Apple COO Sabih Khan receives 99,878 vested shares

The award’s payout reflected Apple’s 76.20th-percentile total shareholder return ranking over the three-year performance period.

Rhea-AI Filing Summary

Apple Inc. reported that COO Sabih Khan's performance-based restricted stock units settled on October 1, 2026, with 99,878 units vesting into 99,878 common shares. Apple withheld 52,854 shares to satisfy tax withholding requirements on vesting; no shares were sold. A separate holding entry lists 31,632 common shares held indirectly through a family trust.

Insider Trade Summary

99,878 shares exercised/converted

Exercise 4 txns

Insider Khan Sabih

Role COO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit F1, F3, F4, F5, F6	99,878	--	--
Exercise	Common Stock F1	99,878	--	--
Tax Withholding	Common Stock F2	52,854	$330.32	$17.46M
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Unit — 0 contracts (Direct); Common Stock — 1,120,919 shares (Direct); Common Stock — 31,632 shares (Indirect, By family trust)

Footnotes (6)

1. F1. Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
2. F2. Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.
3. F3. This award was granted on October 1, 2023, for a target number of 58,408 RSUs. The award settled on October 1, 2026, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.
4. F4. TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $175.08. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $333.82.
5. F5. This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.
6. F6. Apple's TSR for the three-year performance period was 90.67%, which ranked 115 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 76.20th percentile. Therefore, 99,878 restricted stock units subject to performance requirements vested.

Key Figures

Performance-based RSUs vested: 99,878 RSUs Shares withheld for tax withholding: 52,854 shares Price per share: $330.32 per share +5 more

8 metrics

Performance-based RSUs vested 99,878 RSUs Settled October 1, 2026

Shares withheld for tax withholding 52,854 shares RSU vesting on October 1, 2026

Price per share $330.32 per share Withholding transaction on October 1, 2026

Target award 58,408 RSUs Award granted October 1, 2023

Total shareholder return 90.67% Apple's three-year performance period

S&P 500 performance rank 115 of 480 companies Three-year performance period

Percentile rank 76.20th percentile Apple's relative total shareholder return performance

Common shares held through family trust 31,632 shares Indirect holding entry dated October 1, 2026

Key Terms

restricted stock unit, total shareholder return, linearly interpolated, target number of RSUs

4 terms

restricted stock unit financial

"Each restricted stock unit ("RSU") represents the right to receive"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

total shareholder return financial

"total shareholder return ("TSR") relative to the other companies in the S&P 500"

Total shareholder return is the overall gain an investor gets from owning a stock, combining changes in the share price plus any cash payouts like dividends, and assuming those payouts are reinvested in more shares. Investors use it like a single score that shows the true return on their investment—similar to checking both the growth of a savings account and the interest earned—to compare how well different companies or investments perform over time.

linearly interpolated technical

"i.e., linearly interpolated between the two nearest vesting percentages"

target number of RSUs financial

"for a target number of 58,408 RSUs"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs vested for AAPL COO Sabih Khan?

99,878 restricted stock units subject to performance requirements vested on October 1, 2026, and settled in 99,878 common shares. The award had a target of 58,408 RSUs when it was granted on October 1, 2023.

How many shares were withheld for taxes in Sabih Khan's AAPL RSU settlement?

Apple withheld 52,854 common shares to satisfy tax withholding requirements on October 1, 2026; no shares were sold. The reported price per share for the withholding transaction was $330.32.

What performance determined Sabih Khan's AAPL RSU vesting?

Apple's total shareholder return for the three-year performance period was 90.67%, ranking 115 of the 480 companies included in the S&P 500 and placing Apple in the 76.20th percentile.

What TSR thresholds applied to Sabih Khan's Apple RSU award?

The award provided for 200% of target RSUs to vest at or above the 85th percentile, 100% at or above the 55th percentile, 25% at or above the 25th percentile, and 0% below the 25th percentile. Vesting between those levels was determined by straight-line interpolation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 06:32 PM Accepted by SEC EDGAR 10/05/2026 - 06:32 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Khan Sabih

(Last) (First) (Middle)

ONE APPLE PARK WAY

(Street)

CUPERTINO CALIFORNIA 95014

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Apple Inc. [ AAPL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		M		99,878	A	(1)	1,173,773	D
Common Stock(2)	10/01/2026		F		52,854	D	$330.32	1,120,919	D
Common Stock								31,632	I	By family trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	10/01/2026		M			99,878	(3)(4)(5)(6)	(3)(4)(5)(6)	Common Stock	99,878	(1)	0	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

2. Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.

3. This award was granted on October 1, 2023, for a target number of 58,408 RSUs. The award settled on October 1, 2026, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.

4. TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $175.08. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $333.82.

5. This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

6. Apple's TSR for the three-year performance period was 90.67%, which ranked 115 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 76.20th percentile. Therefore, 99,878 restricted stock units subject to performance requirements vested.

	/s/ Sam Whittington, Attorney-in-Fact for Sabih Khan	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)