Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
R. Jay Gerken, a director of Associated Banc-Corp (ticker shown as ASB), reported two non-derivative acquisitions on 09/15/2025. The filings show receipt of 45 common shares at a price of $25.92 and receipt of 303 common shares at $25.92, for a total of 348 shares recorded as dividend equivalent units. The reported beneficial ownership following the transactions is shown as 44,717 shares after the first entry and 45,020 shares after the second entry. The form explains these were dividend equivalent units tied to restricted stock units: one set vests on the first anniversary of the RSU grant and pays in shares upon vesting, and another reflects fully vested dividend equivalents payable in shares following cessation of directorship. The form is signed on behalf of Mr. Gerken by an attorney-in-fact.
This Form 144 notice reports a proposed sale of 3,342 common shares of Associated Banc-Corp (ASB) with an aggregate market value of $87,727.50 to be sold on or about 09/11/2025 on the NYSE. The filer acquired the reported shares as stock awards between 2016 and 2022, with individual award lots shown and payment recorded as compensation. No sales by the filer in the past three months are reported and the filer certifies no undisclosed material adverse information.
Matthew R. Braeger, Executive Vice President and director of Associated Banc-Corp (ASB), reported a sale of 2,000 shares of Common Stock on 09/09/2025 at a reported price of $26.34 per share. After the sale he beneficially owned 13,346.0966 shares directly and an additional 766.69 shares indirectly through a 401(k) plan. The Form 4 was signed by an attorney-in-fact on 09/10/2025.
Form 144 notice for Associated Banc-Corp (ASB): An individual intends to sell 2,000 common shares through Fidelity Brokerage Services on the NYSE with an aggregate market value of $52,680.00. The filing lists the securities as previously acquired through restricted stock vesting in 2021 and 2022 (819, 721, and 460 shares respectively) and shows 165,848,030 shares outstanding for the issuer. The proposed approximate sale date is 09/09/2025. The filer certifies no undisclosed material adverse information and that no sales were reported in the past three months.
Associated Banc-Corp executive John A. Utz, listed as Executive Vice President and director, reported multiple transactions on 08/29/2025. Mr. Utz exercised 8,000 non-qualified stock options at an exercise price of $17.38, resulting in acquisition of 8,000 common shares. On the same date he sold a total of 13,000 common shares in several trades at prices between $27.24 and $27.255. After these transactions he directly beneficially owned 111,227.6639 shares and had indirect ownership of 15,367.72 shares through a 401(k) plan. The filing was signed by an attorney-in-fact on 09/02/2025.
Karen van Lith, a director of Associated Banc-Corp (ASB), reported two open-market sales of Common Stock on 08/29/2025. The filings show dispositions of 720 shares at $27.125 and 5,278 shares at $27.1253, reducing her direct beneficial ownership to 54,933 shares. The Form 4 was signed by an attorney-in-fact on 09/02/2025.
Form 144 notice from an insider of Associated Banc-Corp (ASB) discloses a proposed sale of 14,951 common shares through Fidelity Brokerage Services LLC with an aggregate market value of $406,680.09. The filing lists the approximate sale date as 08/29/2025 on the NYSE and reports 165,848,030 shares outstanding. The shares were acquired via restricted stock vesting on specific dates between 02/05/2019 and 02/08/2021, totaling the units shown in the acquisition table. The filer reports no sales in the past three months and affirms no undisclosed material adverse information.
Associated Banc-Corp (ASB) filed a Form 144 proposing the sale of common stock. The notice identifies 3,971 shares to be sold through Fidelity Brokerage Services LLC on 08/29/2025 on the NYSE, with an aggregate market value of $108,036.02 against 165,848,030 shares outstanding. The filing lists the acquisition history of the shares, showing purchases and restricted stock vesting dates from 2018 through 2022 via ESPP purchases, dividend reinvestment, and compensation vesting. The filer reports no securities sold in the past three months and includes the required representation that they are not aware of undisclosed material adverse information.
Associated Banc‑Corp (ASB) Form 144 notice discloses a proposed sale of 5,998 common shares held at Fidelity Brokerage Services with an aggregate market value of $162,697.33. The shares were acquired on 02/01/2025 through restricted stock vesting as compensation and are scheduled for approximate sale on 08/29/2025 on the NYSE. The filer reports no sales of the issuer's securities in the past three months and includes the standard representation that the selling person has no undisclosed material adverse information about the issuer.
Form 144 notice for Associated Banc-Corp (ASB): The filer notifies a proposed sale of 13,000 shares of common stock through Fidelity Brokerage Services on 08/29/2025 on the NYSE, with an aggregate market value of $354,154.50. The filing lists the company's outstanding common shares as 165,848,030. The shares to be sold were acquired through a mix of option exercise, restricted stock vesting and ESPP purchases across 2021–2025, including an option-related lot of 8,000 shares and multiple ESPP/vesting lots. The filer states there were no sales in the past three months and certifies no known material nonpublic information. The form is marked as a LIVE filing.