STOCK TITAN

[Form 3] ASSURANT, INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Assurant, Inc. officer Ryan Lumsden reported initial beneficial ownership of 15,813.14 shares of Assurant common stock, recorded as including restricted stock units. The Form 3 discloses Lumsden's role as EVP, President, Global Housing and the event date triggering the filing as 09/15/2025. The filing was executed by an attorney-in-fact, Lisa Shahon, with a signature date of 09/22/2025. Ownership is reported as direct, and no derivative securities or additional transactions are listed on the form. This is an initial Section 16 filing notifying the market of an officer's equity stake in the company.

Assurant, Inc. L'officer di Ryan Lumsden ha riportato la proprietà beneficiaria iniziale di 15.813,14 azioni ordinarie di Assurant, registrate come incluse unità azionarie vincolate (RSU). Il modulo 3 rivela il ruolo di Lumsden come EVP, Presidente, Global Housing e la data dell'evento che ha innescato la presentazione come 15/09/2025. La presentazione è stata firmata da un procuratore, Lisa Shahon, con data di firma 22/09/2025. La proprietà è riportata come diretta, e nessun titolo derivato o ulteriori transazioni sono indicati sul modulo. Questo è un deposito iniziale della Sezione 16 che comunica al mercato una partecipazione azionaria di un dirigente nella società.

Oficial de Assurant, Inc. Ryan Lumsden reportó propiedad beneficiosa inicial de 15,813.14 acciones ordinarias de Assurant, registradas como incluidas unidades de acciones restringidas (RSU). El Formulario 3 revela el papel de Lumsden como EVP, Presidente, Global Housing y la fecha del evento que activa la presentación como 15/09/2025. La presentación fue ejecutada por un apoderado, Lisa Shahon, con fecha de firma 22/09/2025. La propiedad se reporta como directa, y no se listan valores derivados ni transacciones adicionales en el formulario. Este es un depósito inicial de la Sección 16 que notifica al mercado la participación accionaria de un funcionario en la empresa.

Assurant, Inc. 임원 Ryan Lumsden은 제한 주식 단위를 포함한 15,813.14 주의 보통주를 최초로 유익 소유권으로 보고했습니다. 양식 3은 Lumsden의 역할을 EVP, 글로벌 홈즈 부문 사장으로 밝히고 제출의 촉발 날짜를 2025년 9월 15일로 표시합니다. 제출은 대리인 Lisa Shahon이 실행했으며 서명일은 2025년 9월 22일입니다. 소유권은 직접으로 보고되며 양식에는 파생증권이나 추가 거래가 기재되어 있지 않습니다. 이것은 회사의 임원 주식 보유를 시장에 알리는 초기 섹션 16 신고입니다.

Assurant, Inc. L’officier de Ryan Lumsden a signalé une propriété bénéficiaire initiale de 15 813,14 actions ordinaires d’Assurant, enregistrée comme comprenant des unités d’actions restreintes (RSU). Le formulaire 3 révèle le rôle de Lumsden comme EVP, Président, Global Housing et la date de l’événement déclencheur du dépôt comme 15/09/2025. Le dépôt a été exécuté par une procuration, Lisa Shahon, avec une date de signature 22/09/2025. La propriété est rapportée comme directe, et aucun titre dérivé ni transaction supplémentaire n’est indiqué sur le formulaire. Il s’agit d’un dépôt initial de la Section 16 informant le marché de la participation en actions d’un dirigeant dans la société.

Assurant, Inc. Beamter Ryan Lumsden meldete anfängliche nützliche Eigentümerschaft von 15.813,14 Aktien der Stammaktien von Assurant, registriert als eingeschlossene Restricted Stock Units. Das Formular 3 offenbart Lumsdens Rolle als EVP, Präsident, Global Housing und das Ereignisdatum, das die Einreichung auslöste, als 15.09.2025. Die Einreichung wurde von einer Bevollmächtigten, Lisa Shahon, ausgeführt, mit einer Unterschriftsdatum von 22.09.2025. Das Eigentum wird als direkt gemeldet, und im Formular sind keine Derivate oder zusätzliche Transaktionen aufgeführt. Dies ist eine anfängliche Section-16-Einreichung, die den Markt über das Aktienengagement eines Vorstandsmitglieds des Unternehmens informiert.

