Advanced Flower Capital Inc. Form 4 Filings

Advanced Flower Capital Inc. (AFCG) director and ten percent owner Leonard M. Tannenbaum purchased 25,000 shares of Common Stock on September 17, 2026 at $3.50 per share in an open-market or private transaction. After this purchase he directly holds 6,952,446 shares, with additional indirect holdings reported for his spouse and a family foundation, both subject to beneficial ownership disclaimers.

Advanced Flower Capital Inc. (AFCG) insider Leonard M. Tannenbaum, a director and ten percent owner, reported open-market purchases of the company’s Common Stock. He bought 2,341 shares at $3.43 on September 16, 2026 and 608 shares at $3.50 on September 15, 2026, for a total of 2,949 shares. No transactions were reported under a Rule 10b5-1 trading plan. The filing also reports 226,907 shares held indirectly by his spouse, for which he disclaims beneficial ownership, and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

Advanced Flower Capital Inc. (AFCG) director and more-than-10% owner Leonard M. Tannenbaum reported open-market purchases of a total of 40,198 shares of common stock, buying 15,000 shares at $3.55 on September 11, 2026 and 25,198 shares at $3.50 on September 14, 2026. No Rule 10b5-1 trading plan is reported for these transactions. The filing also reports indirect holdings of 226,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership as described in the footnotes.

Advanced Flower Capital Inc. (AFCG) director and ten percent owner Leonard M. Tannenbaum purchased 35,000 shares of common stock on September 10, 2026 at a weighted average price of $3.46 per share in open-market trades ranging from $3.43 to $3.50. Following this purchase, he holds 6,884,299 shares directly, plus indirect positions reported as 226,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. (symbol: AFCG) is the issuer of record for a Form 4 filing submitted to the SEC. TANNENBAUM LEONARD M reported reported purchase transactions in this Form 4 filing.

Advanced Flower Capital Inc. (AFCG) insider Leonard M. Tannenbaum, a director and ten percent owner, on September 2, 2026 in open-market trades at a , with individual trades ranging from $3.55 to $3.59. Following this transaction, he directly owns 6,849,299 shares and has additional indirect holdings of 226,907 shares held by his spouse, for which he disclaims beneficial ownership, and 180,400 shares held by the Tannenbaum Family Foundation, where he serves as President and disclaims beneficial ownership except to the extent of his pecuniary interest. No Rule 10b5-1 trading plan is reported.

Advanced Flower Capital Inc. (AFCG) director and ten percent owner Leonard M. Tannenbaum purchased a total of 119,025 shares of common stock in late August 2026, including 65,752 shares at $3.53 on August 28 and 53,273 shares at $3.60 on August 31 in open-market or private transactions. The filing also reports indirect holdings of 226,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. (AFCG) insider Leonard M. Tannenbaum, a director and ten percent owner, reported open-market purchases of AFCG common stock. On August 26, 2026, he purchased 19,404 shares at a weighted average price of $3.41 per share, and on August 27, 2026, he purchased 15,202 shares at a weighted average price of $3.46 per share, for total reported purchases of 34,606 shares. The prices reflect weighted averages for trades executed within disclosed intraday price ranges. Separate indirect positions are reported, including 226,907 shares held by his spouse, for which he disclaims beneficial ownership, and 180,400 shares held by the Tannenbaum Family Foundation, where he disclaims beneficial ownership except to the extent of his pecuniary interest.

Advanced Flower Capital Inc. (AFCG) insider Leonard M. Tannenbaum, a director and ten percent owner, reported open-market purchases of AFCG common stock. He bought 30,000 shares on August 24, 2026 at a weighted average price of $3.41 per share and 30,000 shares on August 25, 2026 at a weighted average price of $3.40 per share, each executed in multiple trades within disclosed price ranges. The filing also reports 226,907 shares of common stock held indirectly by his spouse, for which he disclaims beneficial ownership, and 180,400 shares held by the Tannenbaum Family Foundation, where he serves as President and disclaims beneficial ownership except to the extent of his pecuniary interest.

Advanced Flower Capital Inc. (AFCG) reports that director and more-than-10% owner Leonard M. Tannenbaum purchased 25,000 shares of common stock on 2026-08-21 at a weighted average price of $3.28 per share in open-market trades. Following this purchase, he directly holds 6,620,445 shares. He also reports indirect holdings of shares held by his spouse and by the Tannenbaum Family Foundation, while disclaiming beneficial ownership of those indirect positions except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. (AFCG) director and ten percent owner Leonard M. Tannenbaum reported an open-market purchase of 20,000 shares of common stock on 2026-08-20 at a weighted average price between $3.29 and $3.30 per share. After this transaction, he directly holds 6,595,445 shares of AFCG common stock. Additional indirect holdings include 226,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. (AFCG) insider Leonard M. Tannenbaum, a director and ten percent owner, reported purchasing 12,841 shares of common stock on August 19, 2026 at a $3.48 weighted average price in open-market or private transactions, bringing his directly held stake to 6,575,445 shares. Separately, 226,907 shares are reported as held by his spouse and 180,400 shares by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership except for any pecuniary interest.

