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Alkami Technology (ALKT) awards RSUs, tax sale by legal chief

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Alkami Technology chief legal officer Douglas A. Linebarger reported equity awards and a small tax-related share sale. On March 4, 2026, he acquired 66,506 and 66,505 shares of common stock at $0.00 per share as restricted stock unit (RSU) awards.

One RSU grant vests in 16 quarterly installments starting March 1, 2026, and the other vests in four annual installments beginning March 1, 2027, with a one-year transfer restriction after each vest. On March 2, 2026, he sold 5,518 shares at $16.90 per share to cover tax withholding obligations from RSU vesting under a sell-to-cover arrangement, described as non-discretionary.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Linebarger Douglas A.

(Last) (First) (Middle)
C/O ALKAMI TECHNOLOGY, INC.
5601 GRANITE PARKWAY, SUITE 120

(Street)
PLANO TX 75024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 S 5,518(1) D $16.9 216,233 D
Common Stock 03/04/2026 A 66,506(2) A $0 282,739 D
Common Stock 03/04/2026 A 66,505(3) A $0 349,244 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
2. Represents restricted stock units ("RSUs") which vest in 16 quarterly installments with a vesting commencement date of March 1, 2026. Each RSU represents a contingent right to receive one share of common stock.
3. Represents an award of RSUs that will vest in four equal annual installments beginning on March 1, 2027. Upon settlement, the shares of Common Stock underlying the RSUs are subject to transfer restrictions for one year following the vesting date.
Remarks:
/s/ Douglas A. Linebarger 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Alkami Technology (ALKT) report for Douglas A. Linebarger?

Douglas A. Linebarger reported two RSU grants and one share sale. He received 66,506 and 66,505 RSU-based common shares, and sold 5,518 shares in an open-market transaction to cover tax withholding tied to RSU vesting.

How many Alkami Technology (ALKT) shares did the chief legal officer sell and at what price?

He sold 5,518 shares of Alkami Technology common stock at $16.90 per share. According to the disclosure, this sale was executed to satisfy tax withholding obligations from RSU vesting using a pre-arranged sell-to-cover mechanism.

What RSU awards did Alkami Technology (ALKT) grant to its chief legal officer?

He received two RSU-based common stock awards of 66,506 and 66,505 shares. One vests over 16 quarterly installments starting March 1, 2026, while the other vests in four equal annual installments beginning March 1, 2027, with post-vesting transfer restrictions.

How do the new Alkami Technology (ALKT) RSUs for the CLO vest over time?

One RSU award vests in 16 quarterly installments from March 1, 2026. The second award vests in four equal annual installments starting March 1, 2027, and the resulting shares face a one-year transfer restriction after each vesting date.

Was the Alkami Technology (ALKT) insider share sale discretionary?

The filing states the sale was not discretionary. It explains the 5,518 shares were sold solely to cover tax withholding obligations related to RSU vesting through a predetermined sell-to-cover transaction structure.
Alkami Technology, Inc.

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1.78B
67.03M
Software - Application
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United States
PLANO