Broadcom Inc SEC Filings

Broadcom's Chairman Files Form 144 for Significant Stock Sale

The Samueli Foundation, associated with Broadcom's Chairman of the Board, has filed a Form 144 indicating intent to sell 192,024 shares of common stock with an aggregate market value of $51.6 million. The sale is planned for June 26, 2025, through Northern Trust Securities on NASDAQ.

Key details of the transaction:

• The shares were originally acquired through gifts from D95GT, LLC (97,244 shares) and H & S Investments LLP (94,780 shares) in August 1991
• The Foundation previously sold 136,248 shares on March 27, 2025, for gross proceeds of $23.6 million
• The sale follows a Rule 10b5-1 trading plan adopted on January 10, 2024

The proposed sale represents approximately 0.004% of Broadcom's total outstanding shares (4.7 billion). The filing includes standard attestation that the seller has no knowledge of material adverse non-public information.

Broadcom (NASDAQ:AVGO) filed a Form 4 disclosing that CFO & Chief Accounting Officer Kirsten M. Spears sold 36,350 common shares on 06/24/2025 at a weighted-average price of $261.27, generating roughly $9.5 million in proceeds.

Following the sale, Spears still beneficially owns 325,587 shares, including 138,120 restricted stock units. The transaction represents ≈10% of her prior direct holdings. No derivative transactions were reported and no accompanying 10b5-1 plan was indicated.

Broadcom (NASDAQ: AVGO) filed a Form 4 disclosing that Chief Legal & Corporate Affairs Officer Mark D. Brazeal sold 50,000 common shares on 24 Jun 2025 at a weighted-average price of $262.10, generating proceeds of roughly $13.1 million.

Following the transaction, Brazeal beneficially owns 365,956 shares, of which 336,250 are restricted stock units, implying the sale represented about 12 % of his prior holdings. The transaction was coded “S” for an open-market sale and the Rule 10b5-1 box was not indicated as checked.

Investors often monitor sizable insider dispositions by key officers as potential sentiment signals. However, Brazeal retains a substantial equity stake, limiting immediate dilution to overall insider ownership.

Broadcom insider Hock E. Tan Trust has filed Form 144 indicating intent to sell 40,000 shares of common stock with an aggregate market value of $10.7 million through Fidelity Brokerage Services. The planned sale is scheduled for June 26, 2025 on NASDAQ.

The shares were originally acquired on November 6, 2024 through restricted stock vesting as compensation. This follows a recent sale by the same trust of 40,000 shares on June 24, 2025, which generated gross proceeds of $10.49 million.

Key transaction details:

• Total outstanding shares: 4.70 billion
• Acquisition method: Restricted stock vesting
• Trading venue: NASDAQ
• Broker: Fidelity Brokerage Services LLC

Form 144 Notice filed by a Broadcom insider indicating intent to sell 3,000 shares of common stock through Fidelity Brokerage Services, with an aggregate market value of $795,390 (approximately $265.13 per share). The planned sale is scheduled for June 26, 2025 on NASDAQ.

The securities were originally acquired on April 3, 2024 through restricted stock vesting as compensation from the issuer. The sale represents a minimal portion of Broadcom's total outstanding shares of 4.7 billion.

• No other securities were sold by the insider during the past 3 months
• The shares are being sold in compliance with Rule 144 requirements
• The seller confirms no knowledge of undisclosed material adverse information

A Form 144 filing reveals a proposed sale of 473,898 shares of Broadcom common stock, valued at approximately $125.7 million, by an insider through Northern Trust Securities. The sale is scheduled for June 25, 2025 on the NASDAQ exchange.

Key details of the transaction:

• The shares were originally acquired as Founders Shares in August 1991 from D95GT, LLC
• The seller has previously sold 663,976 shares for gross proceeds of $120.6 million on March 26, 2025
• The proposed sale represents approximately 0.01% of Broadcom's total outstanding shares of 4.7 billion

This filing indicates continued insider selling activity at Broadcom, following a significant sale just three months prior. The transaction timing and volume may be relevant for investors monitoring insider trading patterns and corporate governance.

Broadcom (NASDAQ:AVGO) CEO, President & Director Hock E. Tan reported two insider transactions.

• Gift: 190,000 shares on 06/23/2025 (Code G) at $0, cutting direct holdings to 522,836 shares.
• Sale: 40,000 shares on 06/24/2025 (Code S) at a weighted-average $262.173, generating roughly $10.5 million. Indirect holdings via trust now total 974,152 shares.

Post-transaction beneficial ownership is about 1.5 million shares. No Rule 10b5-1 plan was disclosed. The $10 million+ sale represents ~2.6% of Tan’s stake, a modest trim but financially material, potentially signaling executive sentiment to investors.

Broadcom Chief Legal & Corporate Affairs Officer Mark David Brazeal reported a significant insider transaction on Form 4. On June 23, 2025, Brazeal sold 50,000 shares of common stock at an average price of $253.285 per share, resulting in a transaction value of approximately $12.66 million.

Following the transaction, Brazeal continues to hold 415,956 shares directly, which includes 336,250 restricted stock units (RSUs). This sale represents a notable reduction in the executive's direct holdings, though he maintains a substantial position through his remaining shares and RSUs.

The transaction was executed as a straight sale (transaction code 'S') and was reported within the required filing deadline. The filing indicates no derivative securities transactions were made during this period.

Form 144 Notice filed by Broadcom insider regarding proposed sale of 50,000 shares of common stock with an aggregate market value of $13.1 million through Fidelity Brokerage Services, planned for June 24, 2025.

The securities to be sold were acquired through two restricted stock vesting events:

• 48,460 shares on March 15, 2024
• 1,540 shares on March 15, 2025

The filing discloses previous sales by the same insider (Mark Brazeal) in the past 3 months totaling 105,000 shares with combined proceeds of $23 million across three transactions:

• March 24, 2025: 30,000 shares for $5.8M
• April 11, 2025: 25,000 shares for $4.5M
• June 23, 2025: 50,000 shares for $12.7M