Autoliv grants RSUs to General Counsel Nellis

Q: What did Autoliv (ALV) executive Anthony J. Nellis report on this Form 4?

He reported six equity awards on September 15, 2026, including performance-based restricted stock units from 2024 and 2025 grant programs and several time-based restricted stock unit grants, each representing a contingent right to receive one share of Autoliv common stock.

Q: Were the ALV transactions open-market purchases or sales?

No. All reported transactions are grants or awards (code A) of restricted stock units and performance-based RSUs with a stated per-unit price of $0.0000, reflecting equity compensation rather than open-market buying or selling of Autoliv common shares.

Q: How many 2024 performance-based RSUs does Nellis hold after this ALV grant?

Following the September 15, 2026 grant, Nellis holds 2,018.0560 performance-based restricted stock units under the 2024 grant program, each representing a contingent right to receive one share of Autoliv common stock, subject to vesting and performance conditions.

Q: How many 2025 performance-based RSUs does Nellis hold after this ALV grant?

After the reported acquisition, Nellis holds 1,377.4085 performance-based restricted stock units under the 2025 grant program, which may convert into an equal number of Autoliv common shares if the applicable three-year performance criteria are achieved and certified.

Q: Do the ALV RSU awards earn dividend equivalents?

Yes. The filing states that dividend equivalent rights accrue in the form of additional RSUs when cash dividends are paid on Autoliv common stock between the grant date and vesting, and these additional RSUs follow the same vesting schedule as the underlying awards.

Q: Was a Rule 10b5-1 trading plan used for these ALV awards?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not marked, and there is no footnote stating that these equity award transactions were made pursuant to a Rule 10b5-1 trading or pre-arranged trading plan.

Autoliv EVP Legal and General Counsel Anthony J. Nellis received new RSU and performance-based RSU awards that may settle in ALV shares over future vesting and performance periods.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

AUTOLIV INC (symbol: ALV) is the issuer of record for a Form 4 filing submitted to the SEC. Nellis Anthony J reported acquisition or exercise transactions in this Form 4 filing.

AUTOLIV INC (ALV) reported that EVP Legal and General Counsel Anthony J. Nellis received equity compensation awards on September 15, 2026, consisting of performance-based restricted stock units from 2024 and 2025 grant programs and multiple time-based restricted stock unit awards, each representing a contingent right to receive one share of common stock.

The performance-based RSUs vest in one installment after three one-year performance periods ending December 31, 2026 or December 31, 2027, subject to the Leadership Development and Compensation Committee’s certification of results. Dividend equivalent rights accrue as additional RSUs, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 84.4698 shares

Grant/Award 6 txns

Insider Nellis Anthony J

Role EVP Legal and General Counsel

Type	Security	Shares	Price	Value
Grant/Award	Performance-Based Restricted Stock Units (2024 Grant) ^{F1, F2, F3}	14.9971	$0.00	$0.00
Grant/Award	Performance-Based Restricted Stock Units (2025 Grant) ^{F1, F2, F4}	10.2361	$0.00	$0.00
Grant/Award	Restricted Stock Unit ^{F1, F2}	6.3013	$0.00	$0.00
Grant/Award	Restricted Stock Unit ^{F1, F2}	7.9272	$0.00	$0.00
Grant/Award	Restricted Stock Unit ^{F1, F2}	38.1736	$0.00	$0.00
Grant/Award	Restricted Stock Unit ^{F1, F2}	6.8345	$0.00	$0.00

Holdings After Transaction: Performance-Based Restricted Stock Units (2024 Grant) — 2,018.056 contracts (Direct); Performance-Based Restricted Stock Units (2025 Grant) — 1,377.4085 contracts (Direct); Restricted Stock Unit — 7,971.0649 contracts (Direct)

Footnotes (4)

F1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
F2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
F3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
F4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2027 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

Key Figures

2024 performance-based RSUs granted: 14.9971 units 2024 performance-based RSUs held after grant: 2,018.0560 units 2025 performance-based RSUs granted: 10.2361 units +5 more

8 metrics

2024 performance-based RSUs granted 14.9971 units Grant to Anthony J. Nellis on September 15, 2026

2024 performance-based RSUs held after grant 2,018.0560 units Performance-based RSUs (2024 Grant) following September 15, 2026 transaction

2025 performance-based RSUs granted 10.2361 units Grant to Anthony J. Nellis on September 15, 2026

2025 performance-based RSUs held after grant 1,377.4085 units Performance-based RSUs (2025 Grant) following September 15, 2026 transaction

Time-based RSU grant (2027 vesting date) 6.3013 units Restricted Stock Units with exercise and expiration date February 20, 2027

