Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
Associated Banc-Corp (ASB) director Owen J. Sullivan reported an insider purchase of company common stock. The Form 4 shows a 09/15/2025 acquisition of 45 shares at $25.92 each, leaving Mr. Sullivan with 5,373 shares beneficially owned. The filing notes these units relate to dividend equivalent units tied to restricted stock units and payable in shares upon vesting. The Form 4 was signed by Lynn M. Floeter by power of attorney on 09/17/2025. No derivative transactions or additional amendments are reported in this filing.
Cory L. Nettles, a director of Associated Banc-Corp, reported two non-derivative acquisitions on 09/15/2025 that increased his direct beneficial ownership of common stock. The Form 4 shows 45 shares acquired under Code A(1) at $25.92 and 361 shares acquired under Code A(2) at $25.92, bringing the reported direct holdings to 46,597 shares following the transactions. The filing explains these items are dividend equivalent units tied to restricted stock units: one set vests on the first anniversary of the related RSU grant and is payable in shares on vesting, and another represents fully vested dividend equivalents payable in shares after the director ceases service. The Form 4 is signed by an attorney-in-fact on behalf of Nettles on 09/17/2025.
Gale E. Klappa, a director of Associated Banc-Corp (ticker: ASBA), reported two acquisitions of common stock on 09/15/2025 related to dividend-equivalent units tied to restricted stock units. The filings show 45 shares acquired at $25.92 per share, bringing beneficial ownership to 25,651 shares, and 180 shares acquired at $25.92 per share, bringing beneficial ownership to 25,831 shares. The report was signed by an attorney-in-fact on 09/17/2025. The filing explains these units vest or are payable in shares under the company’s restricted stock arrangements.
Associated Banc-Corp director Eileen A. Kamerick received two grant/award acquisitions of common stock on September 15, 2025, totaling 417 shares (45 and 372) at $25.9200 per share.
Following these awards, she directly holds 50,857 shares of Associated Banc-Corp common stock. Footnote context describes dividend equivalent units tied to restricted stock units that are payable solely in common shares upon vesting or after board service ends.
Associated Banc-Corp insider filing: The Form 4 reports that director Rodney Jones-Tyson (via attorney-in-fact) acquired 45 shares of Associated Banc-Corp common stock on 09/15/2025 at a price of $25.92 per share. After the transaction he beneficially owns 9,192 shares. The filing notes that the grant includes dividend equivalent units that vest on the first anniversary of the related restricted stock units and are payable in shares when vested. The form is signed by an attorney-in-fact on 09/17/2025.
Robert A. Jeffe, a director of Associated Banc‑Corp (ASBA), reported acquiring dividend equivalent units tied to restricted stock units that convert to common stock. On 09/15/2025 he received 45 and 372 dividend equivalent units at an indicated per‑share value of $25.92, which are payable solely in shares upon vesting. The reported transactions increased his direct beneficial ownership to 47,903 shares following the grants.
The filing clarifies that one set of dividend equivalents vests on the first anniversary of the related restricted stock units and another represents fully vested dividend equivalents payable in shares after he ceases serving as a director. The form is signed by an attorney‑in‑fact for the reporting person.
Michael J. Haddad, a director of Associated Banc-Corp (ticker shown as ASB), reported purchases of Common Stock on 09/15/2025. The filing shows 34.95 shares acquired via dividend reinvestment at a price of $26.2269 and 45 shares recorded as dividend equivalent units payable in shares at $25.92, bringing his direct beneficial ownership to 9,138.287 shares. He also holds 5,750 shares indirectly through a trust with voting rights. The Form 4 was signed by an attorney-in-fact on 09/17/2025. These entries reflect routine insider activity from dividend reinvestment and restricted stock unit-related dividend equivalents rather than open-market purchases or sales.
Judith P. Greffin, a director of Associated Banc-Corp (ASB), reported two non-derivative acquisitions on 09/15/2025. The Form 4 shows purchases of 45 shares and 110 shares of common stock at $25.92 per share, resulting in beneficial ownership totals reported as 17,743 and 17,853 shares after each transaction. The filing includes explanations that the transactions relate to dividend equivalent units tied to restricted stock units, which are payable solely in shares upon vesting or termination as described. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
R. Jay Gerken, a director of Associated Banc-Corp (ticker shown as ASB), reported two non-derivative acquisitions on 09/15/2025. The filings show receipt of 45 common shares at a price of $25.92 and receipt of 303 common shares at $25.92, for a total of 348 shares recorded as dividend equivalent units. The reported beneficial ownership following the transactions is shown as 44,717 shares after the first entry and 45,020 shares after the second entry. The form explains these were dividend equivalent units tied to restricted stock units: one set vests on the first anniversary of the RSU grant and pays in shares upon vesting, and another reflects fully vested dividend equivalents payable in shares following cessation of directorship. The form is signed on behalf of Mr. Gerken by an attorney-in-fact.
This Form 144 notice reports a proposed sale of 3,342 common shares of Associated Banc-Corp (ASB) with an aggregate market value of $87,727.50 to be sold on or about 09/11/2025 on the NYSE. The filer acquired the reported shares as stock awards between 2016 and 2022, with individual award lots shown and payment recorded as compensation. No sales by the filer in the past three months are reported and the filer certifies no undisclosed material adverse information.