STOCK TITAN

Associated Banc-Corp Form 4 Filings

ASB NYSE

Every Form 4 that Associated Banc-Corp (ASB) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow ASB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ASB filings page.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) executive vice president Steven S. Zandpour reported acquiring common stock through the company’s Employee Stock Purchase Plan. On September 15, 2026, he obtained 80.0391 shares of common stock at $30.167 per share, bringing his directly held position to 18,704.9457 shares.

The filing indicates no transactions were made under a Rule 10b5-1 trading plan.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reports that Chief Information Officer Terry Lynn Williams acquired common shares through the company’s Employee Stock Purchase Plan on September 15, 2026. The acquisition covered 75.997 shares at $30.167 per share, bringing the executive’s directly held position to 24,411.7803 shares of common stock. No Rule 10b5-1 trading plan is reported for this transaction.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reports that Executive Vice President Nicole M. Kitowski acquired 25.0393 shares of common stock on September 15, 2026 through the company's Employee Stock Purchase Plan at $30.1670 per share. After this transaction she held 45,375.4621 shares directly, plus 3,266.3000 shares held indirectly in a 401(k) plan. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) executive Jayne C. Hladio, EVP and President Private Wealth, acquired 12.8326 shares of common stock on September 15, 2026 through the company’s Employee Stock Purchase Plan at a price of $30.1670 per share. Following this transaction, she directly owns a total of 16,658.5535 shares of common stock. No Rule 10b5-1 trading plan is reported for this purchase.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reports that executive vice president and chief human resources officer Julio Manso acquired a total of 31.8709 shares of common stock on September 15, 2026. The acquisitions include 13.6739 shares purchased through the Employee Stock Purchase Plan at $30.1670 per share and 18.1970 shares acquired via dividend reinvestment at $30.0868 per share. No Rule 10b5-1 trading plan is reported for these transactions.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reports that President & CEO Andrew J. Harmening acquired 2,516.375 shares of common stock on September 15, 2026 through a dividend reinvestment plan at a reported price of $30.0872 per share. Following this dividend reinvestment transaction, his direct holdings total 399,008.511 shares. The company states this dividend reinvestment is exempt from Section 16 under Rule 16a-11, and no Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reports that Executive Vice President John A. Utz acquired additional equity interests on September 15, 2026. He purchased 44.6693 shares of common stock at $30.1670 per share through the company’s Employee Stock Purchase Plan and was credited with 428 dividend equivalent units at $30.3200 per unit, which he elected to defer into the Executives Deferred Compensation Plan. He also reports indirect ownership of 15,864.5700 shares of common stock held in a 401(k) plan.

Rhea-AI Summary

ASSOCIATED BANC-CORP (symbol: ASB) is the issuer of record for a Form 4 filing submitted to the SEC. Warsek Gregory reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP (ASB) reports that EVP Gregory Warsek received a grant of 35 shares of Common Stock on September 15, 2026, valued at $30.32 per share, described as dividend equivalent units earned on vested shares and partially deferred into an Executive's Deferred Compensation Plan.

After this grant, Warsek holds 13,844 shares directly and 13,605.08 shares indirectly through a 401(k) plan. No Rule 10b5-1 trading plan is reported for these transactions.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reported that EVP and Chief Financial Officer Derek S. Meyer acquired 124 shares of common stock on September 15, 2026 through a grant of dividend equivalent units earned on vested performance shares under the long-term incentive plan. A portion has been deferred into the Executive's Deferred Compensation Plan, bringing his directly held total to 61,786.379 shares.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) director John B. Williams reported equity compensation-related acquisitions on September 15, 2026. He received 36 dividend equivalent units that will vest on the first anniversary of the related restricted stock units and 345 fully vested dividend equivalents, each tied to common stock at a reference price of $30.32 per share. Williams now holds 5,229.431 fully vested phantom stock units linked to common stock in a nonqualified benefit plan and 8,000 common shares held indirectly through an IRA over which he has sole voting rights. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

ASSOCIATED BANC-CORP (symbol: ASB) is the issuer of record for a Form 4 filing submitted to the SEC. VAN LITH KAREN reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP (ASB) director Karen Van Lith reported equity awards on September 15, 2026. She received 36 shares of common stock as dividend equivalent units that vest on the first anniversary of the related restricted stock units, and 345 fully vested dividend equivalent shares payable in common stock after she ceases serving as a director. She also reported a holding of 28,845.746 phantom stock units, which are 100% vested and will remain in her nonqualified benefit plan until distributed under her elections, and that her indirect IRA holding now reflects 0 shares. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) director Owen J. Sullivan reported an acquisition of equity-based compensation on September 15, 2026. He received 36 dividend equivalent units related to previously granted restricted stock units at a reference value of $30.32 per share, increasing his directly held common stock-equivalent position to 10,121 shares upon vesting and settlement in stock (subject to any deferral election).

