Abacus Global: Sean McNealy contributes 28,027 shares

The 10% owner’s 28,027 shares were valued at $8.47 each using the October 30, 2026 closing price; the contribution was completed November 2, 2026.

Available on EDGAR 11/04/2026 - 08:06 PM EST Accepted by SEC EDGAR 11/04/2026 - 08:05 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

McNealy Sean reported disposition transactions in this Form 4 filing. Abacus Global Management, Inc. (ABX) reported that 28,027 common shares held indirectly through an LLC jointly owned by 10% owner Sean McNealy and his spouse were contributed to the Fidelity Exchange Fund in exchange for an interest in the Fund. The shares were held in escrow pending contribution and valued using the issuer’s $8.47 closing share price on October 30, 2026; the contribution was completed November 2, 2026. No Rule 10b5-1 plan is reported. As of November 4, 2026, the reported positions were 12,478,625 shares through that LLC, 86,207 shares through another LLC owned by Sean McNealy and his spouse, and 300 shares held directly.

Insider Trade Summary

Other: 28,027 shares

Other 1 txn

Insider McNealy Sean

Role 10% Owner

Type	Security	Shares	Price	Value
Other	Common Stock F1, F2	28,027	$8.47	$237K
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 12,478,625 shares (Indirect, By jointly owned LLC with spouse); Common Stock — 86,207 shares (Indirect, By LLC jointly owned with spouse); Common Stock — 300 shares (Direct)

Holdings Before and After: Common Stock, 12,506,652 to 12,478,625 shares (Indirect, By jointly owned LLC with spouse)

Footnotes (2)

1. F1. Represents shares of the Issuer's common stock contributed by the Reporting Person to the Fidelity Exchange Fund (the "Fund") in exchange for an interest in the Fund, pursuant to a contribution arrangement among the Reporting Person and the Fund. The shares were held in escrow pending the contribution and were valued using the Issuer's closing share price on October 30, 2026; the contribution to the Fund was completed on November 2, 2026.
2. F2. On December 23, 2024, the Reporting Person transferred 12,361,100 shares of Common Stock, previously held of record in his name, to a Delaware limited liability company ("LLC") wholly owned by the Reporting Person and his spouse. The transfer was made for no consideration and was solely a change in the form of the Reporting Person's beneficial ownership, not a purchase or sale. The Reporting Person continues to beneficially own the transferred shares indirectly through the LLC. The Reporting Person's prior reports on Form 4 did not reflect the transfer and continued to report these shares as held directly. As of November 4, 2026 the Reporting Person held: (a) 300 shares held directly; (b) 12,478,625 shares held indirectly through the LLC; and (c) 86,207 shares held indirectly through another limited liability company owned by the Reporting Person and his spouse.

Key Figures

Common shares contributed: 28,027 shares Valuation price per share: $8.47 per share Indirect shares through jointly owned LLC: 12,478,625 shares +2 more

5 metrics

Common shares contributed 28,027 shares Contribution to the Fidelity Exchange Fund; completed November 2, 2026

Valuation price per share $8.47 per share Issuer closing share price on October 30, 2026, used to value the shares

Indirect shares through jointly owned LLC 12,478,625 shares Reported as of November 4, 2026

Indirect shares through another LLC 86,207 shares Reported as of November 4, 2026

Direct shares 300 shares Reported as of November 4, 2026

Key Terms

contribution arrangement, held in escrow, beneficial ownership

3 terms

contribution arrangement financial

"pursuant to a contribution arrangement among the Reporting Person and the Fund"

held in escrow financial

"The shares were held in escrow pending the contribution"

beneficial ownership regulatory

"solely a change in the form of the Reporting Person's beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

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How many shares did ABX 10% owner Sean McNealy contribute to the Fidelity Exchange Fund?

Sean McNealy’s ABX Form 4 reports a contribution of 28,027 shares held through a jointly owned LLC to the Fidelity Exchange Fund in exchange for an interest in the Fund. The contribution was completed November 2, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McNealy Sean

(Last) (First) (Middle)

333 SOUTH GARLAND AVENUE

SUITE 1500

(Street)

ORLANDO FLORIDA 32801

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Abacus Global Management, Inc. [ ABX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/30/2026		J		28,027(1)	D	$8.47	12,478,625(2)	I	By jointly owned LLC with spouse
Common Stock								86,207	I	By LLC jointly owned with spouse
Common Stock								300	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's common stock contributed by the Reporting Person to the Fidelity Exchange Fund (the "Fund") in exchange for an interest in the Fund, pursuant to a contribution arrangement among the Reporting Person and the Fund. The shares were held in escrow pending the contribution and were valued using the Issuer's closing share price on October 30, 2026; the contribution to the Fund was completed on November 2, 2026.

2. On December 23, 2024, the Reporting Person transferred 12,361,100 shares of Common Stock, previously held of record in his name, to a Delaware limited liability company ("LLC") wholly owned by the Reporting Person and his spouse. The transfer was made for no consideration and was solely a change in the form of the Reporting Person's beneficial ownership, not a purchase or sale. The Reporting Person continues to beneficially own the transferred shares indirectly through the LLC. The Reporting Person's prior reports on Form 4 did not reflect the transfer and continued to report these shares as held directly. As of November 4, 2026 the Reporting Person held: (a) 300 shares held directly; (b) 12,478,625 shares held indirectly through the LLC; and (c) 86,207 shares held indirectly through another limited liability company owned by the Reporting Person and his spouse.

Remarks:

	/s/ Sean McNealy	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)