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Associated Banc-Corp Form 4 Filings

ASB NYSE

Every Form 4 that Associated Banc-Corp (ASB) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow ASB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ASB filings page.

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ASSOCIATED BANC-CORP director Karen Van Lith reported routine equity compensation activity. On June 15, 2026, she acquired 355 shares and 38 shares of common stock as grant or award transactions at $29.22 per share, bringing her direct common stock holdings to 61,211 shares.

She also holds 28,618.169 phantom stock units tied to Associated Banc-Corp common stock. Footnotes explain that related dividend equivalent units and stock units are fully vested and are payable solely in shares of common stock upon vesting or distribution under a nonqualified benefit plan.

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SULLIVAN OWEN J reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Owen J. Sullivan received a grant of 38 shares of common stock-equivalent units as compensation. The award is recorded at a reference price of $29.22 per share and increases his directly held stake to 10,085 shares of common stock.

The footnote explains these are dividend equivalent units tied to previously granted restricted stock units. They vest on the first anniversary of the related restricted stock unit grant and are payable only in common shares when they vest, with an option for Sullivan to defer settlement if he elects.

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Nettles Cory L reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Cory L. Nettles reported equity-based compensation activity. On 2026-06-15, he received two stock awards totaling 382 shares of common stock at $29.22 per share, bringing his direct common stock holdings to 47,259 shares.

The filing also reports phantom stock units linked to 52,445.568 underlying shares of common stock. Footnotes explain these units are fully vested dividend-equivalent and deferred compensation awards that are payable solely in shares of common stock under the director’s distribution and vesting elections.

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Ludgate Kristen M reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Kristen M. Ludgate received a compensation-related stock award of 38 shares of common stock. The shares were granted on June 15, 2026 at a value of $29.22 per share, reflecting the grant date fair value used for reporting.

After this award, Ludgate directly holds 10,085 shares of Associated Banc-Corp common stock. The filing characterizes the transaction as a grant or award rather than an open-market purchase, meaning it represents equity compensation, not a discretionary buy in the market. A footnote explains that related dividend equivalent units are payable in shares upon vesting of the underlying restricted stock units.

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Kotouc Wende L reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Wende L. Kotouc reported a small equity award in the company’s common stock. On June 15, 2026, Kotouc received 29 shares of common stock as a grant or award at a reference price of $29.22 per share, bringing direct holdings to 1,776,743 shares.

The filing also lists indirect holdings of 8,321,731 shares attributed to a spouse and 616 shares attributed to a child. A footnote explains that the award relates to dividend equivalent units tied to restricted stock units, which vest after one year and are settled in shares, with an option for deferral.

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ASSOCIATED BANC-CORP director Eileen A. Kamerick reported new stock-based awards. She acquired 355 shares and 38 shares of common stock at $29.2200 per share as grants or awards, bringing her direct holdings to 50,118 common shares. She also holds phantom stock units tied to 31,407.861 underlying common shares in a nonqualified benefit plan, which are payable in stock under her distribution elections.

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ASSOCIATED BANC-CORP director Rodney Jones-Tyson received a small stock-based award. On 2026-06-15, he acquired 38 shares of common stock at a grant price of $29.22 per share through a compensation-related grant, not an open-market purchase.

After this award, he directly holds 13,904 common shares. A footnote explains that related dividend equivalent units vest on the first anniversary of the underlying restricted stock units and are payable only in shares of common stock upon vesting, with an option for deferral if elected.

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ASSOCIATED BANC-CORP director Michael J. Haddad reported small equity-related changes in his holdings. On June 15, 2026, he received a grant of 38 shares of common stock at $29.22 per share as a director award. He also had 33.423 additional shares of common stock acquired through a dividend reinvestment transaction, increasing his directly held common stock to 8,795.965 shares.

Separately, a trust associated with him holds 5,750 common shares with voting rights. He also holds 69,403.270 phantom stock units, which are fully vested stock units in a Deferred Compensation Plan and are payable in shares of common stock according to his distribution elections and related vesting terms.

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ASSOCIATED BANC-CORP director Judith P. Greffin reported compensation-related stock activity. On June 15, 2026, she acquired 105 and 38 shares of common stock at $29.22 per share as grants or awards, bringing her direct common stock holdings to 17,741 shares.

She also holds phantom stock units tied to 47,488.771 underlying common shares, with an exercise price of $0.00. Footnotes explain these include dividend equivalent units and stock units that are fully vested and payable solely in common stock, generally upon vesting or after she ceases serving as a director, according to her distribution elections.

