STOCK TITAN

AlTi Global Insider Adds 30.7k Shares via RSU Grant

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global, Inc. (ALTI) – Form 4 insider filing

Director Mark F. Furlong reported the grant of 30,732.266 Restricted Stock Units (RSUs) on 19 June 2025. Each RSU converts into one share of Class A common stock at no cost to the director. The award will vest in full on the earlier of (i) the business day immediately prior to the company’s 2026 annual general meeting or (ii) 30 June 2026. Following the grant, Mr. Furlong’s beneficial ownership stands at 30,732.266 shares, held directly.

No shares were sold, and no cash consideration was exchanged. The filing reflects routine director equity compensation designed to align the director’s interests with shareholders. There are no indications of additional derivative positions, accelerated vesting, or 10b5-1 plan activity.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine RSU grant; immaterial to valuation, neutral signal.

The Form 4 shows a standard equity compensation grant to director Mark F. Furlong. At roughly 31 k shares, even at a $10 share price the notional value is about $0.3 million—immaterial to AlTi’s market capitalization. No sales occurred, so there is no negative liquidity signal. Insider ownership increases modestly, but the single grant does not materially shift overall insider stake. The event is therefore neutral for near-term valuation and liquidity.

TL;DR: Typical board compensation; supports alignment, neutral impact.

The RSU award vests in one tranche aligned with the 2026 AGM, reflecting standard governance practice to tie board compensation to continued service. No performance metrics are attached, so shareholder value linkage is time-based only. The absence of a 10b5-1 designation indicates the grant is not part of a preset trading plan. Overall, the filing is compliance-oriented and carries no material governance concerns.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FURLONG MARK F

(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 06/19/2025 A 30,732.266 (2) (2) Class A Common Stock 30,732.266 $0 30,732.266 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
2. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.
Remarks:
/s/ Colleen Graham, Attorney-in-fact 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AlTi Global (ALTI) shares did Director Mark F. Furlong acquire?

He received 30,732.266 Restricted Stock Units, each convertible into one Class A share.

Was any cash paid for the RSU grant disclosed in AlTi's Form 4?

No. The RSUs were granted at $0 cost as part of director compensation.

When do the granted RSUs to the ALTI director vest?

They vest on the earlier of the business day before the 2026 AGM or 30 June 2026.

Did the Form 4 indicate any insider selling of ALTI shares?

No. The filing reports only an acquisition; there were no sales or dispositions.

Does the filing mention a Rule 10b5-1 trading plan?

The checkbox for 10b5-1 activity was left unchecked, indicating no such plan for this transaction.
AlTi Global

NASDAQ:ALTI

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