Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp’s filings matter because the Midwest lender’s balance sheet—spanning commercial real estate, community deposits, and specialty lending—moves with every rate shift. Whether you are tracking credit-loss provisions or wondering how much the executive team just sold, the answers live inside dense SEC documents. That is why users frequently search phrases like “Associated Banc-Corp insider trading Form 4 transactions” or “Associated Banc-Corp annual report 10-K simplified.”
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Associated Banc-Corp announced its earnings for the quarter ended September 30, 2025 and furnished the related investor materials. The company provided a press release and a slide presentation, which are included as Exhibit 99.1 and Exhibit 99.2, respectively.
The materials were discussed on an investor and analyst conference call on October 23, 2025. This 8-K serves to make those materials publicly available; detailed financial results are contained in the exhibits.
Associated Banc-Corp (ASB) director Michael J. Haddad reported a Form 4 transaction. On 10/16/2025, he acquired 862.216 phantom stock units, which are 100% vested at acquisition and credited to the Director's Deferred Compensation Plan for distribution per his elections on file.
Following the transaction, he beneficially owned 60,935.332 derivative securities. The reported price of the derivative security was $24.645. The securities are linked to Associated Banc-Corp common stock $0.01 par value, with ownership reported as direct.
Associated Banc-Corp (ASB) reported a Form 4 for Director Robert A. Jeffe. On 10/16/2025, he acquired 1,065.09 phantom stock units at $24.645 per unit. These units are 100% vested at acquisition and are credited to the Director’s Deferred Compensation Plan, to be distributed according to his elections on file.
After this transaction, he beneficially owned 89,622.759 derivative securities, held directly. Each phantom unit is tied to the value of Associated Banc-Corp common stock.
Associated Banc-Corp (ASB) reported an insider equity change by an executive. On 10/15/2025, an EVP acquired 89.609 shares of common stock under the company’s Employee Stock Purchase Plan at $26.086 per share (Form 4 code J).
Following this transaction, the executive beneficially owned 14,302.5588 shares, held directly. This filing reflects routine plan-based share accumulation rather than an open‑market trade.
Associated Banc-Corp (ASB) reported an insider stock purchase by its Chief Information Officer. On 10/15/2025, the officer acquired 84.3364 shares of common stock at $26.086 per share under the company’s Employee Stock Purchase Plan.
Following this transaction, the officer beneficially owned 12,818.2101 shares, held directly. The transaction code was J, which in this case reflects purchases through the employee plan.
Associated Banc-Corp (ASB) reported an insider transaction by Executive Vice President John A. Utz. On 10/15/2025, he acquired 51.6576 shares of common stock at $26.086 under the company’s Employee Stock Purchase Plan (Transaction Code J).
Following the transaction, his beneficial ownership stood at 111,787.831 shares held directly and 15,499.26 shares held indirectly through a 401(k) plan.
Associated Banc-Corp (ASB) Form 4: An executive officer reported a routine purchase under the company’s Employee Stock Purchase Plan. On 10/15/2025, the insider acquired 15.8131 shares of common stock at $26.086 per share. Following the transaction, the insider beneficially owned 12,900.9849 shares, held directly. The officer’s title is EVP, CHRO.
Associated Banc-Corp (ASB) filed a Form 4 for Executive Vice President Nicole M. Kitowski. On 10/15/2025, she acquired 28.1132 shares of common stock at $26.086 under the issuer’s Employee Stock Purchase Plan.
After the transaction, her beneficial ownership was 45,088.4094 shares held directly and 3,191.08 shares held indirectly through a 401(k) plan.
Associated Banc-Corp (ASB) reported an insider transaction by an officer (EVP, President Private Wealth). On 10/15/2025, the reporting person acquired 14.4085 shares of common stock through the company’s Employee Stock Purchase Plan at a price of $26.086 per share.
Following this transaction, the reporting person beneficially owned 14,590.3378 shares. The filing lists the ownership form as Direct (D). This reflects routine participation in an employee stock purchase program rather than an open-market trade.
Associated Banc-Corp (ASB) reported an amended Form 4 for Executive Vice President Randall J. Erickson. On 10/30/2024, he exercised 34,473 stock options at $17.24 per share (transaction code M) and surrendered 29,316 shares at $24.02 (code F) to satisfy tax withholding. Following these transactions, he directly beneficially owned 133,837 shares.
The amendment notes that the acquired shares were inadvertently omitted from the post-transaction share total in the original filing. The exercised options were non-qualified options, originally vesting in four equal annual installments beginning February 8, 2016, and carry an expiration date of February 2, 2025.
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