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Astronova SEC Filings

ALOT NASDAQ

Welcome to our dedicated page for Astronova SEC filings (Ticker: ALOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

AstroNova, Inc. filings document an operating company with common stock listed on the Nasdaq Global Market under ALOT. Recent reports include 8-K disclosures for quarterly and annual operating results, amendments to its credit agreement, compensation award terms and other material events tied to its Product Identification and Aerospace businesses.

Proxy and shareholder-meeting filings describe board elections, director nominations, executive compensation votes, auditor ratification and governance matters. The filing record also covers capital structure details such as common stock par value, financial obligations under lending arrangements, exhibit disclosures attached to earnings releases and credit agreement amendments, and formal records related to shareholder proposals and annual meeting procedures.

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AstroNova, Inc. director Shawn W. Kravetz filed a Form 3 stating that he beneficially owns no securities of the company. The filing identifies him as a director of AstroNova, Inc. (ticker ALOT) with an event date of August 21, 2025, and notes an Exhibit 24 Power of Attorney authorizing the signature.

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AstroNova, Inc. informs shareholders that its 2025 Annual Meeting was rescheduled to Tuesday, December 2, 2025. The company set October 13, 2025 as the record date for shareholders entitled to vote at that meeting. AstroNova states that shareholder proposals to be included in the company’s proxy materials must be received in writing at the Company’s Secretary at 600 East Greenwich Avenue, West Warwick, Rhode Island 02893 by the close of business on October 3, 2025, which the company deems a reasonable deadline under applicable Exchange Act rules. The notice reminds shareholders that proposals and director nominations must also comply with Rhode Island law and SEC rules, and that submissions received after the stated deadline will be considered untimely and not included in the proxy materials or considered at the meeting. The company says the definitive proxy will specify the meeting time, location and means of attendance.

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Askeladden Capital Management LLC and Samir Patel report beneficial ownership of 716,233 shares of AstroNova common stock, representing 9.4% of the outstanding shares based on 7,596,235 shares outstanding as disclosed June 4, 2025. The shares were acquired for Askeladden client accounts at an aggregate cost of approximately $8,598,392 and were purchased in the ordinary course of business for investment purposes.

The filing describes engagement with AstroNova's board and a Cooperation Agreement providing for the board to expand to seven directors and appoint Shawn Kravetz as a new director who will join the Nominating and Governance Committee; the Reporting Persons agreed not to increase their ownership above 9.99% through one day after the 2026 annual meeting.

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Askeladden Capital Management LLC and Samir Patel report beneficial ownership of 716,233 shares of AstroNova common stock, representing 9.4% of the outstanding shares based on 7,596,235 shares outstanding as disclosed June 4, 2025. The shares were acquired for Askeladden client accounts at an aggregate cost of approximately $8,598,392 and were purchased in the ordinary course of business for investment purposes.

The filing describes engagement with AstroNova's board and a Cooperation Agreement providing for the board to expand to seven directors and appoint Shawn Kravetz as a new director who will join the Nominating and Governance Committee; the Reporting Persons agreed not to increase their ownership above 9.99% through one day after the 2026 annual meeting.

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AstroNova, Inc. insider Padraig Finn reported an initial Form 3 disclosing beneficial ownership via restricted stock units. The filing shows 1,800 RSUs vesting in three equal annual installments beginning September 23, 2025, and 3,256 RSUs vesting in three equal annual installments beginning April 14, 2026. The form was signed by power of attorney and reflects an officer relationship (Senior Vice President) to the issuer.

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AstroNova, Inc. entered into a Cooperation Agreement with Askeladden Capital Management LLC and Samir Patel. Under this agreement, the Company will expand its Board of Directors to seven members and has appointed Shawn Kravetz as an independent director effective August 21, 2025. He will serve on the Board’s Nominating and Governance Committee and be included in the Company’s slate of nominees at the 2025 annual meeting, with a commitment to nominate him again at the 2026 annual meeting.

The Askeladden parties agreed not to enter into any agreement with, or compensate, Mr. Kravetz regarding his Board service and confirmed he is not associated with them. If Mr. Kravetz ceases to serve during the cooperation period while the Askeladden parties maintain at least 5% net long beneficial ownership of AstroNova common stock, a new independent nominee jointly selected by both sides will fill the vacancy. The agreement also contains customary voting, standstill, and non-disparagement provisions lasting generally until after the 2026 annual shareholder meeting.

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The filing reports that Thomas D. DeByle, Chief Financial Officer of AstroNova, Inc. (ALOT), was granted 87,260 restricted stock units (RSUs) on August 15, 2025. Each RSU represents the right to one share of common stock and the units vest and will settle on August 15, 2028. The reported grant has a reported price of $0 because RSUs are rights to future shares rather than a cash purchase. Following the grant, 87,260 shares are reported as beneficially owned in a direct form. The Form 4 was signed by power of attorney on behalf of the reporting person on August 19, 2025.

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AstroNova, Inc. (ALOT) Form 4: Reporting person Jorik Ittmann, who is both a director and the Chief Executive Officer, was granted 130,890 restricted stock units (RSUs) on 08/15/2025. Each RSU represents a contingent right to receive one share of ALOT common stock. The RSUs vest and will settle on August 15, 2028. Following the reported transaction the filing shows 130,890 shares beneficially owned, held directly, with a reported price of $0 for the award. The Form 4 was signed on behalf of the reporting person by power of attorney on 08/19/2025.

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Insider award of restricted stock units to a company officer Thomas Carll (reported as a Senior Vice President and officer) was granted 43,630 restricted stock units of AstroNova, Inc. (ALOT). Each restricted stock unit represents a contingent right to receive one share of common stock, with the units set to vest and settle on August 15, 2028. The report shows the transaction as an acquisition with a reported price of $0, and the amount of common stock beneficially owned following the transaction is 43,630 shares held directly. The Form 4 was submitted under Section 16 reporting rules and was signed by power of attorney on behalf of the reporting person.

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AstroNova, Inc. (ALOT) reporting person Michael J. Natalizia, Chief Technology Officer, was granted 21,815 restricted stock units (RSUs) on 08/15/2025. Each RSU represents a contingent right to one share of common stock and the award carries a $0 per-share exercise/price indicator because these are restricted stock units rather than purchases. The RSUs vest and settle on August 15, 2028, and following the grant Mr. Natalizia beneficially owns 21,815 shares directly attributable to this award. The Form 4 was filed as an individual report and was signed via power of attorney on 08/19/2025.

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FAQ

How many Astronova (ALOT) SEC filings are available on StockTitan?

StockTitan tracks 63 SEC filings for Astronova (ALOT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Astronova (ALOT)?

The most recent SEC filing for Astronova (ALOT) was filed on September 2, 2025.