المسؤول في Assurant, Inc. ريان لُمْسدن أبلغ عن ملكية فعلية ابتدائية لـ 15,813.14 سهم من أسهم الشركة العادية، مسجلة كأنها تشمل وحدات أسهم مقيدة. يُظهر النموذج 3 دور لُمْسدن كـ EVP، الرئيس، Global Housing وتاريخ الحدث الذي يحفز التقديم كـ 15/09/2025. تم تنفيذ التقديم من قبل محامٍ-كطرف أولا Lisa Shahon، وتاريخ التوقيع 22/09/2025. الملكية مُبلغ عنها كـ مباشرة، ولا توجد أية أوراق مالية مشتقة أو معاملات إضافية مذكورة في النموذج. هذا هو تقديم القسم 16 ابتدائي يخطر السوق بحصة موظف في الشركة.

Assurant, Inc. 公司官员 Ryan Lumsden 披露初始受益所有权为 15,813.14 股 Assurant 普通股,记录为包括受限股票单位。Form 3 透露 Lumsden 的职务为 EVP, 总裁,全球住房,触发申报的事件日期为 2025-09-15。申报由代理人 Lisa Shahon 执行,签署日期为 2025-09-22。所有权报告为 直接,表格上未列示任何衍生证券或其他交易。这是初次的第16条申报,通知市场该公司高管的股权持有。

Positive
  • Transparent initial disclosure of executive ownership meeting Section 16 requirements
  • Ownership includes restricted stock units, clarifying components of the share total
  • Filed and signed by an attorney-in-fact, indicating executed compliance
Negative
  • None.

Insights

TL;DR: Routine initial disclosure of an executive's direct holding of 15,813.14 shares, including RSUs; informational, not material financial news.

The Form 3 provides a clear, concise record that Assurant's EVP of Global Housing beneficially owns 15,813.14 shares, with restricted stock units included in that total. As an initial ownership filing, it serves compliance and transparency purposes under Section 16. There are no derivative positions or disclosed transactions that would suggest recent insider trading activity. For investors, this filing documents insider alignment with equity ownership but does not, by itself, signal a material change to company fundamentals or valuation.

TL;DR: Standard governance disclosure showing an officer's direct equity stake; filing meets Section 16 initial reporting requirements.

The filing identifies the reporting person as an officer and states the title as EVP, President, Global Housing, which contextualizes the reporting person's role within Assurant. The inclusion of restricted stock units in the share total is noted, and the filing was signed by an attorney-in-fact, indicating proper execution. There are no indications of amendments, derivative holdings, or complex ownership structures that would raise governance concerns. This is a routine transparency filing consistent with SEC timing obligations.

Assurant, Inc. L'officer di Ryan Lumsden ha riportato la proprietà beneficiaria iniziale di 15.813,14 azioni ordinarie di Assurant, registrate come incluse unità azionarie vincolate (RSU). Il modulo 3 rivela il ruolo di Lumsden come EVP, Presidente, Global Housing e la data dell'evento che ha innescato la presentazione come 15/09/2025. La presentazione è stata firmata da un procuratore, Lisa Shahon, con data di firma 22/09/2025. La proprietà è riportata come diretta, e nessun titolo derivato o ulteriori transazioni sono indicati sul modulo. Questo è un deposito iniziale della Sezione 16 che comunica al mercato una partecipazione azionaria di un dirigente nella società.

