Dominari Securities Receives Approval as a Limited Underwriting Member of the New York Stock Exchange
Dominari Holdings (Nasdaq: DOMH) announced that its subsidiary, Dominari Securities LLC, was approved as a Limited Underwriting member of the New York Stock Exchange and NYSE American Equities, effective October 8, 2025.
This approval enables Dominari Securities to act as lead underwriter for initial public offerings and to participate directly in other underwriting activities on the Exchanges' platforms, expanding the firm's capital-markets capabilities and its engagement with issuers and investors. Company leadership said the membership strengthens its ability to deliver underwriting and capital markets services across major U.S. exchanges.
Dominari Holdings (Nasdaq: DOMH) ha annunciato che sua controllata, Dominari Securities LLC, è stata approvata come membro limitato underwriting della New York Stock Exchange e NYSE American Equities, con effetto dall'8 ottobre 2025.
Questa approvazione permette a Dominari Securities di agire da lead underwriter per le offerte pubbliche iniziali e di partecipare direttamente ad altre attività di underwriting sulle piattaforme delle Exchanges, ampliando le capacità di mercato dei capitali della società e il suo coinvolgimento con emittenti e investitori. La dirigenza dell'azienda ha dichiarato che l'appartenenza rafforza la capacità di fornire servizi di underwriting e di mercati dei capitali sui principali scambi statunitensi.
Dominari Holdings (Nasdaq: DOMH) anunció que su subsidiaria, Dominari Securities LLC, fue aprobada como miembro limitado de underwriting de la New York Stock Exchange y NYSE American Equities, con efecto a partir del 8 de octubre de 2025.
Esta aprobación permite a Dominari Securities actuar como underwriter principal para las ofertas públicas iniciales y participar directamente en otras actividades de underwriting en las plataformas de las Exchanges, ampliando las capacidades de mercados de capital de la firma y su participación con emisores e inversionistas. La dirección de la empresa dijo que la membresía fortalece su capacidad de ofrecer servicios de underwriting y de mercados de capital en las principales bolsas de EE. UU.
Dominari Holdings (Nasdaq: DOMH)는 자회사인 Dominari Securities LLC가 뉴욕증권거래소 및 NYSE American Equities의 제한적 인수인도 회원으로 2025년 10월 8일부로 승인되었다고 발표했다.
이번 승인을 통해 Dominari Securities는 공모주에 대한 선도 인수주관사로 활동하고 거래소 플랫폼에서 다른 인수 업무에도 직접 참여할 수 있게 되어 회사의 자본시장 역량과 발행사 및 투자자와의 관계를 확장한다. 회사 경영진은 이 멤버십이 주요 미국 거래소에서 인수 및 자본시장 서비스를 제공하는 능력을 강화한다고 밝혔다.
Dominari Holdings (Nasdaq : DOMH) a annoncé que sa filiale, Dominari Securities LLC, a été approuvée en tant que membre limité de souscriptions de la New York Stock Exchange et NYSE American Equities, à compter du 8 octobre 2025.
Cette approbation permet à Dominari Securities d'agir en tant que souscripteur principal pour les introductions en bourse et de participer directement à d'autres activités de souscription sur les plateformes des bourses, élargissant les capacités du cabinet en matière de marchés de capitaux et son engagement envers les émetteurs et les investisseurs. La direction de l'entreprise a déclaré que l'appartenance renforce sa capacité à fournir des services de souscription et de marchés de capitaux sur les principales bourses américaines.
Dominari Holdings (Nasdaq: DOMH) gab bekannt, dass seine Tochtergesellschaft Dominari Securities LLC als limitiertes Underwriting-Mitglied der New York Stock Exchange und NYSE American Equities zugelassen wurde, wirksam ab dem 8. Oktober 2025.
Diese Zulassung befähigt Dominari Securities, als Lead Underwriter für Initial Public Offerings zu fungieren und direkt an weiteren Underwriting-Aktivitäten auf den Börsenplattformen teilzunehmen, wodurch die Kapitalmarktfähigkeiten des Unternehmens und sein Engagement mit Emittenten und Investoren erweitert werden. Die Unternehmensleitung sagte, dass die Zugehörigkeit die Fähigkeit stärkt, Underwriting- und Kapitalmarktdienstleistungen an den wichtigsten US-Börsen anzubieten.
Dominari Holdings (Nasdaq: DOMH) أعلنت أن شركتها التابعة، Dominari Securities LLC، قد تم اعتمادها كعضو محدود للاكتتاب في بورصة نيويورك وNYSE American Equities، اعتباراً من 8 أكتوبر 2025.