Advanced Flower Capital Inc. (AFCG) reported that President and CIO Robyn Tannenbaum purchased 1,000 shares of Common Stock on 2026-08-14 at $3.15 per share in an open-market or private transaction. Following this purchase, she directly holds 226,907 AFCG shares. In addition, 6,562,604 shares are reported as held indirectly through her spouse, for which she disclaims beneficial ownership, and 180,400 shares are held indirectly by the Tannenbaum Family Foundation, where her spouse is President; she disclaims beneficial ownership of those foundation shares except to the extent of her pecuniary interest.

Advanced Flower Capital Inc. insider Leonard M. Tannenbaum, a director and ten percent owner, purchased 45,829 shares of Common Stock on 2026-08-14 at a weighted average price of $3.06 per share in trades ranging from $3.01 to $3.13. Following this open-market purchase, he directly holds 6,562,604 shares. Additional indirect positions include 225,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he serves as President; he disclaims beneficial ownership of these indirect holdings except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. executive Brandon Hetzel, the CFO and Treasurer, purchased 1,463 shares of AFCG common stock in a non-derivative open-market or private transaction at $3.00 per share on 2026-08-14. Following this buy, he directly owns 42,000 shares of common stock. The filing indicates the transaction was not made under a Rule 10b5-1 trading plan.

Advanced Flower Capital director and 10% owner Leonard M. Tannenbaum reported an open-market purchase of 90,600 shares of Common Stock at a weighted average price of $2.84 per share on May 14, 2026. The trades were executed in multiple lots between $2.78 and $2.86. Following the purchase, he holds 6,516,775 shares directly. The filing also reports 180,400 shares held by the Tannenbaum Family Foundation and 225,907 shares held by his spouse, with beneficial ownership generally disclaimed except for any pecuniary interest.

Advanced Flower Capital Inc. President and CIO Robyn Tannenbaum bought 7,000 shares of common stock in an open-market transaction at $2.80 per share on March 31, 2026. This purchase increased her direct holding to 225,907 shares. The filing also lists indirect holdings of 6,426,175 shares held by her spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which she disclaims beneficial ownership as described in the footnotes.

Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum bought 29,040 shares of Common Stock in an open-market purchase at a weighted average price of $2.76 per share. After this trade, he directly holds 6,426,175 shares. The filing also shows 225,907 shares held indirectly by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, where he serves as President. The footnotes state that he disclaims beneficial ownership of the spouse and foundation holdings, except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum reported open-market purchases of a total of 24,029 shares of common stock at $2.60 per share on March 26–27, 2026. Following these purchases, his direct holdings increased to 6,397,135 common shares.

The filing also lists indirect holdings of 218,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation. Tannenbaum disclaims beneficial ownership of these indirect holdings except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum reported open-market purchases of a total of 174,517 shares of Common Stock. He bought 115,237 shares on March 20 at $2.55 per share, 14,366 shares on March 23 at $2.59 per share, and 44,914 shares on March 24 at $2.59 per share.

Following these transactions, he directly owns 6,373,106 shares. The filing also shows 218,907 shares held indirectly by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he serves as President, with the report stating he disclaims beneficial ownership of these indirect holdings except to the extent of his pecuniary interest.

Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum reported open-market purchases of a total of 151,200 shares of Common Stock at a weighted average price of $2.59 per share on March 18–19, 2026.

The trades were executed in multiple transactions, with prices ranging from $2.56 to $2.60, and the reported price reflects the weighted averages. Following these purchases, he holds 6,198,589 shares directly. Additional Common Stock is held indirectly, including 218,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership as stated.

Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum reported open-market purchases of a total of 51,808 shares of Common Stock between $2.58 and $2.60 per share, increasing his direct holdings to 6,047,389 shares. He also reports indirect holdings of 218,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, while disclaiming beneficial ownership of those indirect positions except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum reported open-market purchases of a total of 104,213 shares of common stock. He bought 2,000 shares on March 10, 2026 at a weighted average price of $2.57 and 102,213 shares on March 9, 2026 at a weighted average price of $2.54, with trade prices ranging from $2.48 to $2.60 according to footnotes. Following these transactions, he directly holds 5,995,581 common shares. The filing also notes indirect holdings of 218,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum reported open-market purchases of Common Stock. He bought a total of 30,270 shares on March 5–6, 2026 at weighted average prices of about $2.44–$2.47 per share, increasing his directly held stake to 5,891,368 shares.

