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Apple Inc. Form 4 Filings

AAPL NASDAQ

Every Form 4 that Apple Inc. (AAPL) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow AAPL and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AAPL filings page.

Rhea-AI Summary

Apple Inc. (AAPL) SVP, GC and Government Affairs Jennifer Newstead sold 2,399 shares of Common Stock on October 6, 2026, at $332.01 per share. The shares were held directly, and her reported direct holdings after the sale were 39,593 shares. The sale was made pursuant to a Rule 10b5-1 trading plan.

Rhea-AI Summary

Apple Inc. Executive Chair Timothy D. Cook reported settlement of 374,541 performance RSUs into common shares on October 1, 2026; the reported RSU derivative position after settlement was 0. Apple withheld 199,038 shares for tax withholding on vesting. On October 2, Cook’s trust sold 191,753 shares in four transactions under a Rule 10b5-1 plan adopted May 28, 2026, and gifted 26,325 shares. Apple’s total shareholder return was 90.67%, placing it at the 76.20th percentile for the performance period.

Rhea-AI Summary

Apple Inc. Senior Vice President Deirdre O’Brien had 99,878 restricted stock units vest and settle in common shares on October 1, 2026; Apple withheld 53,489 shares to satisfy tax withholding. On October 2, 2026, she sold 40,764 shares at a weighted average of $333.35 per share and 5,625 shares at a weighted average of $333.91 per share. Both sales were made under a Rule 10b5-1 trading plan adopted November 24, 2025.

Rhea-AI Summary

Apple Inc. CEO John Ternus reported settlement of 99,878 restricted stock units in common shares on October 1, 2026; the resulting shares were held through his trust. Apple withheld 49,054 shares to satisfy tax withholding on vesting. On October 2, 2026, sales of 25,412 shares held through his trust were reported under a Rule 10b5-1 plan adopted May 21, 2026. The four sales had weighted-average prices of $331.38, $332.26, $333.34 and $334.05 per share.

Rhea-AI Summary

Apple Inc. reported that COO Sabih Khan's performance-based restricted stock units settled on October 1, 2026, with 99,878 units vesting into 99,878 common shares. Apple withheld 52,854 shares to satisfy tax withholding requirements on vesting; no shares were sold. A separate holding entry lists 31,632 common shares held indirectly through a family trust.

Rhea-AI Summary

Apple Inc. (AAPL) SVP, GC and Government Affairs Jennifer Newstead sold 2,399 shares of Common Stock on September 29, 2026, at $336.18 per share. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2026. She directly held 41,992 shares after the sale.

Rhea-AI Summary

Apple Inc. COO Sabih Khan received two restricted stock unit awards of 47,645 units each on September 27, 2026. One award is scheduled to vest 12.5% on April 15, 2027, with the remaining units scheduled to vest in 12.5% semi-annual installments over four years ending October 15, 2030, subject to its award agreement. The second award is performance-based and scheduled to vest October 1, 2029; 0% to 200% of the target units may vest based on Apple's relative total shareholder return from the first day of fiscal 2027 through the last day of fiscal 2029.

Rhea-AI Summary

Apple Inc. reported two direct award acquisitions by Jennifer Newstead, its SVP, GC and Government Affairs, on September 27, 2026: 47,645 restricted stock units in each award. Each RSU represents the right to receive one share of common stock at settlement.

For one award, 12.5% of the units are scheduled to vest on April 15, 2027, with the remaining RSUs scheduled to vest in 12.5% semi-annual installments over a four-year period ending October 15, 2030, subject to the award agreement. The performance-based award has a target of 47,645 RSUs and is scheduled to vest October 1, 2029; between 0% and 200% of target may vest based on Apple's relative total shareholder return during fiscal years 2027 through 2029.

Rhea-AI Summary

Apple Inc. Senior Vice President Deirdre O’Brien reported two direct restricted stock unit (RSU) awards on September 27, 2026, each for 47,645 units; each RSU represents the right to receive one common share at settlement. One award has 12.5% scheduled to vest on April 15, 2027, with remaining units scheduled in 12.5% semi-annual installments ending October 15, 2030. The performance-based award is scheduled to vest October 1, 2029, with 0% to 200% of target potentially vesting based on Apple’s relative total shareholder return. Both are subject to award agreement terms.

