Autoliv grants RSUs to Asia president Naughton

Q: What equity awards did Autoliv (ALV) grant to Colin Naughton on September 15, 2026?

On September 15, 2026, Colin Naughton received two performance-based RSU awards of 10.7177 and 7.0392 units, plus four time-based RSU grants of 4.5032, 5.4490, 4.5538, and 24.2971 units, each tied to one share of Autoliv common stock.

Q: How do the performance-based RSUs granted to the Autoliv (ALV) executive vest?

The performance-based RSUs vest and convert to Autoliv common shares in one installment after completing three one-year performance periods ending December 31, 2026 and December 31, 2027, respectively, and after the Leadership Development and Compensation Committee certifies the level of achievement of the applicable performance objectives.

Q: What does each RSU represent in the Autoliv (ALV) Form 4 for Colin Naughton?

Each restricted stock unit represents a contingent right to receive one share of Autoliv (ALV) common stock. The units are derivative securities that convert into common shares upon vesting under the terms of the applicable award agreements.

Q: Are dividend equivalent rights included in the Autoliv (ALV) RSU awards to Colin Naughton?

Yes. The filing states that dividend equivalent rights accrue in the form of additional RSUs. Cash dividends with a record date on or after the grant date and paid on or before vesting yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

Q: Was a Rule 10b5-1 trading plan involved in the Autoliv (ALV) Form 4 transactions?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating that these equity awards were made pursuant to a Rule 10b5-1 or other pre-arranged trading plan.

AUTOLIV INC (ALV) reported that Colin Naughton, President, Autoliv Asia, received multiple equity awards on September 15, 2026, in the form of restricted stock units (RSUs) and performance-based RSUs tied to Autoliv common stock.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

AUTOLIV INC (ALV) reported that Colin Naughton, President, Autoliv Asia, received multiple equity awards on September 15, 2026, in the form of restricted stock units (RSUs) and performance-based RSUs tied to Autoliv common stock.

The awards include 10.7177 performance-based RSUs from a 2024 grant (total holdings in that award now 1,442.2034 units) and 7.0392 performance-based RSUs from a 2025 grant (total holdings there now 947.2228 units). These performance-based RSUs vest in one installment after three one-year performance periods ending December 31, 2026 and December 31, 2027, respectively, subject to the Leadership Development and Compensation Committee’s certification of performance.

Naughton also received time-based RSU grants of 4.5032, 5.4490, 4.5538, and 24.2971 units, scheduled to vest and convert to common shares on February 20, 2027, February 20, 2028, and February 19, 2029. Each RSU represents a contingent right to receive one share of ALV common stock, and dividend equivalent rights accrue in additional RSUs on cash dividends before vesting. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 56.56 shares

Grant/Award 6 txns

Insider Naughton Colin

Role President, Autoliv Asia

Type	Security	Shares	Price	Value
Grant/Award	Performance-Based Restricted Stock Units (2024 Grant) ^{F1, F2, F3}	10.7177	$0.00	$0.00
Grant/Award	Performance-Based Restricted Stock Units (2025 Grant) ^{F1, F2, F4}	7.0392	$0.00	$0.00
Grant/Award	Restricted Stock Unit ^{F1, F2}	4.5032	$0.00	$0.00
Grant/Award	Restricted Stock Unit ^{F1, F2}	5.449	$0.00	$0.00
Grant/Award	Restricted Stock Unit ^{F1, F2}	4.5538	$0.00	$0.00
Grant/Award	Restricted Stock Unit ^{F1, F2}	24.2971	$0.00	$0.00

Holdings After Transaction: Performance-Based Restricted Stock Units (2024 Grant) — 1,442.2034 contracts (Direct); Performance-Based Restricted Stock Units (2025 Grant) — 947.2228 contracts (Direct); Restricted Stock Unit — 5,221.4678 contracts (Direct)

Footnotes (4)

F1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
F2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
F3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
F4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2027 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

Key Figures

Performance-based RSUs (2024 grant) acquired: 10.7177 units Performance-based RSUs (2024 grant) total after grant: 1,442.2034 units Performance-based RSUs (2025 grant) acquired: 7.0392 units +5 more

8 metrics

Performance-based RSUs (2024 grant) acquired 10.7177 units Grant on September 15, 2026; total in this award now 1,442.2034 units

Performance-based RSUs (2024 grant) total after grant 1,442.2034 units Held directly following the September 15, 2026 transaction

Performance-based RSUs (2025 grant) acquired 7.0392 units Grant on September 15, 2026; total in this award now 947.2228 units