Time-based RSU grant (2028 vesting date, February) 7.9272 units Restricted Stock Units with exercise and expiration date February 20, 2028

Time-based RSU grant (2028 vesting date, May) 38.1736 units Restricted Stock Units with exercise and expiration date May 15, 2028

Time-based RSU grant (2029 vesting date) 6.8345 units Restricted Stock Units with exercise and expiration date February 19, 2029

Key Terms

Restricted Stock Unit, Performance-Based Restricted Stock Units, dividend equivalent rights, Leadership Development and Compensation Committee

4 terms

Restricted Stock Unit financial

"Each restricted stock unit (RSU) represents a contingent right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Performance-Based Restricted Stock Units financial

"The performance-based RSUs, as adjusted if necessary, vest and convert to shares"

Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.

dividend equivalent rights financial

"Dividend equivalent rights accrued in the form of additional RSUs"

Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.

Leadership Development and Compensation Committee regulatory

"subject to the Leadership Development and Compensation Committee's certification"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Autoliv (ALV) executive Anthony J. Nellis report on this Form 4?

He reported six equity awards on September 15, 2026, including performance-based restricted stock units from 2024 and 2025 grant programs and several time-based restricted stock unit grants, each representing a contingent right to receive one share of Autoliv common stock.

Were the ALV transactions open-market purchases or sales?

No. All reported transactions are grants or awards (code A) of restricted stock units and performance-based RSUs with a stated per-unit price of $0.0000, reflecting equity compensation rather than open-market buying or selling of Autoliv common shares.

How many 2024 performance-based RSUs does Nellis hold after this ALV grant?

Following the September 15, 2026 grant, Nellis holds 2,018.0560 performance-based restricted stock units under the 2024 grant program, each representing a contingent right to receive one share of Autoliv common stock, subject to vesting and performance conditions.

How many 2025 performance-based RSUs does Nellis hold after this ALV grant?

After the reported acquisition, Nellis holds 1,377.4085 performance-based restricted stock units under the 2025 grant program, which may convert into an equal number of Autoliv common shares if the applicable three-year performance criteria are achieved and certified.

When do the performance-based RSUs for ALV potentially vest?

The performance-based RSUs vest and convert to shares in one installment after three one-year performance periods, ending December 31, 2026 for the 2024 grant and December 31, 2027 for the 2025 grant, subject to committee certification of performance.

Do the ALV RSU awards earn dividend equivalents?

Yes. The filing states that dividend equivalent rights accrue in the form of additional RSUs when cash dividends are paid on Autoliv common stock between the grant date and vesting, and these additional RSUs follow the same vesting schedule as the underlying awards.

Was a Rule 10b5-1 trading plan used for these ALV awards?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not marked, and there is no footnote stating that these equity award transactions were made pursuant to a Rule 10b5-1 trading or pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/16/2026 - 10:00 AM Accepted by SEC EDGAR 09/16/2026 - 10:00 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Nellis Anthony J

(Last)

(First)

(Middle)

C/O AUTOLIV, INC.

KLARABERGSVIADUKTEN 70, SECTION D5

(Street)

STOCKHOLM

SE-111 64

(City)

(State)

(Zip)

SWEDEN

(Country)

2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP Legal and General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Performance-Based Restricted Stock Units (2024 Grant)	⁽¹⁾	09/15/2026		A⁽²⁾		14.9971		⁽³⁾	⁽³⁾	Common Stock	14.9971	$0	2,018.056	D
Performance-Based Restricted Stock Units (2025 Grant)	⁽¹⁾	09/15/2026		A⁽²⁾		10.2361		⁽⁴⁾	⁽⁴⁾	Common Stock	10.2361	$0	1,377.4085	D
Restricted Stock Unit	⁽¹⁾	09/15/2026		A⁽²⁾		6.3013		02/20/2027	02/20/2027	Common Stock	6.3013	$0	847.9229	D
Restricted Stock Unit	⁽¹⁾	09/15/2026		A⁽²⁾		7.9272		02/20/2028	02/20/2028	Common Stock	7.9272	$0	1,066.7065	D
Restricted Stock Unit	⁽¹⁾	09/15/2026		A⁽²⁾		38.1736		05/15/2028	05/15/2028	Common Stock	38.1736	$0	5,136.7619	D
Restricted Stock Unit	⁽¹⁾	09/15/2026		A⁽²⁾		6.8345		02/19/2029	02/19/2029	Common Stock	6.8345	$0	919.6736	D

Explanation of Responses:

1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2027 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

	Brian Kelly by POA from Anthony Nellis	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR