Shareholder in Axos Financial (NYSE: AX) files to sell 1,000 restricted shares

Rhea-AI Filing Summary

Axos Financial shareholder files notice to sell restricted stock under Rule 144. The filing covers 1,000 shares of common stock, with an aggregate market value of $97,000, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE around 02/10/2026.

The seller acquired these 1,000 shares as restricted stock directly from the issuer on 11/14/2025. The issuer had 56,678,249 shares of common stock outstanding at the time referenced, providing scale for the planned sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1000	97000.00	56678249	02/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/14/2025	Restricted Stock	Issuer			1000	11/14/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Axos Financial (AX) Form 144 filing disclose?

The Form 144 shows a shareholder’s plan to sell 1,000 shares of Axos Financial common stock. The shares have an aggregate market value of $97,000 and are expected to be sold on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services.

How many Axos Financial (AX) shares are involved in this planned Rule 144 sale?

The notice covers 1,000 shares of Axos Financial common stock. These shares were acquired as restricted stock from the issuer on 11/14/2025, and the filing reports an aggregate market value of $97,000 for the planned sale.

When were the Axos Financial (AX) shares acquired and how?

The 1,000 shares covered by the notice were acquired on 11/14/2025 as restricted stock from the issuer. The filing identifies the issuer as the source of the shares, indicating they were granted or issued rather than bought in an open-market transaction.

On which exchange and through which broker will the Axos Financial (AX) shares be sold?

The Form 144 indicates the shares are expected to be sold on the NYSE. The broker handling the transaction is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

What does the Form 144 say about Axos Financial (AX) shares outstanding?

The filing states that Axos Financial had 56,678,249 shares of common stock outstanding at the referenced time. This figure provides context for the planned sale of 1,000 shares, showing the relative size of the transaction compared with total outstanding shares.

Is the Axos Financial (AX) Form 144 sale related to a gift or prior sales?

The Form 144 shows the 1,000 shares were acquired as restricted stock from the issuer, with no indication that they were received as a gift. The section for securities sold during the past three months does not list any additional sales in the provided excerpt.