AlTi Global (ALTI) awards 14,922 RSUs to principal accounting officer

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Keenan Patrick T. reported acquisition or exercise transactions in this Form 4 filing.

AlTi Global, Inc. reported that Principal Accounting Officer Patrick T. Keenan received a grant of 14,922.0500 restricted stock units. Each unit represents a contingent right to receive one share of AlTi Class A Common Stock. The restricted stock units vest in three equal annual installments beginning on February 15, 2027, and following this award he holds 14,922.0500 restricted stock units directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Keenan Patrick T.

Role Principal Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	14,922.05	$0.00	--

Holdings After Transaction: Restricted Stock Units — 14,922.05 shares (Direct)

Footnotes (1)

Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. The restricted stock units vest in three equal annual installments beginning February 15, 2027.

Key Figures

RSUs granted: 14,922.0500 restricted stock units Holdings after transaction: 14,922.0500 restricted stock units Vesting schedule: Three equal annual installments +1 more

4 metrics

RSUs granted 14,922.0500 restricted stock units Grant to Principal Accounting Officer on March 31, 2026

Holdings after transaction 14,922.0500 restricted stock units Total derivative holdings following the grant

Vesting schedule Three equal annual installments Beginning February 15, 2027 for the RSU award

Underlying shares One share per RSU Each RSU represents a contingent right to one Class A share

Key Terms

Restricted Stock Units, Class A Common Stock, Principal Accounting Officer, Grant, award, or other acquisition

4 terms

Restricted Stock Units financial

"Security title is shown as Restricted Stock Units for this award."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Common Stock financial

"Each restricted stock unit represents a right to one share of Class A Common Stock."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Principal Accounting Officer financial

"Patrick T. Keenan is identified as the Principal Accounting Officer."

The Principal Accounting Officer is the person responsible for making sure a company's financial records are accurate and follow the rules. They play a key role in preparing financial reports that show how well the company is doing. This helps investors, managers, and regulators trust the company's financial information.

Grant, award, or other acquisition financial

"Transaction code description states Grant, award, or other acquisition."

Form 4 Insider Transactions: What Each Field Means →

04/02/2026 - 08:13 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keenan Patrick T.

(Last)

(First)

(Middle)

C/O ALTI GLOBAL, INC.

22 VANDERBILT AVE, 27TH FLOOR

(Street)

NEW YORK

10017

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Principal Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/31/2026		A		14,922.05		⁽²⁾	⁽²⁾	Class A Common Stock	14,922.05	$0	14,922.05	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

2. The restricted stock units vest in three equal annual installments beginning February 15, 2027.

	/s/ Colleen Graham, Attorney-in-fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AlTi Global (ALTI) report for Patrick T. Keenan?

AlTi Global reported that Principal Accounting Officer Patrick T. Keenan received a grant of 14,922.0500 restricted stock units. These units are a form of equity compensation that convert into shares of Class A Common Stock as they vest over time.

How many restricted stock units were granted in the latest AlTi Global Form 4?

The Form 4 shows a grant of 14,922.0500 restricted stock units to AlTi Global’s Principal Accounting Officer. After this award, his reported holdings in this derivative security total the same 14,922.0500 restricted stock units, indicating this appears to be his current equity award position.

What does each AlTi Global restricted stock unit represent for the insider?

Each restricted stock unit represents a contingent right to receive one share of AlTi Global Class A Common Stock. The insider does not receive the shares immediately; they are delivered as the units vest according to the disclosed vesting schedule over future years.

What is the vesting schedule for the AlTi Global RSUs granted to Patrick T. Keenan?

The restricted stock units vest in three equal annual installments beginning on February 15, 2027. This means one-third of the 14,922.0500 units will vest on that date, with the remaining portions vesting in equal annual installments over the following two years.

Was the AlTi Global RSU grant to the Principal Accounting Officer an open-market purchase or sale?

The transaction was reported with code “A,” indicating a grant, award, or other acquisition of derivative securities, not an open-market purchase or sale. It reflects equity compensation awarded by the company rather than trading activity in the public market.