Rhea-AI Summary

Apple Inc. reported two direct restricted stock unit awards to Senior Vice President, CFO Kevan Parekh on September 27, 2026, each covering 47,645 RSUs. The time-based award is scheduled to vest 12.5% on April 15, 2027, with the remaining RSUs scheduled to vest in 12.5% semi-annual installments over four years ending October 15, 2030, subject to its award agreement. The performance-based award has a target of 47,645 RSUs and is scheduled to vest October 1, 2029; between 0% and 200% of target may vest based on Apple's relative total shareholder return from the first day of fiscal 2027 through the last day of fiscal 2029, subject to its award agreement.

Rhea-AI Summary

Apple Inc. CEO and director John Ternus acquired awards of 40,315 restricted stock units and 120,943 target performance-based RSUs on September 27, 2026. Each RSU represents the right to receive one share of common stock at settlement.

The 40,315-unit award is scheduled to vest 12.5% on April 15, 2027, with remaining units scheduled to vest in 12.5% semi-annual installments over four years ending October 15, 2030. The performance-based award is scheduled to vest October 1, 2029; between 0% and 200% of target units may vest based on Apple's relative total shareholder return from the first day of fiscal 2027 through the last day of fiscal 2029, subject to the award agreement.

Rhea-AI Summary

Apple Inc. Executive Chair Timothy D. Cook received two direct awards on September 27, 2026: 65,969 restricted stock units and 65,969 performance-based restricted stock units, reported at target. Each unit represents the right to receive one share of common stock at settlement.

The first award is scheduled to vest 12.5% on April 15, 2027, with the remaining units scheduled to settle in 12.5% semi-annual installments over a four-year period ending October 15, 2030. The performance-based units are scheduled to vest on October 1, 2029, subject to the award agreement; between 0% and 200% of the target may vest based on Apple’s relative total shareholder return for fiscal 2027 through fiscal 2029.

Rhea-AI Summary

Apple Inc. officer Jennifer Newstead, SVP, GC and Government Affairs, sold 2,399 shares of Apple Inc. common stock on September 22, 2026, at $340.06 per share. The sale was made under a Rule 10b5-1 trading plan adopted May 5, 2026, and she reported direct holdings of 44,391 shares after the transaction.

Rhea-AI Summary

Apple Inc. (AAPL) executive Jennifer Newstead, SVP, GC and Government Affairs, reported multiple equity transactions on September 15, 2026. She settled 30,104 restricted stock units (RSUs)16,228 shares to satisfy tax withholding requirements1,438 common shares at $330.19 per share pursuant to a Rule 10b5-1 trading plan adopted May 5, 2026

Rhea-AI Summary

Apple Inc. (AAPL) executive Jennifer Newstead, SVP, GC and Government Affairs, reported selling 1,438 shares of Apple common stock on September 8, 2026 at $317.23 per share in an open-market or private transaction. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2026, and she continues to hold 34,352 shares directly afterward.

Rhea-AI Summary

Apple Inc. (AAPL) reported that executive officer Jennifer Newstead, SVP, GC and Government Affairs, sold 1,439 shares of Apple common stock on September 1, 2026 at a price of $317.01 per share. Following this sale, she directly holds 35,790 shares of Apple common stock. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2026.

Rhea-AI Summary

Apple Inc. (symbol: AAPL) is the issuer of record for a Form 4 filing submitted to the SEC.

Rhea-AI Summary

Apple Inc. (AAPL) insider Jennifer Newstead, SVP, GC and Secretary, reported selling 1,439 shares of common stock on August 25, 2026 at $310.95 per share in an open-market or private transaction. After this sale, she directly holds 37,229 Apple common shares. The transaction was executed under a Rule 10b5-1 trading plan adopted on May 5, 2026.

