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Anteris Technologies (AVR) CFO discloses 27,777-share RSU vesting and holdings

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Anteris Technologies Global Corp. Chief Financial Officer Matthew McDonnell reported the vesting of a portion of his equity award and the related share issuance. On December 16, 2024, he was granted 83,333 restricted stock units (RSUs), scheduled to vest in approximately equal installments on December 16, 2025, 2026 and 2027, subject to his continued service. On December 16, 2025, 27,777 RSUs vested and converted on a one-for-one basis into common stock, recorded as an acquisition of 27,777 shares at a price of $0.

Following this transaction, McDonnell beneficially owns 27,777 common shares indirectly through Citicorp Nominees Pty Ltd and 55,556 RSUs directly, each RSU convertible into one share of common stock. The common stock received is represented as CHESS Depositary Interests traded on the Australian Securities Exchange.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McDonnell Matthew

(Last) (First) (Middle)
TOOWONG TOWER, LEVEL 3, SUITE 302
9 SHERWOOD ROAD

(Street)
TOOWONG C3 QLD 4066

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(4) 12/16/2025 M 27,777 A (1) 27,777 I See Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) 12/16/2025 M 27,777 (1) (1) Common Stock 27,777 $0 55,556 D
Explanation of Responses:
1. On December 16, 2024, the Reporting Person was granted 83,333 restricted stock units, which vest in approximately equal installments on December 16, 2025, 2026 and 2027, subject to the Reporting Person's continues service through each vesting date.
2. Held by Citicorp Nominees Pty Ltd as custodian for Mr. McDonnell.
3. Each restricted stock unit converts into a share of common stock on a one-for-one basis.
4. Represents CHESS Depositary Interests ("CDIs") of the Issuer received upon settlement of the restricted stock units. The CDIs are traded on the Australian Securities Exchange (the "ASX") and are held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the Australian Securities Exchange.
/s/ Matthew McDonnell 12/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Anteris Technologies (AVR) report for its CFO?

The Chief Financial Officer, Matthew McDonnell, reported the vesting of 27,777 restricted stock units on December 16, 2025, which converted into 27,777 shares of Anteris Technologies Global Corp. common stock at a price of $0 per share.

How many restricted stock units were originally granted to the Anteris Technologies (AVR) CFO?

On December 16, 2024, the CFO was granted 83,333 restricted stock units, vesting in approximately equal installments on December 16, 2025, 2026 and 2027, subject to continued service through each vesting date.

How many Anteris Technologies (AVR) shares does the CFO beneficially own after the reported transaction?

After the reported transaction, Matthew McDonnell beneficially owns 27,777 common shares indirectly through Citicorp Nominees Pty Ltd and 55,556 restricted stock units directly, with each RSU convertible into one share of common stock.

What is the relationship between the RSUs and the common stock of Anteris Technologies (AVR)?

Each restricted stock unit held by the CFO converts into one share of common stock on a one-for-one basis upon vesting, as disclosed in the explanation of responses.

How are the Anteris Technologies (AVR) shares held and traded after RSU settlement?

The shares received upon settlement of the RSUs are represented as CHESS Depositary Interests (CDIs), which are traded on the Australian Securities Exchange (ASX) and held by CHESS Depositary Nominees Pty Limited.

Is the Anteris Technologies (AVR) CFO’s ownership reported as direct or indirect?

The 27,777 common shares received from vested RSUs are reported as indirectly owned, held by Citicorp Nominees Pty Ltd as custodian for Matthew McDonnell, while the remaining 55,556 RSUs are reported as directly owned.

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