Ally Financial Inc. filings document the regulatory record of a Delaware financial services company with NYSE-listed common stock. Its reports cover operating results furnished through Form 8-K earnings releases, supplemental financial data, and analyst presentation materials, along with capital-structure disclosures for common stock and fixed-rate reset non-cumulative perpetual preferred stock series.
The company’s SEC filings also record proxy governance matters, annual meeting votes, director elections, equity and incentive compensation plans, share repurchase authorization, preferred stock rights and preferences, redemption-related matters, and director or officer changes. These disclosures connect Ally’s banking, auto finance, insurance, brokerage, advisory, and corporate finance activities with its governance, securities, and capital management framework.
Ally Financial Inc. director Franklin W. Hobbs IV reported an equity compensation award of 6,133 shares of Common Stock valued at $41.99 per share. According to the filing, these are Deferred Stock Units that convert into common stock on a one-for-one basis when he leaves the Board of Directors and are fully vested upon grant. Following this award, he holds 150,939 shares directly.
Ally Financial director Michelle J. Goldberg reported an equity award of company stock units. On May 15, 2026, she acquired 3,632 shares of Ally Financial common stock in the form of Deferred Stock Units at a grant price of $41.99 per share. After this grant, she directly holds 7,898 shares. The footnote explains these Deferred Stock Units convert into common stock on a one-for-one basis when she leaves the Board and are fully vested upon grant, indicating this is a compensation-related, non-market transaction rather than an open-market purchase.
Ally Financial Inc. director Thomas P. Gibbons received an award of 3,632 shares of common stock in the form of Deferred Stock Units at a reference price of $41.99 per share. These units are fully vested upon grant and convert into common stock on a one-for-one basis when he leaves the board, bringing his direct holdings to 25,028 shares.
Ally Financial Inc. director Kim S. Fennebresque received a grant of 3,632 shares of Common Stock in the form of Deferred Stock Units at a reference price of $41.99 per share. These units convert into common stock on a one-for-one basis upon departure from the Board and are fully vested at grant, bringing Fennebresque's direct holdings to 68,002 shares.
Clark Mayree C reported acquisition or exercise transactions in this Form 4 filing.
Ally Financial Inc. director Mayree C. Clark reported receiving an award of 3,632 shares of common stock-equivalent Deferred Stock Units on May 15, 2026 at an indicated value of $41.99 per share. After this grant, Clark directly holds 100,318 shares or share-equivalent units.
Ally Financial Inc. director William H. Cary received a grant of 3,632 shares of Common Stock in the form of Deferred Stock Units at a reference price of $41.99 per share. After this award, he directly holds 61,285 shares.
The footnote explains these Deferred Stock Units convert into common stock on a one-for-one basis when he leaves the Board of Directors and are fully vested upon grant, indicating this is a compensation-related equity award rather than an open-market purchase.
Ally Financial Inc. director Gunther Bright reported an acquisition of 3,632 shares of common stock in the form of Deferred Stock Units on May 15, 2026. These units are fully vested upon grant and convert into common stock on a one-for-one basis when he leaves the Board, bringing his direct holdings to 6,166 shares.
The filing reports a Form 144 notice for the proposed sale of 5,000 shares of Common Stock by Morgan Stanley Smith Barney LLC Executive Financial Services. The filing lists 953 restricted shares and 4,047 performance shares dated 02/01/2022, with the Form 144 dated 05/15/2026.
Ally Financial Inc. director Tracey Drake Weber filed an initial ownership report on Form 3 stating that no securities of Ally Financial Inc. are beneficially owned. The filing shows total shares beneficially owned following the report as 0, reflecting a baseline disclosure rather than any transaction.
Ally Financial Inc. filed a Form 13F reporting its institutional investment manager holdings as of the reporting period, with a total of 125 portfolio entries and an aggregate table value of $803,752,386. The submission lists 2 other included managers and is signed by Jeffrey A. Belisle on 05-12-2026.