Performance-based RSUs (2025 grant) total after grant 947.2228 units Held directly following the September 15, 2026 transaction

Time-based RSUs vesting 2027-02-20 4.5032 units Restricted Stock Units scheduled to vest and expire on February 20, 2027

Time-based RSUs vesting 2028-02-20 5.4490 units Restricted Stock Units scheduled to vest and expire on February 20, 2028

Time-based RSUs vesting 2029-02-19 (two grants) 4.5538 and 24.2971 units Restricted Stock Units scheduled to vest and expire on February 19, 2029

Derivative transactions reported 6 transactions All derivative-type grants or awards on September 15, 2026

Key Terms

Performance-Based Restricted Stock Units, dividend equivalent rights, Leadership Development and Compensation Committee, contingent right

4 terms

Performance-Based Restricted Stock Units financial

"The performance-based RSUs, as adjusted if necessary, vest and convert"

Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.

dividend equivalent rights financial

"Dividend equivalent rights accrued in the form of additional RSUs."

Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.

Leadership Development and Compensation Committee financial

"and the Leadership Development and Compensation Committee's certification"

contingent right financial

"Each restricted stock unit (RSU) represents a contingent right to receive"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did Autoliv (ALV) grant to Colin Naughton on September 15, 2026?

On September 15, 2026, Colin Naughton received two performance-based RSU awards of 10.7177 and 7.0392 units, plus four time-based RSU grants of 4.5032, 5.4490, 4.5538, and 24.2971 units, each tied to one share of Autoliv common stock.

How do the performance-based RSUs granted to the Autoliv (ALV) executive vest?

The performance-based RSUs vest and convert to Autoliv common shares in one installment after completing three one-year performance periods ending December 31, 2026 and December 31, 2027, respectively, and after the Leadership Development and Compensation Committee certifies the level of achievement of the applicable performance objectives.

When do the time-based RSUs granted by Autoliv (ALV) to Colin Naughton vest?

The time-based restricted stock units are scheduled to vest and convert to shares on February 20, 2027, February 20, 2028, and February 19, 2029, depending on the specific grant, assuming the applicable vesting conditions are satisfied.

What does each RSU represent in the Autoliv (ALV) Form 4 for Colin Naughton?

Each restricted stock unit represents a contingent right to receive one share of Autoliv (ALV) common stock. The units are derivative securities that convert into common shares upon vesting under the terms of the applicable award agreements.

Are dividend equivalent rights included in the Autoliv (ALV) RSU awards to Colin Naughton?

Yes. The filing states that dividend equivalent rights accrue in the form of additional RSUs. Cash dividends with a record date on or after the grant date and paid on or before vesting yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

Was a Rule 10b5-1 trading plan involved in the Autoliv (ALV) Form 4 transactions?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating that these equity awards were made pursuant to a Rule 10b5-1 or other pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/16/2026 - 10:00 AM Accepted by SEC EDGAR 09/16/2026 - 10:00 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Naughton Colin

(Last)

(First)

(Middle)

C/O AUTOLIV, INC.

KLARABERGSVIADUKTEN 70, SECTION D5

(Street)

STOCKHOLM

SE-111 64

(City)

(State)

(Zip)

SWEDEN

(Country)

2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President, Autoliv Asia

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Performance-Based Restricted Stock Units (2024 Grant)	⁽¹⁾	09/15/2026		A⁽²⁾		10.7177		⁽³⁾	⁽³⁾	Common Stock	10.7177	$0	1,442.2034	D
Performance-Based Restricted Stock Units (2025 Grant)	⁽¹⁾	09/15/2026		A⁽²⁾		7.0392		⁽⁴⁾	⁽⁴⁾	Common Stock	7.0392	$0	947.2228	D
Restricted Stock Unit	⁽¹⁾	09/15/2026		A⁽²⁾		4.5032		02/20/2027	02/20/2027	Common Stock	4.5032	$0	605.9678	D
Restricted Stock Unit	⁽¹⁾	09/15/2026		A⁽²⁾		5.449		02/20/2028	02/20/2028	Common Stock	5.449	$0	733.2292	D
Restricted Stock Unit	⁽¹⁾	09/15/2026		A⁽²⁾		4.5538		02/19/2029	02/19/2029	Common Stock	4.5538	$0	612.7748	D
Restricted Stock Unit	⁽¹⁾	09/15/2026		A⁽²⁾		24.2971		02/19/2029	02/19/2029	Common Stock	24.2971	$0	3,269.496	D

Explanation of Responses:

1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2027 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

	Brian Kelly by POA from Colin Naughton	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

Autoliv grants RSUs to Asia president Naughton

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