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) director Cory L. Nettles reported equity-based compensation awards in common stock on September 15, 2026. He acquired 36 dividend equivalent units that vest on the first anniversary of the related restricted stock units and 335 fully vested dividend equivalent units, all payable solely in shares of common stock.

He also reports a direct holding of phantom stock units tied to 52,862.625 underlying common shares, which are 100% vested and will remain in the Director's Deferred Compensation Plan until distributed under his elections. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reported that director Kristen M. Ludgate acquired 36 shares of common stock-equivalent units on September 15, 2026 as a grant or award. The units are dividend equivalent units related to previously granted restricted stock units, valued at $30.32 per unit, bringing her directly held position to 10,121 shares.

The dividend equivalent units vest on the first anniversary of the related restricted stock unit grant and are payable solely in shares of common stock upon vesting, subject to deferral if so elected by the insider.

Rhea-AI Summary

ASSOCIATED BANC-CORP (symbol: ASB) is the issuer of record for a Form 4 filing submitted to the SEC. Kotouc Wende L reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP (ASB) director Wende L. Kotouc received a compensation-related award of 28 dividend equivalent units of common stock on September 15, 2026, at a reference price of $30.32 per share. These units relate to restricted stock units, vest on the first anniversary of the underlying grant, and are payable solely in common shares upon vesting, subject to any deferral election. The filing also reports indirect holdings of 4,993,039 shares through a spouse, 616 shares for a child, and 3,328,692 shares held in a trust.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) director Eileen A. Kamerick reported equity-based compensation awards in the form of common stock and phantom stock units. On September 15, 2026, she acquired 345 shares of common stock at $30.32 per share as fully vested dividend equivalents on restricted stock units, payable solely in shares after she ceases serving as a director. She also acquired an additional 36 dividend equivalent units at $30.32 per share that vest on the first anniversary of the related restricted stock unit grant and are payable solely in shares of common stock upon vesting, subject to any deferral election. Following these awards, her direct phantom stock unit position represents 31,657.621 underlying common shares, which are 100% vested and will remain in a nonqualified benefit plan until distributed according to her elections. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reported that director Rodney Jones-Tyson received a grant of 36 shares of common stock equivalents on September 15, 2026, as a grant, award, or other acquisition at a reference value of $30.32 per share. These are dividend equivalent units that vest on the first anniversary of the related restricted stock units and are payable solely in common stock upon vesting, subject to any deferral election. Following this award, Jones-Tyson directly holds a total of 13,940 shares. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) director Michael J. Haddad reported acquiring common stock and related equity units on September 15, 2026. He obtained 32.936 shares of common stock at $30.0871 per share through a dividend reinvestment plan exempt under Rule 16a-11, and received a grant of 36.000 dividend equivalent units at a reference price of $30.32 per unit that will vest on the first anniversary of the related restricted stock units. He also reports a direct deferred position of 70,639.184 Phantom Stock Units, each linked to one share of common stock, and an indirect holding of 5,750 common shares held by a trust with voting rights. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) director Judith P. Greffin reported equity compensation activity in the company’s common stock. On September 15, 2026, she acquired 36 shares as dividend equivalent units that vest on the first anniversary of the related restricted stock units and 102 fully vested dividend equivalent shares, all valued at $30.32 per share. She also reported a holding of 47,866.411 phantom stock units, which are 100% vested and are payable in shares of common stock following her separation, in accordance with her distribution election. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) director Wende L. Kotouc reported two large share transfers of common stock on September 10, 2026. An entity identified as the spouse transferred 3,328,692 shares as a bona fide gift, after which that spouse-related holding stood at 4,993,039 shares held indirectly. On the same date, a trust associated with the reporting person received 3,328,692 shares as a bona fide gift, ending with 3,328,692 shares held indirectly. Additional indirect holdings include 616 shares reported as held for a child. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reported that Executive Vice President Patrick Edward Ahern sold a total of 1,309 shares of Common Stock on September 3, 2026 in transactions reported as open market or private sales at prices around $30.85 per share. The filing also reports 5,589.79 shares of Common Stock held indirectly through a 401(k) plan as of that date. No Rule 10b5-1 trading plan is indicated.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) executive vice president Steven S. Zandpour reported an acquisition of common stock through the company's Employee Stock Purchase Plan. On 2026-08-17, he acquired 74.9671 shares of common stock at $32.2080 per share, characterized as an "other" acquisition transaction. Following this purchase, his directly held common stock position increased to a reported total of 18,624.9066 shares.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reported that its Chief Information Officer, Terry Lynn Williams, acquired 71.1811 shares of common stock on 2026-08-17 through the issuer's Employee Stock Purchase Plan at a price of $32.2080 per share. Following this ESPP purchase, Williams' direct holdings total 24,335.7833 shares of ASB common stock.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) insider John A. Utz, an Executive Vice President, reported acquiring 41.8387 shares of common stock on 2026-08-17 through the issuer’s Employee Stock Purchase Plan at $32.2080 per share. Following this transaction, he directly holds 98,729.0061 shares and indirectly holds 15,864.5700 shares through a 401(k) Plan.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reported that executive officer Julio Manso, EVP and CHRO, acquired 12.8074 shares of common stock on 2026-08-17 in an "other" transaction coded J. The shares were purchased through the company’s Employee Stock Purchase Plan at $32.2080 per share, bringing his direct holdings to 14,914.2140 shares of common stock.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) Executive Vice President Nicole M. Kitowski reported an acquisition of 23.4526 shares of common stock on 2026-08-17 through the issuer's Employee Stock Purchase Plan at $32.2080 per share. Following this transaction, she holds 45,350.4228 shares of common stock directly and 3,266.3000 shares indirectly through a 401(k) Plan. The filing indicates the transaction was not made pursuant to a Rule 10b5-1 trading plan.

