STOCK TITAN

Alkami (ALKT) director awarded 524 deferred common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mitchell Steven R reported acquisition or exercise transactions in this Form 4 filing.

Alkami Technology, Inc. director Mitchell Steven R received a grant of 524 shares of common stock at no cost as a stock award. These shares were elected to be deferred under the company’s 2021 Incentive Award Plan, so he will receive them at a later time.

After this award, his directly held common stock totals 86,136 shares. Separately, 2,521,611 shares are held by ARG Private Equity II, LLC, where he serves as an adviser and may be deemed to have beneficial ownership only to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Mitchell Steven R
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 524 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 86,136 shares (Direct); Common Stock — 2,521,611 shares (Indirect, See footnote)
Footnotes (1)
  1. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
Stock award 524 shares Common stock grant on 2026-04-05
Award price $0.00 per share Price for 524-share stock grant
Direct holdings after grant 86,136 shares Common stock directly owned after transaction
Indirect holdings via ARG Private Equity II, LLC 2,521,611 shares Common stock held by APE II with limited beneficial interest
2021 Incentive Award Plan financial
"The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan."
beneficial ownership financial
"may be deemed to have beneficial ownership of the shares held by APE II."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein."
indirect ownership financial
"Shares held by ARG Private Equity II, LLC ("APE II")."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mitchell Steven R

(Last)(First)(Middle)
C/O ARGONAUT PRIVATE EQUITY
7030 S. YALE AVE., STE. 810

(Street)
TULSA OKLAHOMA 74136

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/05/2026A524(1)A$086,136D
Common Stock2,521,611ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
2. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
Remarks:
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Steven R. Mitchell04/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Alkami Technology (ALKT) report for Mitchell Steven R?

Alkami Technology reported that director Mitchell Steven R received a grant of 524 shares of common stock at no cost as a stock award. The grant increased his directly held common stock to 86,136 shares as of the reported date.

How many Alkami Technology (ALKT) shares did the director receive in this Form 4 filing?

The director received 524 shares of Alkami Technology common stock. These shares were awarded with a per-share price of $0.00 and were elected to be deferred under the company’s 2021 Incentive Award Plan according to the filing footnotes.

What is Mitchell Steven R’s direct Alkami Technology (ALKT) shareholding after the grant?

Following the reported stock award, Mitchell Steven R directly holds 86,136 shares of Alkami Technology common stock. This figure reflects his direct ownership after receiving the 524-share grant described in the Form 4 insider transaction report.

What indirect Alkami Technology (ALKT) holdings are associated with ARG Private Equity II, LLC?

The filing states that 2,521,611 Alkami Technology shares are held by ARG Private Equity II, LLC. The director serves as an adviser to this entity and may be deemed to have beneficial ownership only to the extent of his pecuniary interest in those shares.

Under which plan was the 524-share Alkami Technology (ALKT) award deferred?

The 524-share award was deferred under Alkami Technology’s 2021 Incentive Award Plan. The filing explains that the reporting person elected to defer receipt of these shares in accordance with the terms of this equity incentive plan.

Does the director fully claim beneficial ownership of ARG Private Equity II, LLC’s Alkami (ALKT) shares?

No. The filing notes that the director may be deemed to have beneficial ownership of ARG Private Equity II, LLC’s 2,521,611 shares but disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest in them.