $8.00 per share to pay taxes tied to the acceleration and settlement of restricted stock units granted on May 6, 2024. He also disposed of 20,468 shares to the issuer for no consideration. On the same date, Zayas resigned as Chief Executive Officer but continues to serve as a director.
Katapult Holdings, Inc. disclosed that its Chief Operating Officer, Derek Medlin, resigned from his officer role effective August 11, 2026. With this departure, he is no longer subject to Section 16 reporting requirements for Katapult equity securities and will not file further Forms 4 or 5 for his trades.
Katapult Holdings, Inc. reported that director Donald Gayhardt resigned from the board effective August 11, 2026. Following this resignation, he is no longer subject to Section 16 reporting requirements for trades in Katapult equity securities and will not file future Forms 4 or 5 for such transactions.
Katapult Holdings, Inc. reported that its Chief Financial Officer, Nancy A. Walsh, resigned effective August 11, 2026. With this departure, she is no longer subject to Section 16 reporting requirements for the company’s equity securities and will not file further Form 4 or Form 5 reports. No insider transactions are reported in this filing.
Katapult Holdings, Inc. has an updated ownership report from HHCF Series 21 Sub, LLC and related reporting persons. They now report beneficial ownership of 32,262 shares of common stock, representing 0.65% of Katapult’s outstanding common stock, based on 4,972,405 shares outstanding as of June 30, 2026.
The filing states that on August 11, 2026, Hawthorn Horizon Credit Fund, LLC transferred 612,985 shares of Katapult common stock in a private transaction. Each of HHCF Series 21 Sub Holdco, LLC, Hawthorn Horizon Credit Fund, LLC, and Lane Risser disclaims beneficial ownership of the reported shares, except to the extent of any pecuniary interest.
Katapult Holdings, Inc. reported that affiliated holder HHCF Series 21 Sub, LLC, a 10% owner, executed a sale of 612,985 shares of Common Stock on 2026-08-11, leaving 32,262 shares of Common Stock reported as held afterward. The transaction is coded as a sale and is reported at a per-share price of $0.0000, as stated in the filing data. HHCF Series 21 Sub, LLC is a wholly owned subsidiary of HHCF Series 21 Sub Holdco, LLC, which is in turn wholly owned by Hawthorn Horizon Credit Fund LLC; Lane Risser is the sole manager of Hawthorn. Holdco, Hawthorn and Mr. Risser each disclaim Section 16 beneficial ownership of the reported securities except to the extent of any pecuniary interest. The Rule 10b5-1 trading plan checkbox was not marked for this transaction.