Oficial de Assurant, Inc. Ryan Lumsden reportó propiedad beneficiosa inicial de 15,813.14 acciones ordinarias de Assurant, registradas como incluidas unidades de acciones restringidas (RSU). El Formulario 3 revela el papel de Lumsden como EVP, Presidente, Global Housing y la fecha del evento que activa la presentación como 15/09/2025. La presentación fue ejecutada por un apoderado, Lisa Shahon, con fecha de firma 22/09/2025. La propiedad se reporta como directa, y no se listan valores derivados ni transacciones adicionales en el formulario. Este es un depósito inicial de la Sección 16 que notifica al mercado la participación accionaria de un funcionario en la empresa.

Assurant, Inc. 임원 Ryan Lumsden은 제한 주식 단위를 포함한 15,813.14 주의 보통주를 최초로 유익 소유권으로 보고했습니다. 양식 3은 Lumsden의 역할을 EVP, 글로벌 홈즈 부문 사장으로 밝히고 제출의 촉발 날짜를 2025년 9월 15일로 표시합니다. 제출은 대리인 Lisa Shahon이 실행했으며 서명일은 2025년 9월 22일입니다. 소유권은 직접으로 보고되며 양식에는 파생증권이나 추가 거래가 기재되어 있지 않습니다. 이것은 회사의 임원 주식 보유를 시장에 알리는 초기 섹션 16 신고입니다.

Assurant, Inc. L’officier de Ryan Lumsden a signalé une propriété bénéficiaire initiale de 15 813,14 actions ordinaires d’Assurant, enregistrée comme comprenant des unités d’actions restreintes (RSU). Le formulaire 3 révèle le rôle de Lumsden comme EVP, Président, Global Housing et la date de l’événement déclencheur du dépôt comme 15/09/2025. Le dépôt a été exécuté par une procuration, Lisa Shahon, avec une date de signature 22/09/2025. La propriété est rapportée comme directe, et aucun titre dérivé ni transaction supplémentaire n’est indiqué sur le formulaire. Il s’agit d’un dépôt initial de la Section 16 informant le marché de la participation en actions d’un dirigeant dans la société.

Assurant, Inc. Beamter Ryan Lumsden meldete anfängliche nützliche Eigentümerschaft von 15.813,14 Aktien der Stammaktien von Assurant, registriert als eingeschlossene Restricted Stock Units. Das Formular 3 offenbart Lumsdens Rolle als EVP, Präsident, Global Housing und das Ereignisdatum, das die Einreichung auslöste, als 15.09.2025. Die Einreichung wurde von einer Bevollmächtigten, Lisa Shahon, ausgeführt, mit einer Unterschriftsdatum von 22.09.2025. Das Eigentum wird als direkt gemeldet, und im Formular sind keine Derivate oder zusätzliche Transaktionen aufgeführt. Dies ist eine anfängliche Section-16-Einreichung, die den Markt über das Aktienengagement eines Vorstandsmitglieds des Unternehmens informiert.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Lumsden Ryan

(Last) (First) (Middle)
260 INTERSTATE NORTH CIRCLE S.E.

(Street)
ATLANTA GA 30339

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2025
3. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Pres. Global Housing
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,813.14(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes restricted stock units.
Lisa Shahon, Attorney-in-Fact 09/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 for Assurant disclose?

The Form 3 reported that reporting person Ryan Lumsden beneficially owns 15,813.14 shares of Assurant common stock, including restricted stock units.

What is Ryan Lumsden's role at Assurant?

The filing lists Ryan Lumsden as an Officer with the title EVP, President, Global Housing.

When was the event requiring the Form 3 reported?

The event date requiring the statement is shown as 09/15/2025 and the form is signed by an attorney-in-fact on 09/22/2025.

Does the Form 3 show any option or derivative holdings?

No. Table II for derivative securities shows no entries; only common stock is reported in Table I.

Is the reported ownership direct or indirect?

The form reports the ownership as Direct (D).
Assurant

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