Rhea-AI Summary

Apple Inc. (AAPL) reported an insider transaction by Jennifer Newstead, SVP, GC and Secretary. On 2026-08-18, she sold 1,439 shares of Apple common stock in an open market or private transaction at about $307.49 per share under a Rule 10b5-1 trading plan, leaving her with 38,668 shares held directly afterward.

Rhea-AI Summary

Apple Inc. executive Jennifer Newstead, SVP, GC and Secretary, reported selling 1,439 shares of Apple common stock on August 11, 2026 at a price of $307.75 per share. Following this Rule 10b5-1 plan trade, she directly holds 40,107 shares of Apple common stock.

Rhea-AI Summary

Apple Inc. senior vice president and general counsel Jennifer Newstead reported routine equity compensation activity involving restricted stock units (RSUs). On June 15, 2026, 30,104 RSUs vested and were settled into an equal number of Apple common shares.

To cover tax withholding on this vesting, 16,238 common shares were withheld by Apple at an indicated price of $296.42 per share, and no shares were sold in the market. After these transactions, Newstead directly holds 41,546 shares of common stock and 210,728 RSUs, which are scheduled to vest in tranches through 2029 under the original award terms.

Rhea-AI Summary

Apple Inc. Principal Accounting Officer Ben Borders reported an exercise-and-sell transaction involving Apple common stock and RSUs. On June 15, 2026, 240 restricted stock units converted into 240 shares of common stock on their scheduled vesting date. Apple withheld 124 of these shares to satisfy tax withholding requirements, leaving 116 net shares from the vesting event.

On June 16, 2026, Borders executed an open-market sale of 116 shares of common stock at $295.14 per share pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on February 6, 2026. Following these transactions, he directly holds 38,713 shares of Apple common stock and 1,676 RSUs that continue to vest under the original award schedule.

Rhea-AI Summary

Apple Inc. director Arthur D. Levinson reported several changes in his Apple shareholdings. On May 27, 2026, he sold 50,000 shares of common stock in an open-market transaction at a weighted average price of $311.02 per share, with individual trades executed between $310.76 and $311.42. After this sale, he held 3,764,576 shares of Apple common stock directly.

On the same date, Levinson also made a bona fide gift of 65,000 shares of Apple common stock, a transfer without sale proceeds, leaving him with 3,699,576 direct shares immediately following that gift entry. The filing also reports 56,000 shares of Apple common stock held indirectly through his spouse, reflecting additional indirect ownership.

Rhea-AI Summary

Apple Inc. Principal Accounting Officer Ben Borders reported an open-market sale of Apple common stock. On May 8, 2026, he sold 1,274 shares at $290.00 per share in a single transaction. After this sale, he continued to hold 38,713 shares directly.

The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted by Borders, indicating the sale was scheduled in advance rather than timed discretionarily.

Rhea-AI Summary

Apple Inc. director Arthur D. Levinson reported several transactions in Apple Common Stock dated May 6, 2026. He completed open-market sales totaling 250,000 shares, including 100,473 shares at a weighted average price of $285.04 and 149,527 shares at a weighted average price of $284.57, each executed through multiple trades within stated price ranges.

Levinson also made a bona fide gift of 5,000 shares of Apple Common Stock. Following these transactions, he directly holds 3,814,576 shares of Apple Common Stock and indirectly holds 56,000 shares through his spouse.

Rhea-AI Summary

Apple Inc. Senior Vice President and CFO Kevan Parekh reported an open-market sale of 1,534 shares of Apple common stock on April 23, 2026 at a price of $275.00 per share. After this transaction, he directly holds 13,366 Apple shares.

The filing notes the sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted by Parekh on November 21, 2025, indicating the trade was scheduled in advance rather than being a discretionary market-timing decision.

Rhea-AI Summary

Apple Inc. Principal Accounting Officer Ben Borders reported routine equity compensation activity. On April 15, 2026, previously granted restricted stock units (RSUs) vested and were settled into 1,717 shares of Apple common stock, consistent with the award terms described in the footnotes.

To cover tax obligations on this vesting, 892 shares of common stock were withheld by Apple at $266.43 per share, and no shares were sold on the market. After these transactions, Borders directly owns 39,987 shares of Apple common stock, reflecting a standard grant-vesting-and-tax-withholding pattern rather than open-market trading.

