Dominari Securities Receives Approval as a Limited Underwriting Member of the New York Stock Exchange
Rhea-AI Summary
Dominari Holdings (Nasdaq: DOMH) announced that its subsidiary, Dominari Securities LLC, was approved as a Limited Underwriting member of the New York Stock Exchange and NYSE American Equities, effective October 8, 2025.
This approval enables Dominari Securities to act as lead underwriter for initial public offerings and to participate directly in other underwriting activities on the Exchanges' platforms, expanding the firm's capital-markets capabilities and its engagement with issuers and investors. Company leadership said the membership strengthens its ability to deliver underwriting and capital markets services across major U.S. exchanges.
Positive
- Approved as NYSE Limited Underwriting member effective Oct 8, 2025
- Authorized to act as lead underwriter for IPOs on NYSE platforms
- Can participate directly in underwriting activities on NYSE and NYSE American
- Expands the firm's U.S. capital markets capabilities and issuer engagement
Negative
- None.
Enables direct participation in underwriting activities conducted through NYSE and NYSE
American platforms
This approval marks an important regulatory milestone for Dominari Securities as it continues to expand its capabilities within
"We are honored to join the New York Stock Exchange as a Limited Underwriting Member," said Kyle Wool, President of Dominari Holdings and CEO of Dominari Securities. "This membership broadens our ability to deliver high-quality underwriting and capital markets services while deepening our engagement with issuers and investors across one of the largest and most active securities exchanges in the world."
For additional information about Dominari Holdings Inc., please visit: https://www.dominariholdings.com/
About Dominari Holdings Inc.
The Company is a holding company that, through its various subsidiaries, is currently engaged in wealth management, investment banking, sales and trading and asset management. In addition to capital investment, Dominari Holdings provides management support to the executive teams of its subsidiaries, helping them to operate efficiently and reduce cost under a streamlined infrastructure. In addition to organic growth, the Company seeks opportunities outside of its current business to enhance shareholder value, including in the AI and Data Center sectors.
Dominari Securities LLC's Mission Statement:
Dominari Securities LLC, a principal subsidiary of Dominari Holdings Inc., is a dynamic, forward-thinking financial services company that seeks to create wealth for all stakeholders by capitalizing on emerging trends in the financial services sector and identifying early-stage future opportunities that are expected to generate a high rate of return for investors.
Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC. Securities brokerage, investment adviser and other non-bank deposit investments are not FDIC insured and may lose some or all of the principal invested. You can check the background of Dominari Securities and its registered investment professionals and review its SEC Form CRS on FINRA's BrokerCheck site at https://brokercheck.finra.org. Information for Dominari Securities LLC and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.
Forward-Looking Statements
This press release contains forward-looking statements within the meaning of the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995. Words such as "may," "might," "will," "should," "believe," "expect," "anticipate," "estimate," "continue," "predict," "forecast," "project," "plan," "intend" or similar expressions, or statements regarding intent, belief, or current expectations, are forward-looking statements. While the Company believes these forward-looking statements are reasonable, undue reliance should not be placed on any such forward-looking statements, which are based on information available to us on the date of this release. These forward-looking statements are based upon current estimates and assumptions and are subject to various risks and uncertainties, including without limitation those set forth in the Company's filings with the SEC, which include but are not limited to the Risk Factors set forth in the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2023 relating to its business. Thus, actual results could be materially different. The Company expressly disclaims any obligation to update or alter statements whether as a result of new information, future events or otherwise, except as required by law.
Contacts:
Dominari Holdings Inc.
https://www.dominariholdings.com/
Investor Relations
Hayden IR
Brett Maas, Managing Partner
Phone: (646) 536-7331
Email: brett@haydenir.com
www.haydenir.com
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SOURCE Dominari Holdings Inc.
FAQ
What does Dominari Holdings (DOMH) approval as an NYSE Limited Underwriting member mean for shareholders?
When did Dominari Securities become an NYSE Limited Underwriting member for DOMH?
Which exchanges can Dominari Securities now underwrite on for DOMH?
Can Dominari Securities act as a lead underwriter for IPOs under the new NYSE membership?
How does the NYSE underwriting membership affect Dominari's capital markets services (DOMH)?