تتيح هذه الموافقة لـ Dominari Securities التصرف كمكتتب رئيسي في العروض الأولية للاكتتاب والمشاركة مباشرةً في أنشطة اكتتاب أخرى على منصات البورصات، مما يوسّع قدرات الشركة في أسواق رأس المال وتفاعلها مع المصدرين والمستثمرين. وقالت قيادة الشركة إن العضوية تعزز قدرتها على تقديم خدمات الاكتتاب وأسواق رأس المال عبر أبرز البورصات الأمريكية.
Dominari Holdings (纳斯达克：DOMH) 公布其子公司 Dominari Securities LLC 已获批准成为 纽约证券交易所与 NYSE American Equities 的有限承销成员，自 2025 年 10 月 8 日起生效。
这一批准使 Dominari Securities 能够 担任首次公开发行的主承销商，并直接参与交易所平台上的其他承销活动，扩展该公司的资本市场能力以及与发行人和投资者的接触。 公司领导层表示，该会员资格将加强其在主要美股交易所提供承销与资本市场服务的能力。
- Approved as NYSE Limited Underwriting member effective Oct 8, 2025
- Authorized to act as lead underwriter for IPOs on NYSE platforms
- Can participate directly in underwriting activities on NYSE and NYSE American
- Expands the firm's U.S. capital markets capabilities and issuer engagement
- None.
Enables direct participation in underwriting activities conducted through NYSE and NYSE
American platforms
This approval marks an important regulatory milestone for Dominari Securities as it continues to expand its capabilities within
"We are honored to join the New York Stock Exchange as a Limited Underwriting Member," said Kyle Wool, President of Dominari Holdings and CEO of Dominari Securities. "This membership broadens our ability to deliver high-quality underwriting and capital markets services while deepening our engagement with issuers and investors across one of the largest and most active securities exchanges in the world."
For additional information about Dominari Holdings Inc., please visit: https://www.dominariholdings.com/
About Dominari Holdings Inc.
The Company is a holding company that, through its various subsidiaries, is currently engaged in wealth management, investment banking, sales and trading and asset management. In addition to capital investment, Dominari Holdings provides management support to the executive teams of its subsidiaries, helping them to operate efficiently and reduce cost under a streamlined infrastructure. In addition to organic growth, the Company seeks opportunities outside of its current business to enhance shareholder value, including in the AI and Data Center sectors.
Dominari Securities LLC's Mission Statement:
Dominari Securities LLC, a principal subsidiary of Dominari Holdings Inc., is a dynamic, forward-thinking financial services company that seeks to create wealth for all stakeholders by capitalizing on emerging trends in the financial services sector and identifying early-stage future opportunities that are expected to generate a high rate of return for investors.
Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC. Securities brokerage, investment adviser and other non-bank deposit investments are not FDIC insured and may lose some or all of the principal invested. You can check the background of Dominari Securities and its registered investment professionals and review its SEC Form CRS on FINRA's BrokerCheck site at https://brokercheck.finra.org. Information for Dominari Securities LLC and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.
Forward-Looking Statements
This press release contains forward-looking statements within the meaning of the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995. Words such as "may," "might," "will," "should," "believe," "expect," "anticipate," "estimate," "continue," "predict," "forecast," "project," "plan," "intend" or similar expressions, or statements regarding intent, belief, or current expectations, are forward-looking statements. While the Company believes these forward-looking statements are reasonable, undue reliance should not be placed on any such forward-looking statements, which are based on information available to us on the date of this release. These forward-looking statements are based upon current estimates and assumptions and are subject to various risks and uncertainties, including without limitation those set forth in the Company's filings with the SEC, which include but are not limited to the Risk Factors set forth in the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2023 relating to its business. Thus, actual results could be materially different. The Company expressly disclaims any obligation to update or alter statements whether as a result of new information, future events or otherwise, except as required by law.
Contacts:
Dominari Holdings Inc.
https://www.dominariholdings.com/
Investor Relations
Hayden IR
Brett Maas, Managing Partner
Phone: (646) 536-7331
Email: brett@haydenir.com
www.haydenir.com
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SOURCE Dominari Holdings Inc.
FAQ
What does Dominari Holdings (DOMH) approval as an NYSE Limited Underwriting member mean for shareholders?
When did Dominari Securities become an NYSE Limited Underwriting member for DOMH?
Which exchanges can Dominari Securities now underwrite on for DOMH?
Can Dominari Securities act as a lead underwriter for IPOs under the new NYSE membership?
How does the NYSE underwriting membership affect Dominari's capital markets services (DOMH)?