The filing also notes indirect holdings: 218,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation. Tannenbaum disclaims beneficial ownership of the spouse-held shares and of the foundation-held shares except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. reported an insider purchase by a director and 10% owner. On 12/11/2025, the reporting person bought 25,000 shares of common stock at a weighted average price of $3.05 per share in open-market transactions.

After the trade, the reporting person beneficially owned 5,861,098 shares directly, 218,907 shares held by a spouse, and 180,400 shares held by the Tannenbaum Family Foundation, where the reporting person serves as President and disclaims beneficial ownership except for any pecuniary interest. The reported price reflects multiple trades executed between $3.03 and $3.10.

Advanced Flower Capital Inc. (AFCG) reported a Form 4 showing that a director acquired common stock through an equity grant. On November 20, 2025, the director received 5,474 shares of AFCG common stock at a price of $2.74 per share. Following this transaction, the director beneficially owned 24,539 shares on a direct basis.

The filing explains that the award represents restricted stock granted under the company’s Stock Incentive Plan, and that this restricted stock was fully vested as of November 20, 2025. The form was filed for one reporting person and signed by an attorney-in-fact on the reporting person’s behalf.

Advanced Flower Capital Inc. (AFCG) reported an insider equity award for one of its directors. On November 20, 2025, the director acquired 5,474 shares of common stock as an award of restricted stock under the company’s Stock Incentive Plan. The filing notes that this restricted stock is fully vested as of November 20, 2025, meaning the director’s ownership rights are not subject to further service-based vesting conditions.

After this transaction, the director beneficially owns 9,511 shares of AFCG common stock, held directly. The transaction price reported for the award is $2.74 per share. This is a routine Form 4 disclosure showing equity-based compensation to a board member, which marginally increases insider ownership.

Advanced Flower Capital Inc. (AFCG) reported an insider equity grant to a director. On November 20, 2025, the director acquired 5,474 shares of common stock as restricted stock under the company’s Stock Incentive Plan. The filing notes this restricted stock is fully vested as of that date and was recorded at a price of $2.74 per share.

Following this grant, the director beneficially owns 9,511 shares of AFCG common stock held directly. This is a routine equity-based compensation event that modestly increases the director’s ownership stake and further aligns their interests with other shareholders.

Advanced Flower Capital Inc. (AFCG) director reported acquiring additional common stock through an equity grant. On November 20, 2025, the director received 5,474 shares of fully vested restricted stock under the company’s stock incentive plan at a price of $2.74 per share. Following this grant, the director beneficially owns 16,196 shares of AFCG common stock held directly.

Advanced Flower Capital Inc. (AFCG) reported an insider equity award for its Chief Executive Officer. On 11/20/2025, the CEO acquired 91,240 shares of common stock as restricted stock granted under the company’s Stock Incentive Plan, fully vested as of that date, at a price of $2.74 per share. Following this grant, the CEO beneficially owns 317,889 shares of AFCG common stock in direct ownership. This filing is a disclosure of executive equity compensation and does not reflect an open-market purchase or sale.

Advanced Flower Capital Inc. (AFCG) reported an insider equity award for its President and CIO on a Form 4. On November 20, 2025, the executive acquired 91,240 shares of common stock as fully vested restricted stock granted under the company’s stock incentive plan at a price of $2.74 per share.

Following this transaction, the executive directly held 218,907 shares of AFCG common stock. Additional shares are reported as indirectly owned through the executive’s spouse and the Tannenbaum Family Foundation, but the executive disclaims beneficial ownership of those securities except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. (AFCG) director and 10% owner reported acquiring 729,927 shares of common stock on November 20, 2025 as a fully vested restricted stock grant under the company’s stock incentive plan, at a reported price of $2.74 per share. Following this transaction, the reporting person directly owns 5,692,098 shares of AFCG common stock.

In addition to these directly held shares, the filing shows indirect holdings of 218,907 shares held by the reporting person’s spouse and 180,400 shares held by the Tannenbaum Family Foundation, where the reporting person serves as President. The reporting person disclaims beneficial ownership of the spouse and foundation shares except to the extent of any pecuniary interest.

Advanced Flower Capital Inc. (AFCG) Chief Executive Officer reported an open‑market purchase of company stock. On 11/18/2025, the reporting person bought 17,000 shares of common stock in a single reportable transaction coded "P" for purchase. The weighted average price was $2.81 per share, with individual trades executed between $2.79 and $2.81.

Following this transaction, the reporting person beneficially owned 226,649 shares of AFCG common stock, held directly. The filer has undertaken to provide full trade details, including the number of shares and exact prices for each execution, to the SEC staff, the issuer, or any security holder upon request.