Rhea-AI Summary

ASSOCIATED BANC-CORP (ASB) reported that executive officer Jayne C. Hladio, EVP, President Private Wealth, acquired 12.0194 shares of common stock on 2026-08-17 through an Employee Stock Purchase Plan at $32.2080 per share. Following this transaction, Hladio directly holds 16,645.7209 shares of Associated Banc-Corp common stock.

Rhea-AI Summary

Associated Banc-Corp EVP Gregory Warsek reported multiple transactions in company securities on 2026-08-12. He exercised 13,018 incentive stock options with a $26.00 exercise price, receiving 13,018 shares of common stock, and then sold 16,300 common shares in open-market transactions at prices around $32.00, including a weighted-average sale at $32.01 per share. In addition, there was an intra-plan transfer of 14,927 equivalent units of issuer common stock within the company 401(k) plan, leaving 13,605.08 units held indirectly through that plan. The filing does not indicate use of a Rule 10b5-1 trading plan.

Rhea-AI Summary

ASSOCIATED BANC-CORP Executive Vice President Randall J. Erickson exercised 43,561 non-qualified stock options on August 12, 2026 at an exercise price of $20.32 per share, receiving an equal number of common shares. He then sold 43,561 common shares at a weighted average price of $32.04 per share, with individual sale prices ranging from $32.03 to $32.06. The option had vested in four equal annual installments beginning on February 8, 2021 and carried an expiration date of February 4, 2030.

Rhea-AI Summary

ASSOCIATED BANC-CORP Executive Vice President John A. Utz exercised non-qualified stock options for 24,465 shares of common stock at an exercise price of $25.20 per share on August 4, 2026, then sold 44,465 common shares at a weighted average price of $31.725, with individual trades between $31.685 and $31.905. A 401(k) plan now holds 15,864.57 shares for him indirectly. The options originally vested in four equal annual installments beginning February 8, 2018, and the transactions were not made under a Rule 10b5-1 trading plan.

Rhea-AI Summary

Randall J. Erickson, executive vice president of Associated Banc-Corp, reported transactions dated July 30, 2026. He exercised non-qualified stock options to acquire 26,480 common shares at $25.20 per share, eliminating that option position, and sold 90,573 common shares at a weighted average of $30.755 in open-market trades at prices ranging from $30.605 to $30.86.

