LPL Financial Welcomes The Capitol Bay Group
LPL Financial (NASDAQ:LPLA) has announced that The Capitol Bay Group, previously with Ameriprise, has joined their platform through Upstream Investment Partners. The team, led by John Yetman and Manish Mukhi, brings approximately $375 million in managed assets and 70 years of combined experience.
Based in Tysons, Virginia, the team specializes in serving high-net-worth clients, business owners, and retirees, offering comprehensive financial planning services. The Capitol Bay Group, recognized by Forbes as one of the Best-in-State Wealth Management Teams in 2024 and 2025, chose LPL for its independence, broader investment options, and client-focused culture.
LPL Financial (NASDAQ:LPLA) ha annunciato che The Capitol Bay Group, fino a poco tempo fa presso Ameriprise, si è unito alla loro piattaforma tramite Upstream Investment Partners. Il team, guidato da John Yetman e Manish Mukhi, porta con sé circa 375 milioni di dollari in asset gestiti e 70 anni di esperienza combinata.
Con sede a Tysons, Virginia, il team è specializzato nell'assistenza a clienti con alto patrimonio, imprenditori e pensionati, offrendo servizi di pianificazione finanziaria completi. The Capitol Bay Group, riconosciuto da Forbes tra i Best-in-State Wealth Management Teams nel 2024 e nel 2025, ha scelto LPL per la sua indipendenza, l'offerta di opzioni di investimento più ampia e una cultura orientata al cliente.
LPL Financial (NASDAQ:LPLA) ha anunciado que The Capitol Bay Group, anteriormente en Ameriprise, se ha incorporado a su plataforma a través de Upstream Investment Partners. El equipo, liderado por John Yetman y Manish Mukhi, aporta aproximadamente 375 millones de dólares en activos gestionados y 70 años de experiencia combinada.
Con sede en Tysons, Virginia, el equipo se especializa en atender a clientes de alto patrimonio, propietarios de negocios y jubilados, ofreciendo servicios integrales de planificación financiera. The Capitol Bay Group, reconocido por Forbes como uno de los Best-in-State Wealth Management Teams en 2024 y 2025, eligió LPL por su independencia, su mayor variedad de opciones de inversión y su cultura orientada al cliente.
LPL Financial (NASDAQ:LPLA)는 The Capitol Bay Group이 이전 소속인 Ameriprise에서 Upstream Investment Partners를 통해 자사 플랫폼에 합류했다고 발표했습니다. John Yetman과 Manish Mukhi가 이끄는 이 팀은 약 3억 7,500만 달러의 운용 자산과 합산 70년의 경력을 보유하고 있습니다.
버지니아주 타이슨스에 본사를 둔 이 팀은 고액 자산가, 사업주 및 은퇴자를 대상으로 종합적인 재무 설계 서비스를 제공하는 데 특화되어 있습니다. The Capitol Bay Group은 Forbes가 선정한 2024년 및 2025년 Best-in-State Wealth Management Teams에 이름을 올렸으며, 독립성, 보다 다양한 투자 옵션, 고객 중심 문화 때문에 LPL을 선택했습니다.
LPL Financial (NASDAQ:LPLA) a annoncé que The Capitol Bay Group, précédemment chez Ameriprise, a rejoint sa plateforme via Upstream Investment Partners. L'équipe, dirigée par John Yetman et Manish Mukhi, apporte environ 375 millions de dollars d'actifs sous gestion et 70 ans d'expérience cumulée.
Basée à Tysons, en Virginie, l'équipe se spécialise dans l'accompagnement de clients fortunés, de chefs d'entreprise et de retraités, en proposant des services complets de planification financière. The Capitol Bay Group, reconnu par Forbes comme l'un des Best-in-State Wealth Management Teams en 2024 et 2025, a choisi LPL pour son indépendance, sa plus large gamme d'options d'investissement et sa culture axée sur le client.
LPL Financial (NASDAQ:LPLA) hat bekannt gegeben, dass The Capitol Bay Group, zuvor bei Ameriprise, über Upstream Investment Partners in deren Plattform aufgenommen wurde. Das Team, geleitet von John Yetman und Manish Mukhi, bringt rund 375 Millionen US-Dollar an verwaltetem Vermögen und 70 Jahre gebündelte Erfahrung mit.
Mit Sitz in Tysons, Virginia, ist das Team auf die Betreuung vermögender Kunden, Unternehmer und Ruheständler spezialisiert und bietet umfassende Finanzplanungsdienste an. The Capitol Bay Group, von Forbes als eines der Best-in-State Wealth Management Teams 2024 und 2025 anerkannt, entschied sich für LPL wegen dessen Unabhängigkeit, breiterer Anlageoptionen und kundenorientierter Kultur.
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SAN DIEGO, Sept. 09, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the advisors of The Capitol Bay Group have joined Upstream Investment Partners, an existing firm supporting LPL-affiliated advisors. They reported serving approximately
Based outside of Washington, D.C., in Tysons, Va., the team is led by John Yetman, CIMA®, and Manish Mukhi, APMA™. The duo brings 70 years of experience and focuses on high-net-worth clients, business owners and retirees. They offer holistic planning, including retirement, estate and business planning, as well as a broad selection of investment options and risk management solutions. They have been recognized by Forbes as one of the Best-in-State Wealth Management Teams for 2024 and 2025.
Mukhi explained, “Our approach allows us to view clients' entire financial situations rather than focusing solely on specific investments. We begin by identifying clients’ priorities, such as retirement, education or significant purchases. Our goal is to assist families in expressing their objectives and to develop plans that address both present and future requirements.”
Why The Capitol Bay Group Chose LPL
Seeking more independence, autonomy and more tools to offer to their clients, the team, supported by Operations Manager Sherrye Bussel, turned to LPL Financial.
“We chose LPL for three reasons: independence, more investment options and their standout culture,” said Yetman. “LPL values client relationships and considers clients as belonging to advisors. We also appreciate LPL’s tools, which are essential for effective money management and financial planning.”
Scott Posner, managing director of business development at LPL, said, “I’d like to extend a warm welcome to John and Manish. At LPL, we continue to invest in new capabilities and solutions designed to help advisors grow their businesses, personalize their practices and deliver differentiated service experiences to their clients. We look forward to supporting The Capitol Bay Group as they evolve their business and make a positive impact on the lives of their clients.”
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About LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 29,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately
Securities and advisory services offered through LPL Financial LLC (“LPL Financial”), a registered investment advisor and broker-dealer, member FINRA/SIPC. The Capitol Bay Group, Upstream Investment Partners and LPL Financial are separate entities.
Throughout this communication, the terms “financial advisors” and “advisors” are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial. Ox Road Capitol and LPL are separate entities.
We routinely disclose information that may be important to shareholders in the “Investor Relations” or “Press Releases” section of our website.
* Value approximated as reported to LPL
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