Rhea-AI Summary

Apple Inc. Senior Vice President and CFO Kevan Parekh reported routine equity compensation activity. On April 15, 2026, restricted stock units converted into a total of 10,928 shares of Apple common stock as scheduled vesting installments from prior RSU awards.

From these vested shares, 4,793 shares were withheld by Apple at $266.43 per share to satisfy tax withholding obligations, and the filing specifies that no shares were sold. After these transactions, Parekh directly held 14,900 shares of Apple common stock. The footnotes explain that the RSU awards, granted in September 2022 and October 2023, vest in 12.5% semi-annual installments through October 2026 and October 2027, respectively.

Rhea-AI Summary

Apple Inc. Senior Vice President Deirdre O'Brien reported a mix of equity awards vesting and planned share sales. On April 1, 2026, several restricted stock unit awards settled into a combined 64,317 shares of common stock at a conversion price of $0.00, reflecting scheduled vesting of RSUs granted in 2021, 2022, and 2023. That same day, 34,315 shares were withheld by Apple to cover tax obligations on the RSU vesting at a price of $255.63 per share. On April 2, 2026, she completed open-market sales totaling 30,002 shares at weighted-average prices of $255.12 and $255.82 per share under a Rule 10b5-1 trading plan adopted on November 24, 2025, and continued to hold 136,810 shares of Apple common stock directly after these transactions.

Rhea-AI Summary

Apple Inc. COO Sabih Khan reported routine equity compensation activity. On April 1, 2026, multiple restricted stock unit (RSU) awards settled, delivering a total of 64,317 shares of Apple common stock as they vested.

To cover tax obligations on the vesting, 33,317 shares were withheld by Apple at a price of $255.63 per share, and no shares were sold on the market. After these transactions, Khan directly held 1,073,895 Apple common shares, and an additional 31,632 shares were held indirectly through a family trust.

Rhea-AI Summary

Apple Inc. Chief Executive Officer Tim Cook reported a mix of stock award settlements, tax withholding, and pre-planned share sales. On April 1, 2026, RSU awards covering 131,576 shares of common stock settled, reflecting prior equity grants that converted into shares at a $0 exercise price.

Apple withheld 66,627 shares at a price of about $255.63 per share to satisfy tax obligations tied to these RSU vestings, which is a standard non-market transaction. Following these steps, Cook held 3,345,367 common shares directly.

On April 2, 2026, he executed open-market sales totaling 64,949 shares of Apple common stock at prices between roughly $250.73 and $256.10 per share, through multiple trades. These sales were made pursuant to a previously adopted Rule 10b5-1 trading plan dated May 24, 2024, and left Cook with 3,280,418 directly held shares, indicating he retained a large position after these routine transactions.

Rhea-AI Summary

Apple Inc. senior executive Jennifer Newstead reported routine equity compensation activity. On March 15, 2026, 60,208 restricted stock units settled into an equal number of Apple common shares on their scheduled vesting date.

To cover tax withholding on this RSU vesting, 32,528 shares were withheld by Apple at a price of $250.12 per share, and no shares were sold on the market. Following these transactions, Newstead held 27,680 shares of Apple common stock directly from this award.

Rhea-AI Summary

WAGNER SUSAN reported acquisition or exercise transactions in this Form 4 filing.

Apple Inc. reported that director Susan Wagner received an automatic grant of 1,139 restricted stock units on February 24, 2026 under the Apple Inc. Non-Employee Director Stock Plan. The grant price is shown as $0.00 per unit, reflecting that this is an equity award rather than a purchase.

Each restricted stock unit represents the right to receive one share of Apple common stock at settlement. All 1,139 units are scheduled to vest on February 1, 2027, assuming Ms. Wagner continues to serve as a director through that date. Following this award, she directly holds 1,139 restricted stock units.

Rhea-AI Summary

SUGAR RONALD D reported acquisition or exercise transactions in this Form 4 filing.

