Asana (NYSE: ASAN) CAO reports 80,201 shares including 69,390 RSUs

Rhea-AI Filing Summary

Asana, Inc. reported the equity holdings of Chief Accounting Officer Veronica Sosa. She beneficially owns 80,201 shares of Class A Common Stock, including 69,390 restricted stock units (RSUs). Each RSU converts into one share upon settlement, subject to specific vesting schedules and her continued service.

Of these RSUs, 6,313 vest on March 20, 2026. Additional tranches of 11,116, 31,602 and 20,359 RSUs vest in equal quarterly installments measured from March 20, 2026, in each case conditioned on Ms. Sosa remaining in service through each vesting date.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Sosa Veronica

(Last) (First) (Middle)

C/O ASANA, INC.

633 FOLSOM ST. SUITE 100

(Street)

SAN FRANCISCO CA 94107

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/11/2026

3. Issuer Name and Ticker or Trading Symbol
Asana, Inc. [ ASAN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	80,201	D(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 69,390 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 6,313 of the RSUs vest on March 20, 2026, 11,116 of the RSUs vest in five equal quarterly installments measured from March 20, 2026, 31,602 of the RSUs vest in nine equal quarterly installments measured from March 20, 2026, and 20,359 of the RSUs vest in five equal quarterly installments measured from March 20, 2026 in each case subject to Ms. Sosa's continued service through each applicable vesting date.

Remarks:

	/s/ Katie Colendich, Attorney-in-Fact	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Asana (ASAN) disclose about Veronica Sosa’s share ownership?

Asana discloses that Chief Accounting Officer Veronica Sosa beneficially owns 80,201 shares of Class A Common Stock. This total includes a large block of restricted stock units that will convert into shares only as they vest over time, assuming she remains in service.

How many RSUs does Asana’s (ASAN) Chief Accounting Officer hold?

Veronica Sosa holds 69,390 restricted stock units (RSUs) in Asana. Each RSU represents a contingent right to receive one Class A share upon settlement, providing equity-based compensation that vests over several future dates tied to continued employment with the company.

When do Veronica Sosa’s Asana (ASAN) RSUs start vesting?

Her RSUs begin vesting on March 20, 2026, when 6,313 units vest. Additional RSU tranches then vest in equal quarterly installments measured from that date, creating a multi-year vesting schedule that encourages ongoing service with Asana as Chief Accounting Officer.

How are Veronica Sosa’s Asana (ASAN) RSUs structured over time?

Beyond the initial 6,313 units vesting on March 20, 2026, blocks of 11,116, 31,602 and 20,359 RSUs vest in equal quarterly installments. Each tranche follows its own multi-quarter schedule, all conditioned on Ms. Sosa’s continued service through each quarterly vesting date.

What does Asana’s (ASAN) RSU vesting condition require from Veronica Sosa?

All RSU tranches require Veronica Sosa to remain in service through each vesting date. If she continues as Chief Accounting Officer, the RSUs will periodically convert into Class A shares, aligning her long-term incentives with Asana’s performance and shareholder interests over several years.