Welcome to our dedicated page for Astronova SEC filings (Ticker: ALOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AstroNova, Inc. (NASDAQ: ALOT) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI-powered summaries that help explain key points for investors. AstroNova is a Rhode Island corporation listed on the NASDAQ Global Market, and it files annual, quarterly and current reports, proxy statements and other documents with the U.S. Securities and Exchange Commission.
Through this page, users can review annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe AstroNova’s Product Identification and Aerospace segments, risk factors, credit facilities, non-GAAP metrics and overall financial condition. These filings detail how the company’s digital product identification solutions and aerospace printing, avionics and data acquisition products contribute to its results, and they explain management’s use of measures such as Adjusted EBITDA and segment-level non-GAAP operating income.
Investors can also access current reports on Form 8-K that disclose material events, including amendments to the company’s Amended and Restated Credit Agreement with Bank of America, leadership changes, cooperation agreements with shareholders, board appointments and the outcomes of annual shareholder meetings. For example, 8-K filings describe the Sixth Amendment to the credit agreement, the appointment of a new President and Chief Executive Officer, and the Cooperation Agreement with Askeladden Capital Management LLC.
AstroNova’s proxy materials on Schedule 14A provide detail on corporate governance, board composition, executive compensation and shareholder proposals. These documents outline features such as one-share, one-vote, board independence, committee structures and advisory votes on executive pay and auditor ratification.
Stock Titan’s interface surfaces these filings in real time as they are posted to EDGAR and applies AI analysis to highlight important sections, summarize complex credit agreement terms, and clarify the implications of leadership or governance changes. Users can also review ownership and transaction-related filings, such as Forms 3, 4 and 5 when available, to track insider holdings and changes.
By using this page, investors gain a structured view of AstroNova’s regulatory history, from its financial reporting and non-GAAP reconciliations to its capital structure, covenants and board-level decisions, with AI tools that make lengthy documents more accessible.
AstroNova (ALOT) Form 8-K – CEO Separation Agreement
AstroNova filed a Current Report to document the final terms governing the departure of former President & Chief Executive Officer Gregory A. Woods, whose resignation was previously announced on 29 Jun 2025. Mr. Woods’ employment and board service ended on 16 Jul 2025 under a Separation Agreement (Ex. 10.1).
- Severance: 50 % of current base salary and vehicle allowance for 52 weeks, paid bi-weekly.
- Equity: All unvested RSUs continue to vest for 12 months; listed stock options remain exercisable until the earlier of their 10-year grant anniversary or 16 Jul 2026.
- Benefits: Company subsidises 100 % of COBRA premiums for up to 12 months and reimburses Medicare premiums within a combined cap of $2,021.89 per month.
- Additional payments: Accrued PTO and pre-29 Jun 2025 business expenses paid on the next regular pay date.
- Obligations: Up to 20 hours per week transition assistance for one year and continued cooperation in MTEX New Solution S.A. acquisition proceedings.
No successor appointment, financial metrics or revised guidance were disclosed in this filing.
AstroNova, Inc. (NASDAQ: ALOT) faces significant governance change pressure following a dissident Schedule 14A filing from Samir Patel’s Askeladden Capital. Independent proxy adviser Glass Lewis recommends shareholders vote for all five Askeladden director nominees, citing poor oversight of the 2023 MTEX acquisition and resulting value destruction. Glass Lewis views Askeladden’s turnaround plan as “detailed, coherent, and realistic.”
The filing also highlights the abrupt resignation of long-time CEO Greg Woods; shares rallied roughly 25 % intraday after the news, suggesting market approval of leadership change. Director Darius Nevin becomes interim CEO while a formal search commences.
Askeladden signals willingness to end the proxy contest through a negotiated settlement and plans to deliver a proposal to the Board by 1 July 2025. The group argues fresh independent directors are now endorsed by both ISS and Glass Lewis and are essential to guide the CEO search and improve operations.
- Glass Lewis: replace all directors involved in MTEX purchase.
- Dissident slate offers M&A, integration and turnaround expertise.
- Shareholder meeting postponed again, increasing contest costs.
The filing encourages investors to review materials at Askeladden’s website and EDGAR, and reiterates that proxy cards should be cast on the GOLD ballot in favor of the dissident nominees.
AstroNova, Inc. (NASDAQ: ALOT) filed a Form 8-K disclosing an immediate leadership change. On 29 June 2025, Gregory A. Woods resigned as President, Chief Executive Officer and director. The Board appointed director Darius G. Nevin, 67, as Interim President and CEO effective the same day. Nevin, who joined the Board in March 2025, brings over 30 years of public-company finance experience, including nine years as CFO of Protection One, where he executed a successful turnaround and sale. He also serves on the boards of Alarm.com and Psychemedics and previously sat on WCI Communities’ board.
Upon assuming the interim role, Nevin stepped down from the Audit and Human Capital & Compensation Committees. The company issued a press release (Exhibit 99.1) announcing the transition. In addition, the Board postponed the 2025 Annual Meeting of Shareholders, previously set for 9 July 2025; a new date and record date will be announced later. No other financial data or transactions were reported.
Leading proxy advisor ISS supports change in AstroNova's Board, recommending shareholders vote on the GOLD proxy card submitted by Askeladden Capital Management. ISS endorses nominees Samir Patel (company's largest shareholder) and Jeff Sands while recommending WITHHOLD votes for incumbents Richard Warzala and Mitchell Quain.
Key concerns highlighted by ISS include:
- Significant value destruction with TSR declining over 50% in 12 months
- Failed MTEX acquisition resulting in $13.4M impairment charge on $18.6M purchase, with 70% of acquired products discontinued
- Board independence issues with 4 of 6 directors serving 7-14 years and having professional ties
- Persistent execution problems including two restructuring programs within two years
Askeladden urges shareholders to support their five nominees for board reform, emphasizing the need for improved oversight and independence. The annual meeting will determine the outcome of this proxy contest.
AstroNova (Nasdaq: ALOT) filed a DEFA14A on June 26, 2025, supplying additional proxy materials for the contested July 9 2025 annual meeting.
The Board says it sought a collaborative settlement with activist shareholder Samir Patel/Askeladden but claims Patel breached confidentiality, offered no settlement terms and lacks governance expertise. Holders of record on May 15 2025 are urged to vote the WHITE universal proxy card for AstroNova’s six director nominees.
Management defends its aerospace acquisition track record and “niche-oriented” Product Identification growth strategy while rejecting Patel’s criticism. No new financial data were disclosed; the filing notes "No fee required".
AstroNova (ALOT) is facing an escalating proxy battle. In a DFAN14A filing, activist investor Samir Patel of Askeladden Capital Management accuses the company’s board of breaching confidentiality and mischaracterizing private settlement talks. According to Patel, AstroNova’s proposal required Askeladden to sign a broad stand-still agreement while offering:
- No board seats
- The current CEO to remain despite one director stepping down
- Observer status at only one board meeting with no voting rights
AstroNova has issued a letter to shareholders addressing an ongoing proxy contest with activist investor Samir Patel ahead of its July 9, 2025 Annual Meeting. The Board acknowledges shared concerns and highlights recent actions taken to improve shareholder value, including:
- Appointment of new CFO Tom DeByle in June 2024
- Hiring of Jorik Ittmann to strengthen Product Identification segment leadership
- Restructuring of operating structure for improved segment autonomy
- Implementation of new compensation program focused on working capital management and EPS
The Board addresses challenges with the MTEX acquisition, acknowledging implementation issues while defending its strategic value. The company urges shareholders to vote "FOR" its six director nominees on the WHITE proxy card, rejecting Patel's attempt at board control. The Board attempted settlement discussions with Patel, but reports these were unsuccessful due to his unwillingness to collaborate.
Initial Statement of Beneficial Ownership (Form 3) filed for Jorik Ittmann, who has been appointed as Senior Vice President of AstroNova (ALOT). The filing, dated June 28, 2025, discloses Ittmann's initial equity holdings following the triggering event on June 10, 2025.
Current holdings include:
- 755.1021 shares of common stock held directly
- 3,500 Restricted Stock Units (RSUs) vesting in three equal annual installments from September 10, 2025
- 4,527 RSUs vesting in three equal annual installments from April 14, 2026
All RSUs represent contingent rights to receive one share of ALOT common stock each at no cost ($0.00 conversion price). The filing was executed by Daniel Clevenger through Power of Attorney on June 20, 2025.