Apple Inc. director Ronald D. Sugar received an automatic grant of 1,139 restricted stock units on February 24, 2026 under the Apple Inc. Non-Employee Director Stock Plan, as Amended and Restated. Each unit represents one share of common stock and is scheduled to vest in full on February 1, 2027, assuming he continues to serve through that date.

Rhea-AI Summary

LOZANO MONICA C reported acquisition or exercise transactions in this Form 4 filing.

Apple Inc. director Monica C. Lozano received an automatic grant of 1,139 restricted stock units on February 24, 2026 under the Apple Inc. Non-Employee Director Stock Plan, as Amended and Restated. Each restricted stock unit represents the right to receive one share of Apple common stock at settlement.

All 1,139 restricted stock units are scheduled to vest on February 1, 2027, assuming Ms. Lozano continues to serve as a director through that vesting date. Following this grant, she holds 1,139 restricted stock units directly.

Rhea-AI Summary

Apple Inc. director Arthur D. Levinson reported two equity-related moves. On February 26, 2026, he made a bona fide gift transfer of 1,113 shares of Apple common stock, after which he directly held 4,069,576 shares. On February 24, 2026, he received an automatic grant of 1,011 restricted stock units under the Apple Inc. Non-Employee Director Stock Plan, as Amended and Restated. Each restricted stock unit represents one share of common stock and is scheduled to vest 100% on February 1, 2027, assuming continued service through that date. He also reports indirect ownership of 56,000 common shares held by his spouse.

Rhea-AI Summary

JUNG ANDREA reported acquisition or exercise transactions in this Form 4 filing.

Apple Inc. director Andrea Jung reported receiving a grant of 1,139 restricted stock units. The award was made as an automatic grant under the Apple Inc. Non-Employee Director Stock Plan, as amended and restated.

Each restricted stock unit represents the right to receive one share of Apple common stock at settlement. All 1,139 restricted stock units are scheduled to vest on February 1, 2027, assuming Ms. Jung continues to serve through that vesting date.

Rhea-AI Summary

Gorsky Alex reported acquisition or exercise transactions in this Form 4 filing.

Apple Inc. director Alex Gorsky received an automatic grant of 1,139 restricted stock units (RSUs) under the Apple Inc. Non-Employee Director Stock Plan, as amended and restated. The RSUs were awarded at a price of $0.00 per unit, reflecting stock-based compensation rather than a market purchase.

Each RSU represents the right to receive one share of Apple common stock upon settlement. The filing states that 100% of these RSUs are scheduled to vest on February 1, 2027, assuming Gorsky continues his board service through that vesting date. Following this grant, he directly holds 1,139 RSUs.

Rhea-AI Summary

Apple Inc. reported that director Wanda M. Austin acquired 1,139 restricted stock units (RSUs) on February 24, 2026 as an automatic grant under the Apple Inc. Non-Employee Director Stock Plan. Each RSU represents the right to receive one share of Apple common stock at settlement.

All 1,139 RSUs are scheduled to vest on February 1, 2027, assuming she continues to serve through the vesting date. Following this grant, Austin holds 1,139 RSUs directly.

Rhea-AI Summary

Apple Inc. director Susan Wagner reported an automatic share acquisition tied to restricted stock units. On February 1, 2026, 1,255 restricted stock units were settled into 1,255 shares of Apple common stock at no exercise price on their scheduled vesting date.

After this transaction, Wagner beneficially owned 63,746 shares of Apple common stock directly and 6,042 shares indirectly through her spouse, reflecting her current reported equity stake as a director.

Rhea-AI Summary

Apple Inc. director Ronald D. Sugar reported the vesting and settlement of 1,255 restricted stock units into common shares on February 1, 2026. The award, granted on February 25, 2025, vested in full on that date. Following the transaction, he directly holds 110,566 shares of Apple common stock.

Rhea-AI Summary

Apple Inc. director Monica C. Lozano reported the vesting and settlement of 1,255 restricted stock units into 1,255 shares of Apple common stock on February 1, 2026. Each unit converted into one share at settlement, with no exercise price listed for the award.

