Alkami (ALKT) director awarded 524 deferred common shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Mitchell Steven R reported acquisition or exercise transactions in this Form 4 filing.
Alkami Technology, Inc. director Mitchell Steven R received a grant of 524 shares of common stock at no cost as a stock award. These shares were elected to be deferred under the company’s 2021 Incentive Award Plan, so he will receive them at a later time.
After this award, his directly held common stock totals 86,136 shares. Separately, 2,521,611 shares are held by ARG Private Equity II, LLC, where he serves as an adviser and may be deemed to have beneficial ownership only to the extent of his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Mitchell Steven R
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 524 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 86,136 shares (Direct);
Common Stock — 2,521,611 shares (Indirect, See footnote)
Footnotes (1)
- The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
Key Figures
Stock award: 524 shares
Award price: $0.00 per share
Direct holdings after grant: 86,136 shares
+1 more
4 metrics
Stock award
524 shares
Common stock grant on 2026-04-05
Award price
$0.00 per share
Price for 524-share stock grant
Direct holdings after grant
86,136 shares
Common stock directly owned after transaction
Indirect holdings via ARG Private Equity II, LLC
2,521,611 shares
Common stock held by APE II with limited beneficial interest
Key Terms
2021 Incentive Award Plan, beneficial ownership, pecuniary interest, indirect ownership
4 terms
2021 Incentive Award Plan financial
"The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan."
beneficial ownership financial
"may be deemed to have beneficial ownership of the shares held by APE II."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein."
indirect ownership financial
"Shares held by ARG Private Equity II, LLC ("APE II")."
FAQ
What insider transaction did Alkami Technology (ALKT) report for Mitchell Steven R?
Alkami Technology reported that director Mitchell Steven R received a grant of 524 shares of common stock at no cost as a stock award. The grant increased his directly held common stock to 86,136 shares as of the reported date.
What indirect Alkami Technology (ALKT) holdings are associated with ARG Private Equity II, LLC?
The filing states that 2,521,611 Alkami Technology shares are held by ARG Private Equity II, LLC. The director serves as an adviser to this entity and may be deemed to have beneficial ownership only to the extent of his pecuniary interest in those shares.
Does the director fully claim beneficial ownership of ARG Private Equity II, LLC’s Alkami (ALKT) shares?
No. The filing notes that the director may be deemed to have beneficial ownership of ARG Private Equity II, LLC’s 2,521,611 shares but disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest in them.