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Associated Banc-Corp Executive Vice President John A. Utz sold shares of company stock. On June 10, 2026, he completed an open-market sale of 5,000 shares of Associated Banc-Corp common stock at $28.825 per share.

After this sale, Utz directly held 118,156.499 shares of common stock. In addition, a separate holding entry shows 15,758.95 shares held indirectly through a 401(k) Plan, which reflects a retirement-plan position rather than a market trade.

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ASSOCIATED BANC-CORP Executive Vice President Matthew R. Braeger reported open-market sales of 5,000 shares of common stock. On June 9, 2026, he sold 1,000 shares at $28.18 per share and 4,000 shares at $28.17 per share.

Following these transactions, Braeger holds 11,777.0966 shares of common stock directly and 786.2100 shares indirectly through a 401(k) plan. The filing does not show any option exercises or derivative transactions, indicating these were straightforward stock sales rather than part of an exercise-and-sell pattern.

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ASSOCIATED BANC-CORP executive Julio Manso reported a routine tax-related share disposition. On the vesting of a restricted stock sign-on bonus tranche, he surrendered 1,335 shares of common stock at a value of $27.59 per share to satisfy tax withholding obligations.

After this non-market transaction, he directly holds 14,854.128 shares of Associated Banc-Corp common stock. The filing reflects compensation-related share withholding rather than an open-market purchase or sale.

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ASSOCIATED BANC-CORP Executive Vice President Dennis DeLoye reported an exercise-and-sell transaction in company stock. He exercised a total of 14,299 non-qualified stock options, including 9,299 options at an exercise price of $26.00 per share and 5,000 options at $24.70 per share, receiving common shares.

On the same date, he executed open-market sales totaling 14,299 shares of common stock at a weighted average price of $28.26 per share, with individual sale prices ranging from $28.215 to $28.315. The sold share count matches the options exercised, a common pattern where newly acquired shares are sold rather than increasing net share ownership. Following the derivative transactions, 5,429 options from one grant remain outstanding.

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ASSOCIATED BANC-CORP EVP Steven S. Zandpour reported an employee share purchase under the company’s Employee Stock Purchase Plan. On May 15, 2026, he acquired 88.4253 shares of common stock at $27.306 per share, bringing his direct holdings to 18,389.2705 shares.

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ASSOCIATED BANC-CORP Chief Information Officer Terry Lynn Williams reported a small, routine share transaction under an employee program. On May 15, 2026, Williams acquired 83.9596 shares of common stock at $27.3060 per share through the issuer's Employee Stock Purchase Plan. Following this transaction, Williams directly holds 24,112.0473 shares of Associated Banc-Corp common stock. This filing reflects ongoing participation in a company stock purchase benefit rather than an open-market trade.

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ASSOCIATED BANC-CORP Executive Vice President John A. Utz reported an Employee Stock Purchase Plan transaction involving 49.3496 shares of common stock at $27.3060 per share under code J, classified as an “other” type of transaction. After this activity, he holds 123,156.499 common shares directly and 15,758.95 shares indirectly through a 401(k) plan.

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ASSOCIATED BANC-CORP executive reports routine share purchase. EVP and Chief Human Resources Officer Julio Manso recorded an “other” transaction involving 30.2131 shares of common stock at $27.3060 per share. According to the footnote, these shares were purchased through the company’s Employee Stock Purchase Plan, bringing his direct holdings to 16,189.128 shares.

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ASSOCIATED BANC-CORP Executive Vice President Nicole M. Kitowski recorded a small change in her holdings of common stock. On May 15, 2026, she acquired 27.6628 shares of common stock at $27.3060 per share, with a footnote stating the shares were purchased within the company’s Employee Stock Purchase Plan. After this transaction, she directly owns 52,939.7069 shares of common stock and indirectly holds 3,244.5500 shares through a 401(k) plan. This filing reflects routine, compensation-related activity rather than an open-market trade.

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ASSOCIATED BANC-CORP executive Jayne C. Hladio, EVP and President of Private Wealth, reported a small routine transaction under the company’s Employee Stock Purchase Plan. She acquired 14.1771 shares of common stock at $27.3060 per share, bringing her direct holdings to 16,607.9416 shares.

