Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom's SEC filings reveal how a company operating dual business models—high-volume semiconductor sales and recurring software licenses—structures its financial disclosures and operational reporting. The company's annual 10-K reports detail segment performance for semiconductor solutions and infrastructure software divisions, breaking down revenue streams from chip sales versus software maintenance contracts. These filings show how fabless semiconductor economics differ from software subscription models, with distinct margin profiles and capital requirements.
Quarterly 10-Q filings track cyclical patterns in semiconductor demand alongside stable software renewal rates, providing visibility into how data center buildout cycles, telecommunications infrastructure spending, and enterprise IT budgets affect different business segments. Revenue concentration data reveals dependencies on major customers in hyperscale cloud and telecommunications markets, while software metrics indicate renewal rates for enterprise maintenance contracts. Geographic revenue breakdowns show exposure to different regional markets and technology adoption patterns.
Form 8-K material event reports document significant developments including acquisition activities, major customer agreements, business reorganizations, and earnings releases. Given Broadcom's history of acquiring companies in both semiconductor and software sectors, these filings often detail transaction terms, integration plans, and strategic rationale for portfolio expansion. Executive stock transactions filed on Form 4 show insider trading activity, revealing when company officers and directors buy or sell shares.
Proxy statements (DEF 14A) disclose executive compensation structures, board governance practices, and shareholder voting matters. For a company balancing semiconductor design cycles with software customer retention, compensation disclosures show how executive incentives align with both innovation metrics and recurring revenue growth. These filings detail equity grants, performance targets, and long-term incentive programs tied to business objectives.
Our platform's AI-powered analysis extracts key data points from Broadcom's complex filings, highlighting segment breakdowns, customer concentration risks, and material contract terms without requiring manual review of hundreds of pages. Track when executives file Form 4 transactions, compare quarterly revenue trends across business segments, and understand how acquisition activities reshape the company's portfolio—all with simplified explanations of technical accounting disclosures and regulatory language.
Broadcom Inc. files its annual report describing a global business built around semiconductor solutions and infrastructure software, including AI data center, networking, wireless, broadband, industrial and mainframe and cloud software portfolios. The company highlights major platforms such as Ethernet switching and NICs, storage connectivity, VMware Cloud Foundation, mainframe tools and Symantec and Carbon Black cybersecurity products.
Broadcom notes that distributors represent 48% of net revenue and that approximately 40% of net revenue comes from its top five end customers, creating meaningful customer concentration risk. As of May 2, 2025, non‑affiliate equity was valued at about $939.2 billion, and as of November 28, 2025 there were 4,741,273,799 common shares outstanding. The report outlines extensive risk factors, including macroeconomic volatility, AI‑driven semiconductor cyclicality, trade and export controls, heavy regulation and substantial indebtedness, as well as competition and cybersecurity threats.
Broadcom Inc. director Justine F. Page reported two transactions in the company’s common stock. On December 15, 2025, she sold 800 shares of Broadcom common stock at a price of $361.89 per share in a transaction coded as a sale. On December 16, 2025, she transferred 400 shares in a transaction coded as a gift at a price of $0 per share.
Following these transactions, Page beneficially owned 20,182 shares of Broadcom common stock, which includes 1,602 restricted stock units. The sale was made under a Rule 10b5-1 trading plan adopted by Page on January 9, 2025, which is designed to allow pre-planned trading of shares.
Broadcom Inc. furnished a press release announcing its unaudited financial results for the fourth quarter and fiscal year ended November 2, 2025, with full details provided in Exhibit 99.1.
The company also announced that its board of directors declared a quarterly cash dividend of $0.65 per share on its common stock, payable on December 31, 2025 to stockholders of record as of the close of business on December 22, 2025.
Broadcom Inc. (AVGO) director reports planned stock sale. A Broadcom director reported selling 800 shares of common stock on 11/14/2025 at a price of $331.14 per share in an open-market transaction coded as a sale. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted on January 9, 2025, which is designed to allow trades according to preset instructions. After this sale, the reporting person beneficially owns 21,382 Broadcom shares, including 1,602 restricted stock units.
Broadcom Inc. (AVGO) director transaction: A director reported selling 800 shares of Broadcom common stock at $350.15 on 10/14/2025. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on January 9, 2025.
Following the transaction, the reporting person beneficially owns 22,182 shares, including 1,602 restricted stock units. The reported ownership is direct.
Broadcom Inc. filed an 8-K disclosing the issuance and sale of debt securities under a Form S-3ASR shelf registration. A prospectus supplement dated September 24, 2025 set the final terms and the Notes were sold under an Underwriting Agreement dated September 22, 2025. The debt is governed by the Base Indenture dated July 12, 2024 and Supplemental Indenture No. 5 dated September 29, 2025. The filing references forms of Notes with coupons and maturities: 4.200% due 2030, 4.800% due 2036 and 4.900% due 2038. Legal opinion and consent of Wachtell, Lipton, Rosen & Katz are included, and related exhibits (indenture, supplemental indenture, note forms, underwriting agreement) are attached or incorporated by reference.
Henry Samueli, a director of Broadcom Inc. (AVGO), reported multiple sales of common stock on 09/24/2025 under a Rule 10b5-1 trading plan adopted December 18, 2024. The Form 4 lists a series of dispositions: 15,532 shares at a weighted average ~$334.59, 33,702 shares at ~$335.50, 49,859 shares at ~$336.56, 73,344 shares at ~$337.57, 72,258 shares at ~$338.50, and 124,102 shares at ~$339.38, plus a block of 75,678 shares reported with price $0. After these transactions the filing shows various holdings held indirectly by entities totaling 37,646,856 shares and additional indirect holdings of 31,429,540; 12,272,030; and 4,596,900 shares as described in the footnotes.
Broadcom (AVGO) Form 144/A filing shows a proposed sale of 368,797 shares of Common Stock through Northern Trust Securities on 09/24/2025 with an aggregate market value of $124,620,636.83. The shares were acquired as Founders Shares on 08/14/1991 from D95GT, LLC and the proposed sale is linked to those founder holdings. The filing also discloses recent related sales over the past three months: 473,898 shares sold on 06/25/2025 for $125,737,081.63, 192,024 shares on 06/26/2025 for $51,608,005.39, and 49,670 shares on 07/09/2025 for $13,815,482.02. The filer attests to no undisclosed material adverse information.
Broadcom, Inc. (AVGO) filed a Form 144 reporting a proposed sale of 75,678 shares of common stock through Northern Trust Securities, Inc., with an aggregate market value of $25,258,924.98 and an approximate sale date of 09/25/2025 on NASDAQ.
The filing shows these shares were acquired as gifted shares on 08/14/1991 from D95GT LLC. The notice also lists multiple recent sales by related parties in 2025 totaling several hundred thousand shares and proceeds in the hundreds of millions of dollars.
Hock E. Tan, President and CEO and a director of Broadcom Inc. (AVGO), reported sales of common stock on 09/23/2025. The filing discloses two aggregated sale transactions: 65,016 shares sold at a weighted-average price of $339.218 and 34,984 shares sold at a weighted-average price of $340.264, for a total of 100,000 shares sold. The report shows beneficial ownership following the reported transactions of 760,622 shares (indirect) and 725,638 shares (indirect) for the two respective entries, and a separate direct beneficial ownership entry of 482,836 shares. The Form 4 was signed by an attorney-in-fact, Noelle Matteson, on 09/25/2025.
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