Rhea-AI Summary

Associated Banc-Corp executive vice president and chief financial officer Derek S. Meyer sold 10,000.0000 shares of common stock on July 29, 2026 at a weighted average price of $30.7400 per share, with individual trades between $30.735 and $30.755, and now directly holds 61,662.3790 shares.

Rhea-AI Summary

ASSOCIATED BANC-CORP Executive Vice President Nicole M. Kitowski reported selling a total of 7,663 shares of common stock on July 28, 2026, in open-market or private transactions at prices around $30.91 per share. She also reports 3,266.3 shares held indirectly through a 401(k) Plan. These transactions were not marked as made under a Rule 10b5-1 trading plan.

Rhea-AI Summary

Haddad Michael J reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Michael J. Haddad reported a grant of 678.6100 phantom stock units on 2026-07-20 at a reference value of $31.3140 per unit. The units are 100% vested and held in the Director's Deferred Compensation Plan until distribution under his elections, bringing his phantom stock unit balance to 70081.8800.

Rhea-AI Summary

ASSOCIATED BANC-CORP EVP Steven S. Zandpour purchased 78.8035 shares of common stock at $30.6400 per share through the company’s Employee Stock Purchase Plan. After this plan purchase, he directly holds 18549.9395 shares of ASSOCIATED BANC-CORP common stock.

Rhea-AI Summary

Terry Lynn Williams, Chief Information Officer of Associated Banc-Corp, reported a routine plan-based purchase of 74.8238 shares of common stock on 2026-07-15. The shares were bought at $30.6400 per share through the company’s Employee Stock Purchase Plan, bringing Williams’ direct holdings to 24,264.6022 shares.

Rhea-AI Summary

Associated Banc-Corp Executive Vice President John A. Utz reported updated holdings in company stock. On July 15, 2026, 43.9798 shares of common stock were purchased within the company’s Employee Stock Purchase Plan at $30.64 per share. After this transaction, he holds 118,687.1674 shares directly and 15,864.5700 shares indirectly through a 401(k) plan.

Rhea-AI Summary

ASSOCIATED BANC-CORP executive Julio Manso, EVP, CHRO, recorded an acquisition of 13.4628 shares of Common Stock $0.01 Par Value on July 15, 2026. The shares were purchased at $30.6400 per share through the company’s Employee Stock Purchase Plan. Following this transaction, Manso directly holds 14901.4066 shares.

Rhea-AI Summary

Associated Banc-Corp Executive Vice President Nicole M. Kitowski reported acquiring 24.6527 shares of common stock at $30.6400 per share through the company’s Employee Stock Purchase Plan on July 15, 2026. After this transaction, she holds 52,989.9702 shares directly and 3,266.3000 shares indirectly via a 401(k) Plan.

Rhea-AI Summary

Associated Banc-Corp executive Jayne C. Hladio, EVP and President Private Wealth, acquired 12.6345 shares of Common Stock at $30.6400 on July 15, 2026 through the company's Employee Stock Purchase Plan. Following this transaction, she directly holds 16633.7015 shares of Associated Banc-Corp common stock.

Rhea-AI Summary

ASSOCIATED BANC-CORP EVP Steven S. Zandpour reported a small routine share transaction under the company’s Employee Stock Purchase Plan. On June 15, 2026, he acquired 81.8655 shares of common stock at $29.4940 per share through the plan, categorized as an “other acquisition or disposition.” After this transaction, he directly holds 18,471.1360 shares of Associated Banc-Corp common stock, indicating a modest adjustment within an ongoing employee ownership program rather than a discretionary open‑market trade.

Rhea-AI Summary

ASSOCIATED BANC-CORP Chief Information Officer Terry Lynn Williams recorded an “other” equity transaction involving the company’s common stock. On June 15, 2026, she acquired 77.7311 shares of common stock at $29.4940 per share through the issuer’s Employee Stock Purchase Plan, a routine compensation-related program rather than an open-market trade. Following this transaction, her direct holdings increased to 24,189.7784 shares of ASSOCIATED BANC-CORP common stock, indicating a small incremental addition to her existing position rather than a significant change in ownership.