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ASSOCIATED BANC-CORP Executive Vice President Randall J. Erickson reported open-market sales of company stock. He sold 28,311 shares of Common Stock on May 4, 2026 at a weighted average price of $27.835 per share and 2,000 shares on May 1, 2026 at $28.295 per share. The filing notes the $27.835 figure reflects a weighted average price for multiple trades between $27.795 and $27.875. After these transactions, he directly holds 139,115 shares of Common Stock.

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ASSOCIATED BANC-CORP director John B. Williams reported an open-market sale of common stock. He sold 4,000 shares of Common Stock at a price of $28.175 per share on April 28, 2026. After this transaction, he directly owns 67,420 shares. A separate entry shows 8,000 shares held indirectly through an IRA, where he has sole voting rights, indicating additional indirect ownership beyond his direct holdings.

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ASSOCIATED BANC-CORP director Michael J. Haddad received a grant of phantom stock units as part of his annual salary. On this date, he acquired 771.006 phantom stock units tied to common stock at a reference price of $27.56 per unit.

The filing shows his phantom stock unit balance increased to a total of 68,850.335 units following this award. According to the disclosure, these units are 100% vested at the time of acquisition and are held in the Director's Deferred Compensation Plan until they are distributed under his elections on file.

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ASSOCIATED BANC-CORP director Robert A. Jeffe received a grant of phantom stock units as part of his compensation. On this Form 4, he was awarded 952.419 phantom stock units tied to common stock at a reference price of $27.56 per unit.

The units are 100% vested at acquisition and are credited to the Director's Deferred Compensation Plan, where they will remain until distributed according to his distribution elections. Following this grant, Jeffe holds a total of 98,440.011 phantom stock units directly.

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ASSOCIATED BANC-CORP executive Steven S. Zandpour reported an employee stock purchase. On April 15, 2026, he completed an "other" transaction involving 87.8238 shares of common stock at $27.4930 per share, made through the issuer's Employee Stock Purchase Plan. Following this plan purchase, he holds 18,300.8452 common shares directly.

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ASSOCIATED BANC-CORP Chief Information Officer Terry Lynn Williams made a small routine share purchase through the company’s Employee Stock Purchase Plan. The transaction involved 83.3885 shares of common stock at a price of $27.4930 per share. Following this plan-based purchase, Williams directly holds 24,028.0877 shares of Associated Banc-Corp common stock, indicating that the transaction is minor relative to her overall position and appears to be a standard employee ownership activity rather than a significant directional trade.

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ASSOCIATED BANC-CORP Executive Vice President John A. Utz increased his ownership through the company’s employee stock plan. On April 15, 2026, he acquired 49.0139 shares of common stock at $27.4930 per share under the Employee Stock Purchase Plan.

Following this transaction, Utz holds 123,107.1494 shares directly. He also has 15,758.9500 shares held indirectly through a 401(k) Plan, reflecting additional retirement-plan exposure to Associated Banc-Corp stock.

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ASSOCIATED BANC-CORP executive Julio Manso increased his stake through an employee plan. On this Form 4, the EVP and CHRO acquired 22.5057 shares of common stock at $27.493 per share via the issuer’s Employee Stock Purchase Plan and now directly holds 16,158.9149 shares. This is a small, routine, compensation-related purchase rather than an open-market trade.

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ASSOCIATED BANC-CORP Executive Vice President Nicole M. Kitowski increased her holdings through the company’s Employee Stock Purchase Plan. On the transaction date, she acquired 27.4746 shares of common stock at a price of $27.493 per share under this plan.

Following the transaction, Kitowski directly holds 52,912.0441 shares of common stock. She also has an additional 3,244.5500 shares held indirectly through a 401(k) Plan, reflecting retirement-related ownership separate from her direct position.

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ASSOCIATED BANC-CORP executive Jayne C. Hladio reported a small share purchase through an employee plan. On April 15, 2026, she acquired 14.0807 shares of common stock at $27.4930 per share under the company’s Employee Stock Purchase Plan.

Following this transaction, Hladio directly holds a total of 16,593.7645 shares of Associated Banc-Corp common stock. The filing reflects a routine, compensation-related purchase rather than an open-market trade.

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Kotouc Wende L reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Wende L. Kotouc received an equity grant as part of board compensation. The filing shows an award of 3,582 shares of common stock at a reference value of $26.17 per share, structured as a Restricted Stock Unit grant.