These restricted stock units were originally granted on February 25, 2025 and vested entirely on February 1, 2026. Following the settlement, Lozano directly holds 9,862 shares of Apple common stock, reflecting her updated beneficial ownership after this equity award vested.

Rhea-AI Summary

Apple Inc. director Arthur D. Levinson reported the vesting of restricted stock units into Apple common stock. On 02/01/2026, 1,113 restricted stock units settled into 1,113 shares of common stock, increasing his directly held Apple shares to 4,070,689.

The restricted stock unit award was granted on February 25, 2025 and vested entirely on February 1, 2026. Levinson is also reported as indirectly owning 56,000 Apple shares "By Spouse" in addition to his direct holdings.

Rhea-AI Summary

Apple Inc. director Andrea Jung reported the vesting of a restricted stock unit (RSU) award and delivery of common shares. On February 1, 2026, 1,255 RSUs were settled into 1,255 shares of Apple common stock at a stated price of $0.00 per share, reflecting stock delivered at no cash cost to Jung.

The RSU award was granted on February 25, 2025 and vested in full on February 1, 2026. Following this transaction, Jung directly beneficially owned 77,260 shares of Apple common stock and also had indirect beneficial ownership of 404 shares held by a family trust.

Rhea-AI Summary

Apple Inc. director Alex Gorsky reported an automatic vesting of equity awards. On February 1, 2026, 1,255 restricted stock units converted into 1,255 shares of Apple common stock, as shown by a transaction coded "M" at a price of $0.00 per share.

These restricted stock units were granted on February 25, 2025 and vested entirely on February 1, 2026. Following this settlement, Gorsky directly owns 6,794 shares of Apple common stock, and the reported restricted stock unit position from this award is now zero.

Rhea-AI Summary

Apple Inc. director Wanda M. Austin reported the vesting of a restricted stock unit award that delivered 1,255 shares of Apple common stock. The RSUs were granted on February 25, 2025 and vested in full on February 1, 2026. After receiving these shares, she directly owned 2,843 Apple common shares.

Rhea-AI Summary

Apple Inc. (AAPL) reported an insider stock transaction by executive Katherine L. Adams, who serves as SVP, General Counsel and Secretary. On 11/12/2025, she disposed of 3,750 shares of Apple common stock in a transaction coded “G,” which indicates a gift. The reported transaction price is listed as $0 per share, consistent with a non-cash transfer. Following this transaction, she directly beneficially owns 175,408 shares of Apple common stock.

Rhea-AI Summary

Apple Inc. (AAPL) officer Chris Kondo reported a sale of 3,752 shares of common stock on 11/07/2025 at a weighted average price of $271.23, executed in multiple trades ranging from $271.23 to $271.26. Following the transaction, he beneficially owns 15,098 shares directly. Kondo is listed as the company’s Principal Accounting Officer.

Rhea-AI Summary

Apple Inc. (AAPL) Senior Vice President and CFO reported Form 4 activity tied to RSU vesting and sales. On 10/15/2025, he acquired 16,457 shares upon RSU settlement and had 8,062 shares withheld to cover taxes at $249.34.

On 10/16/2025, he sold shares under a Rule 10b5-1 plan adopted on November 26, 2024: 500 at $245.89, 1,665 at $247.04, 1,534 at $247.82, and 500 at $248.73. Following these transactions, directly held common stock was 8,765 shares. The filing also reflects RSU activity, including settlements of 5,530, 5,816, and 5,111 underlying shares, with remaining derivative holdings of 11,633 and 20,442 RSUs as stated.

Rhea-AI Summary

Apple Inc. (AAPL) executive Chris Kondo, Principal Accounting Officer, reported routine equity activity on 10/15/2025 tied to scheduled RSU vesting. The filing shows the settlement of restricted stock units into 7,371 shares of common stock.

To cover taxes on the vesting, 3,619 shares were withheld at $249.34 per share. Following these transactions, Kondo beneficially owned 18,850 shares of Apple common stock. The RSU conversions relate to multiple awards granted in 2021–2024 that vest in semi-annual 12.5% installments through dates ending between October 15, 2025 and October 15, 2028, as described in the footnotes.