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Apple Inc SEC Filings

AAPL NASDAQ

Apple Inc. filings document operating results, governance actions, shareholder voting matters and registered securities for a global consumer technology company. The company’s 8-K reports include quarterly financial results and executive succession or officer-appointment disclosures, while proxy materials describe annual meeting proposals, director elections, compensation matters and shareholder vote outcomes.

Apple’s SEC records also identify its Nasdaq-listed common stock and multiple listed notes, with disclosures tied to capital structure, board oversight and Exchange Act reporting obligations. These filings provide formal records for Apple’s hardware, software and services business, including products such as iPhone, Mac, iPad and Apple Watch and service categories including the App Store, Apple Pay, iCloud, Apple Music and Apple TV.

Rhea-AI Summary

Apple Inc. (AAPL) officer Chris Kondo reported a sale of 3,752 shares of common stock on 11/07/2025 at a weighted average price of $271.23, executed in multiple trades ranging from $271.23 to $271.26. Following the transaction, he beneficially owns 15,098 shares directly. Kondo is listed as the company’s Principal Accounting Officer.

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Apple Inc. filed its Annual Report for the fiscal year ended September 27, 2025. The company designs and sells iPhone, Mac, iPad, Wearables, Home and Accessories, and a broad suite of Services spanning advertising, AppleCare, cloud, digital content, and payments. Apple organizes results by geography: Americas, Europe, Greater China, Japan and Rest of Asia Pacific. During 2025, net sales were split between direct channels at 40% and indirect channels at 60%.

Apple reported the aggregate market value of stock held by non‑affiliates at $3,253,431,000,000 as of March 28, 2025, and had 14,776,353,000 shares outstanding as of October 17, 2025. The company employed approximately 166,000 full‑time equivalents as of September 27, 2025.

Key risks include new U.S. tariffs announced beginning in the second quarter of 2025, supply chain concentration in Asia, aggressive competition and pricing pressure, and evolving regulations. Apple has implemented EU Digital Markets Act compliance changes and notes ongoing antitrust scrutiny. A U.S. court found Google violated antitrust laws on August 5, 2024, with remedies ordered on September 2, 2025, which could affect search‑related licensing revenue depending on final outcomes.

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annual report
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Apple Inc. furnished a press release announcing financial results for its fourth fiscal quarter ended September 27, 2025. The press release is attached as Exhibit 99.1 to an 8‑K filed under Item 2.02 (Results of Operations and Financial Condition). The company states the information is furnished and not deemed filed for purposes of Section 18 of the Exchange Act.

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Apple Inc. (AAPL) Senior Vice President and CFO reported Form 4 activity tied to RSU vesting and sales. On 10/15/2025, he acquired 16,457 shares upon RSU settlement and had 8,062 shares withheld to cover taxes at $249.34.

On 10/16/2025, he sold shares under a Rule 10b5-1 plan adopted on November 26, 2024: 500 at $245.89, 1,665 at $247.04, 1,534 at $247.82, and 500 at $248.73. Following these transactions, directly held common stock was 8,765 shares. The filing also reflects RSU activity, including settlements of 5,530, 5,816, and 5,111 underlying shares, with remaining derivative holdings of 11,633 and 20,442 RSUs as stated.

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Apple Inc. (AAPL) executive Chris Kondo, Principal Accounting Officer, reported routine equity activity on 10/15/2025 tied to scheduled RSU vesting. The filing shows the settlement of restricted stock units into 7,371 shares of common stock.

To cover taxes on the vesting, 3,619 shares were withheld at $249.34 per share. Following these transactions, Kondo beneficially owned 18,850 shares of Apple common stock. The RSU conversions relate to multiple awards granted in 2021–2024 that vest in semi-annual 12.5% installments through dates ending between October 15, 2025 and October 15, 2028, as described in the footnotes.

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Deirdre O'Brien, Senior Vice President of Apple Inc. (AAPL), reported settlement of 92,403 restricted stock units that vested on 10/01/2025 under a performance award granted on 09/25/2022. The award's vesting was determined by Apple's total shareholder return (TSR) over the three‑year performance period; Apple's TSR was 70.22%, ranking 66.60th percentile and resulting in vesting of 92,403 RSUs.

To satisfy tax withholding, 49,390 shares were withheld at an average price of $255.45. Pursuant to a Rule 10b5-1 trading plan adopted 08/27/2024, O'Brien sold 41,273 shares at a weighted average of $257.36 and 1,740 shares at a weighted average of $258.08 on 10/02/2025. Following these transactions, she beneficially owned 136,687 shares.

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Apple (AAPL) COO Sabih Khan reported the vesting of 92,403 shares of common stock on 10/01/2025 upon settlement of restricted stock units tied to performance. To cover taxes on vesting, 49,390 shares were withheld at $255.45 per share; no shares were sold. Following these transactions, he directly owned 1,042,772 shares and indirectly owned 31,632 shares via a family trust.

The performance award, granted on 09/25/2022 with a 66,477 RSU target, vested based on Apple’s total shareholder return over fiscal 2023–2025. Apple’s TSR was 70.22%, ranking 162 of 483 S&P 500 companies (the 66.60th percentile), resulting in 92,403 RSUs earned and settled as common stock.

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Katherine L. Adams, Apple Inc. SVP, General Counsel and Secretary, reported settlement and disposition activity tied to vested restricted stock units. On 10/01/2025 92,403 restricted stock units vested and were settled into 92,403 shares. 45,278 shares were withheld to satisfy tax withholding and additional shares were sold under a Rule 10b5-1 plan adopted on 11/25/2024. Sales executed on 10/02/2025 totaled 47,125 shares across multiple trades at weighted-average prices reported between about $254.23 and $258.11. Following these transactions, the reporting person beneficially owned 179,158 shares. The vested award derived from a performance grant with a three-year TSR of 70.22%, ranking 162 of 483 (the 66.60th percentile), producing vesting of 92,403 shares from a target of 66,477.

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Apple Inc. filed a Form 144 reporting a proposed sale of 47,125 shares of common stock on NASDAQ, with an aggregate market value of $12,038,081.25. The filing identifies the broker as Morgan Stanley Smith Barney LLC and states the approximate date of sale as 10/02/2025. The shares were acquired as Performance Stock Units from the issuer on 10/01/2025, and payment is shown as made on 10/01/2025. The filer reports no securities sold in the past three months and certifies they are not aware of undisclosed material adverse information.

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Apple Inc. reported a proposed sale under Form 144/A for 129,963 shares of common stock, with an aggregate market value of $33,375,525.10. The filing identifies Fidelity Brokerage Services LLC as the broker and lists the approximate sale date as 10/02/2025 on NASDAQ. The shares were acquired on 10/01/2025 through PSU vesting and the filing indicates payment or settlement occurred on 10/01/2025.

The filer states there were no sales by the same person in the prior three months and certifies they are unaware of any undisclosed material adverse information about the issuer. The filing also records total shares outstanding as 14,840,390,000, which places the proposed sale at a de minimis fraction of outstanding shares.

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FAQ

How many Apple (AAPL) SEC filings are available on StockTitan?

StockTitan tracks 69 SEC filings for Apple (AAPL), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Apple (AAPL)?

The most recent SEC filing for Apple (AAPL) was filed on November 12, 2025.