The RSU award represents the 2026 equity portion of compensation for serving as a director and will become fully vested on February 1, 2027. It is payable solely in shares of common stock upon vesting and is not eligible for deferral. After this grant, Kotouc holds 1,776,714 shares directly, plus additional indirect holdings attributed to a child and spouse.

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ASSOCIATED BANC-CORP executive Julio Manso reported two small, routine equity transactions in company stock. On March 16, 2026, he recorded 6.2520 shares acquired through a dividend reinvestment transaction and 16.5543 shares purchased within the company’s Employee Stock Purchase Plan. After these transactions, one line in the report shows direct ownership of 16,130.1572 shares of common stock, indicating that these moves are minor compared with his overall holdings and reflect ongoing participation in company share programs rather than open-market trading.

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ASSOCIATED BANC-CORP executive Steven S. Zandpour increased his holdings through the company’s employee stock purchase plan. On March 16, he acquired 96.8994 shares of common stock at $24.9180 per share under the plan. Following this routine compensation-related transaction, he directly owns 18,213.0214 common shares.

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ASSOCIATED BANC-CORP Chief Information Officer Terry Lynn Williams reported a small share increase through an employee program. On March 16, 2026, Williams acquired 92.0058 shares of common stock at $24.918 per share under the company’s Employee Stock Purchase Plan, bringing direct holdings to 23,944.6992 shares.

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ASSOCIATED BANC-CORP executive Nicole M. Kitowski increased her shareholdings through the company’s employee stock plan. On March 16, 2026, she acquired 30.3138 shares of common stock at $24.9180 per share through the Issuer's Employee Stock Purchase Plan, a routine, plan-based transaction rather than an open-market trade.

After this transaction, she directly owns 52,884.5695 shares of common stock. She also has indirect ownership of 3,216.8700 shares held in a 401(k) Plan, reflecting retirement-related holdings separate from her direct position.

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ASSOCIATED BANC-CORP executive Jayne C. Hladio increased her holdings through the company’s Employee Stock Purchase Plan. On March 16, 2026, she acquired 15.5358 shares of common stock at $24.918 per share under the plan, bringing her direct ownership to 16,579.6838 shares.

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ASSOCIATED BANC-CORP President & CEO Andrew J. Harmening reported an internal share adjustment tied to dividend reinvestment. On this Form 4, 2,574.552 shares of common stock were credited at an average price of $24.5909 per share through a dividend reinvestment transaction.

Following this activity, Harmening now holds 393,938.562 shares of Associated Banc-Corp common stock directly. The filing reflects a routine, non-market transaction rather than an open-market purchase or sale.

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ASSOCIATED BANC-CORP Executive Vice President John A. Utz reported routine equity-related transactions in company stock. On March 16, 2026, he acquired common shares through compensation and benefit arrangements, including purchases within the Employee Stock Purchase Plan and dividend equivalent units credited under a deferred compensation plan.

Following these transactions, Utz directly holds 123,058.1355 shares of common stock and has an additional 15,624.53 shares held indirectly through a 401(k) Plan. These are compensation and retirement-plan driven entries rather than open-market trading activity.

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ASSOCIATED BANC-CORP executive vice president Gregory Warsek reported an acquisition of common stock through a compensation-related grant. He received 42 shares of common stock at a reference price of $24.59 per share. Following this grant, he holds 17,055 shares directly and 28,100.34 shares indirectly through a 401(k) plan. A footnote explains that dividend equivalent units earned on vested shares have been deferred into the Executive's Deferred Compensation Plan and will be distributed according to his existing distribution elections.

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ASSOCIATED BANC-CORP Executive Vice President and Chief Financial Officer Derek S. Meyer reported a compensation-related stock acquisition. He received an award of 51 shares of common stock at a reference price of $24.59 per share, coded as a grant or award rather than an open-market purchase.

According to the footnote, these are dividend equivalent units earned on vested shares, which he elected to defer into the Executive's Deferred Compensation Plan. Following this award, his directly held common stock position reported in this filing increased to 71,535.379 shares.

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ASSOCIATED BANC-CORP director John B. Williams received stock-based awards, increasing his holdings. On the grant date, he acquired 44 shares and 417 shares of common stock at an attributed price of $24.59 per share, both classified as grants or awards rather than open-market purchases.

After these awards, his direct ownership rose to 71,420 common shares. He also has 8,000 additional shares held indirectly through an IRA with sole voting rights. Footnotes describe these awards as dividend equivalent units tied to restricted stock units, payable solely in common stock upon vesting or after his service as a director ends.