Rhea-AI Summary

ASSOCIATED BANC-CORP Executive Vice President Nicole M. Kitowski reported routine changes in her holdings of Common Stock. She acquired 25.6106 shares on June 15, 2026 at $29.4940 per share through the company’s Employee Stock Purchase Plan, a compensation-related program rather than an open-market trade.

After this transaction, she directly holds 52,965.3175 shares of common stock and indirectly holds 3,244.5500 shares through a 401(k) Plan. These entries reflect incremental ownership and retirement-plan holdings, not a significant directional bet on the stock.

Rhea-AI Summary

ASSOCIATED BANC-CORP executive Jayne C. Hladio increased her direct common stock holdings through an employee stock plan purchase. On this transaction date, she acquired 13.1254 shares of Common Stock at a price of $29.4940 per share within the company’s Employee Stock Purchase Plan.

Following this plan-related purchase, her direct ownership rose to 16,621.0670 shares of ASSOCIATED BANC-CORP common stock. The filing reflects a single, small transaction classified as an “Other acquisition or disposition” rather than a regular open-market trade.

Rhea-AI Summary

ASSOCIATED BANC-CORP executive Julio Manso reported two small share-related transactions in company stock. On June 15, 2026, he recorded 5.844 shares at $29.4097 per share through the Employee Stock Purchase Plan and 27.9718 shares at $29.4940 per share from a dividend reinvestment transaction. After these routine plan and reinvestment entries, he directly holds about 14,887.9438 common shares of the company.

Rhea-AI Summary

ASSOCIATED BANC-CORP President & CEO Andrew J. Harmening increased his direct holdings through a dividend reinvestment. On June 15, 2026, he acquired 2,553.574 shares of common stock via a dividend reinvestment transaction at an average price of $29.4089 per share. Following this transaction, his direct ownership rose to 396,492.136 shares of Associated Banc-Corp common stock. This filing reflects an automatic, non-market acquisition rather than an open-market buy or sell decision.

Rhea-AI Summary

ASSOCIATED BANC-CORP executive Gregory Warsek reported a small stock-based compensation grant. On 2026-06-15, he acquired 36 shares of common stock as a grant at $29.22 per share, a non-market transaction classified as a grant or award.

Following this award, Warsek directly holds 17,091 shares of common stock. He also has an additional 28,342.1 shares held indirectly through a 401(k) plan. A related footnote explains that dividend equivalent units on vested shares may be deferred and remain in the Executive's Deferred Compensation Plan until distributed under his elections.

Rhea-AI Summary

ASSOCIATED BANC-CORP Executive Vice President John A. Utz reported routine equity activity in company stock. On June 15, 2026, he acquired 441 shares of Common Stock at $29.22 per share as a grant or award, with a footnote stating the shares were purchased within the Employee Stock Purchase Plan.

After this acquisition, his direct ownership stood at 118,643.1876 shares of Common Stock. A separate 45.6886-share entry, classified as an “other acquisition or disposition,” adjusted his direct holdings to 118,202.1876 shares. He also indirectly holds 15,758.95 shares through a 401(k) Plan.

Rhea-AI Summary

Meyer Derek S. reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP EVP and CFO Derek S. Meyer received an award of 127 common shares-equivalent units as compensation. The units were credited on June 15, 2026 at a reference price of $29.22 per share and relate to dividend equivalents on vested performance shares under the long-term incentive plan.

The filing notes that a portion of these dividend equivalent units has been deferred and will remain in the Executive's Deferred Compensation Plan until distributed according to Meyer's elections. Following this award, he beneficially owns a total of 71,662.379 common shares directly, making this a routine, incremental increase in his equity stake.

Rhea-AI Summary

WILLIAMS JOHN B reported acquisition or exercise transactions in this Form 4 filing.

Associated Banc-Corp director John B. Williams reported new stock-based compensation and updated holdings. On June 15, 2026, he received two common stock awards of 355 shares and 38 shares at $29.22 per share, classified as grants or awards rather than open-market purchases. Following these awards, his directly held common stock totaled 67,813 shares, with an additional 8,000 shares held indirectly through an IRA with sole voting rights. He also holds 5,188.174 phantom stock units, each tied to common stock, which remain in a nonqualified benefit plan and are payable in shares under the plan’s distribution elections and vesting terms.