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Abacus Global Management: Scott contributes 28,027 shares

Scott also reported indirect ownership of 86,207 common shares through an LLC jointly owned with his spouse, as of October 30, 2026.

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Form Type
4

Rhea-AI Filing Summary

At Abacus Global Management, Inc., ten percent owner Kirby Kevin Scott disposed of 28,027 common shares by contributing them to the Fidelity Exchange Fund in exchange for an interest in the Fund. The shares were held in escrow pending the contribution and valued at $8.47 per share using the issuer's closing share price on October 30, 2026; the contribution was completed on November 2, 2026. His reported direct common-stock holdings following the transaction were 12,478,033 shares. No Rule 10b5-1 plan is reported for the transaction.

Insider Kirby Kevin Scott
Role 10% Owner
Type Security Shares Price Value
Other Common Stock F1 28,027 $8.47 $237K
Holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 12,478,033 shares (Direct); Common Stock — 86,207 shares (Indirect, By LLC jointly owned with spouse)
Holdings Before and After: Common Stock, 12,506,060 to 12,478,033 shares (Direct)
Footnotes (1)
  1. F1. Represents shares of the Issuer's common stock contributed by the Reporting Person to the Fidelity Exchange Fund (the "Fund") in exchange for an interest in the Fund, pursuant to a contribution arrangement among the Reporting Person and the Fund. The shares were held in escrow pending the contribution and were valued using the Issuer's closing share price on October 30, 2026; the contribution to the Fund was completed on November 2, 2026.
Common shares contributed 28,027 shares Contributed to the Fidelity Exchange Fund on November 2, 2026
Valuation per share $8.47 per share Issuer closing share price on October 30, 2026, used to value the shares
Direct common-stock holdings 12,478,033 shares Reported following the transaction
Indirect common-stock holdings 86,207 shares Held through an LLC jointly owned with his spouse, as of October 30, 2026
Fidelity Exchange Fund financial
"contributed to the Fidelity Exchange Fund"
contribution arrangement financial
"pursuant to a contribution arrangement among the Reporting Person and the Fund"
escrow financial
"shares were held in escrow pending the contribution"
A neutral third party holds money, documents, or assets until both sides in a transaction meet agreed conditions, like a safety deposit box that only opens when everyone fulfills the rules. For investors, escrow reduces risk and increases certainty by ensuring payments or shares are released only when contractual steps are completed, which affects deal timing, legal protection, and the likelihood that a transaction will close as planned.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ABX shares did Kirby Kevin Scott contribute to the Fidelity Exchange Fund?

Scott contributed 28,027 common shares in exchange for an interest in the Fund. The shares were held in escrow pending the contribution, valued at $8.47 per share using the October 30, 2026 closing share price, and contributed on November 2, 2026.

How many ABX shares did Kirby Kevin Scott hold indirectly?

Scott reported 86,207 shares indirectly through an LLC jointly owned with his spouse as of October 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kirby Kevin Scott

(Last)(First)(Middle)
333 SOUTH GARLAND AVENUE
SUITE 1500

(Street)
ORLANDO FLORIDA 32801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Abacus Global Management, Inc. [ ABX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/30/2026J28,027(1)D$8.4712,478,033D
Common Stock86,207IBy LLC jointly owned with spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's common stock contributed by the Reporting Person to the Fidelity Exchange Fund (the "Fund") in exchange for an interest in the Fund, pursuant to a contribution arrangement among the Reporting Person and the Fund. The shares were held in escrow pending the contribution and were valued using the Issuer's closing share price on October 30, 2026; the contribution to the Fund was completed on November 2, 2026.
Remarks:
/s/ Kevin Scott Kirby11/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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