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ASSOCIATED BANC-CORP director Owen J. Sullivan reported a compensation-related stock award. He acquired 44 shares of common stock on March 16, 2026 at a reference price of $24.59 per share, increasing his direct holdings to 10,047 shares.

The award relates to dividend equivalent units tied to restricted stock units, which vest on the first anniversary of the original restricted stock grant and are payable in shares of common stock upon vesting, subject to any deferral election.

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VAN LITH KAREN reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Karen Van Lith reported new equity awards. On the reported date, she received two grants of common stock totaling 461 shares at a reference price of $24.59 per share as compensation awards. After these transactions, she directly holds 60,818 shares of Associated Banc-Corp common stock. Footnotes explain that related dividend equivalent units are payable solely in shares of common stock upon vesting or after she ceases serving as a director.

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ASSOCIATED BANC-CORP director Cory L. Nettles reported stock-based awards rather than open-market trades. On the reported date, he acquired 44 shares and 404 shares of common stock at a reference price of $24.59 per share through grants or similar awards. Following these transactions, his directly held common stock position increased to 46,877 shares. Footnotes explain that related dividend equivalent units vest on the first anniversary of the associated restricted stock units and are payable solely in shares of common stock, with some fully vested dividend equivalents payable in stock after he ceases serving as a director.

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Ludgate Kristen M reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Kristen M. Ludgate reported an award of 44 shares of common stock at $24.59 per share. This grant increased her direct holdings to 10,047 common shares. The award relates to dividend equivalent units that vest on the first anniversary of the related restricted stock units and are payable solely in shares upon vesting, subject to any deferral election by the insider.

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ASSOCIATED BANC-CORP director Gale E. Klappa reported equity awards of common stock. On March 16, 2026, Klappa acquired 44 shares and separately 201 shares of common stock at $24.59 per share as grant or award transactions, increasing direct holdings to 25,725 shares after these awards.

Footnotes explain these awards relate to dividend equivalent units tied to restricted stock units that vest and are payable solely in common shares, with some amounts payable after Klappa ceases serving as a director.

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ASSOCIATED BANC-CORP director Eileen A. Kamerick received stock-based awards totaling 461 shares of common stock. On March 16, 2026, she acquired 44 shares and 417 shares of common stock at a reference price of $24.59 per share through grant or award transactions.

After these awards, her direct holdings increased to 49,725 common shares. Footnotes explain that part of her compensation includes dividend equivalent units, which vest on the first anniversary of the related restricted stock units and are payable solely in common shares, with some payable after she ceases serving as a director.

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Jones-Tyson Rodney reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Rodney Jones-Tyson received an award of 44 shares of common stock, reported at $24.59 per share. After this grant, he directly holds 13,866 common shares. A footnote explains these represent dividend equivalent units tied to restricted stock units, which pay out in shares upon vesting, with an option for deferral.

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ASSOCIATED BANC-CORP director Robert A. Jeffe reported stock-based awards that increased his direct holdings. On March 16, 2026, he acquired 44 shares and 417 shares of common stock at a reference price of $24.59 per share, recorded as grant or award acquisitions rather than open-market purchases.

Following these transactions, Jeffe directly held 48,208 common shares. Footnotes explain these awards relate to dividend equivalent units tied to restricted stock units, which vest and are payable solely in shares of common stock under the company’s director compensation arrangements.

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ASSOCIATED BANC-CORP director Michael J. Haddad reported small equity-related transactions in company stock. On March 16, 2026, he had an "other" transaction involving 39.585 shares of common stock at $24.5909 per share, with a footnote stating the shares were purchased through reinvested dividends in his brokerage account.

On the same date, he also acquired 44 shares of common stock at $24.5900 per share as a grant or award linked to dividend equivalent units that vest on the first anniversary of the related restricted stock units. Following these transactions, he held 8,724.542 shares directly and an additional 5,750 shares indirectly through a trust with voting rights.

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Greffin Judith P reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Judith P. Greffin reported routine equity compensation rather than an open‑market trade. She was granted 44 shares and 123 shares of common stock on the same date at $24.5900 per share, increasing her direct holdings to 17,598 shares.

The filing notes these awards relate to dividend equivalent units tied to restricted stock units. Some units vest on the first anniversary of the related restricted stock unit grant and are payable solely in common shares, while fully vested dividend equivalents are payable in shares after she ceases serving as a director.