Every Form 4 that Banc of California, Inc. (BANC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow BANC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BANC filings page.
BANC OF CALIFORNIA, INC. (BANC) insider Ido Dotan, the company’s General Counsel and Corporate Secretary, reported an indirect sale of 10,541 shares of common stock on September 10, 2026 by The Dotan Family Revocable Trust at a weighted average price of $18.295 per share. Following this sale, the trust holds 45,702 shares, and Dotan also reports 38,413 shares held directly. The weighted average reflects multiple trades between $18.280 and $18.295 per share, and no Rule 10b5-1 trading plan is reported.
Banc of California, Inc. chief risk officer Lindsay Olivia I reported a sale of 6,000 shares of Common Stock on 2026-08-04 at $19.505 per share in an open market or private transaction. After this transaction, she directly holds 32,842 shares of Banc of California common stock.
BANC OF CALIFORNIA, INC. chief financial officer Joseph Kauder reported a tax-withholding disposition of 5,444 shares of common stock on 2026-08-02 at $19.15 per share, to satisfy tax liability from a vesting equity award. After this, he holds 60,361 shares directly and 6,917 shares indirectly through a revocable trust.
Rice Joseph J reported acquisition or exercise transactions in this Form 4 filing.
BANC OF CALIFORNIA, INC. executive Joseph J. Rice reported equity awards in the company’s stock. He received 18,114 restricted stock units, bringing his direct common stock holdings to 44,531 shares after the grant. He also holds 10,000 shares through the Joseph J. Rice 2012 Irrevocable Trust and 9,500 shares through the Joseph & Monica Rice Revocable Trust.
Rice was additionally granted 50,000 performance-based restricted stock units tied to the issuer’s common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by May 23, 2028, along with continued service through that date.
BANC OF CALIFORNIA, INC. chief credit officer Bryan M. Corsini reported an open-market sale of Common Stock. On 2026-05-26, he sold 14,988 shares at a weighted average price of $19.064 per share in multiple trades priced between $19.060 and $19.075. Following this sale, he directly owns 59,045 shares of the company’s common stock.
BANC OF CALIFORNIA, INC. chief credit officer Bryan M. Corsini reported a routine tax-related share disposition. On May 9, 2026, 9,677 shares of Common Stock were disposed of at $19.04 per share to satisfy tax liabilities from the vesting of a prior equity award. After this transaction, Corsini directly holds 74,033 shares of Banc of California common stock.
Rice Joseph J reported acquisition or exercise transactions in this Form 4 filing.
BANC OF CALIFORNIA, INC. director Joseph J. Rice reported an equity award of common stock. He received 4,780 restricted stock units (RSUs) as consideration for his service on the board. The RSUs carry a price of $0.00 per share and will vest in full on the one-year anniversary of the grant date, at which point shares will be issued.
Following this grant, Rice directly holds 26,417 shares of common stock. He also reports indirect ownership of 10,000 shares through the Joseph J. Rice 2012 Irrevocable Trust and 9,500 shares through the Joseph & Monica Rice Revocable Trust.
Thau Andrew reported acquisition or exercise transactions in this Form 4 filing.
BANC OF CALIFORNIA, INC. director Andrew Thau received an equity grant in the form of restricted stock units. The award covers 4,780 shares of common stock at no purchase price, as compensation for his service on the company’s Board of Directors.
The RSUs are scheduled to vest in full on the one-year anniversary of the grant date, at which time the shares will be issued. After this grant, Thau’s direct holdings reported in this filing total 46,282 shares of common stock.
BANC OF CALIFORNIA, INC. director Mary A. Curran received a grant of 4,780 restricted stock units (RSUs) of common stock as compensation for her service on the board. These RSUs will vest in full on the one-year anniversary of the grant date, when shares will be issued.
Following this award, Curran directly holds 10,663 shares of common stock. She also has indirect ownership of 60,456 shares through the Mary Allis Curran Trust and 5,555 shares through a Mary A. Curran IRA rollover, which include shares acquired via a broker-administered dividend reinvestment plan and previously reported transfers into the trust.
BANC OF CALIFORNIA, INC. director John M. Eggemeyer III received an award of 4,780 shares of Common Stock in the form of restricted stock units for his service on the Board. The RSUs vest in full on the one-year anniversary of the grant, when shares will be issued.
Following this grant, he holds 193,772 shares of Common Stock directly, including 298 shares acquired through the company’s Dividend Reinvestment Plan, and 18,721 shares indirectly through an IRA account.
Banc of California director Shannon F. Eusey received an equity award of 4,780 shares of Common Stock on May 6, 2026. The award is in the form of restricted stock units granted as consideration for her service on the Board of Directors and will vest in full on the one-year anniversary of the grant date.
After this grant, Eusey directly holds 34,992 shares of Banc of California common stock, which includes 414 shares acquired through the company’s Dividend Reinvestment Plan.
BANC OF CALIFORNIA, INC. director Vania E. Schlogel reported an equity compensation grant. On May 6, 2026, she acquired 4,780 restricted stock units (RSUs) of common stock as consideration for serving on the board.
The RSUs are scheduled to vest in full on the one-year anniversary of the grant date, when shares will be issued. After this award, she directly holds 33,665 shares of common stock, which includes 587 shares acquired through the company’s Dividend Reinvestment Plan.
BANC OF CALIFORNIA, INC. director Susan E. Lester received a grant of 4,780 shares of common stock in the form of restricted stock units as consideration for her service on the Board of Directors. The RSUs will vest, and shares will be issued in full, on the one-year anniversary of the grant date.
After this award, she is reported as holding a total of 53,264 shares of the company’s common stock, which includes 226 shares acquired through the issuer’s Dividend Reinvestment Plan.
BANC OF CALIFORNIA, INC. director Paul Robert Burke reported an equity award and updated his holdings. He received 4,780 shares of common stock in the form of restricted stock units as consideration for serving on the board, at a stated price of $0.00 per share.
The RSUs are scheduled to vest in full on the one-year anniversary of the grant date, after which shares will be issued. Following this grant, he holds 64,507 shares of common stock directly, which include 226 shares acquired through the issuer's Dividend Reinvestment Plan, plus additional indirect holdings through an IRA and a trust.
BANC OF CALIFORNIA, INC. director James Andrew Barker reported an equity award rather than an open-market trade. On the reported date, he received 4,780 restricted stock units (RSUs) of common stock as consideration for his service on the Board of Directors, with shares to be issued in full on the one-year anniversary of the grant date upon vesting.
Following this award, Barker holds 48,907 shares of common stock directly, and 169,680 shares indirectly through the James A. Barker Living Trust. The direct amount includes 875 shares acquired through the company’s Dividend Reinvestment Plan.
BANC OF CALIFORNIA, INC. reported that its Chief Credit Officer, Bryan M. Corsini, completed an open-market sale of common stock. On April 29, 2026, he sold 10,399 shares of Banc of California common stock at a price of $18.52 per share. After this transaction, he continues to hold 83,710 shares of the company’s common stock directly, indicating he retains a substantial equity position in the bank despite the sale.
BANC OF CALIFORNIA, INC. Chief Credit Officer Bryan M. Corsini reported an open-market sale of Common Stock. He sold 10,399 shares at a price of $18.52 per share. After this transaction, he directly owns 83,710 Common Stock shares, indicating he retained a substantial position.
BANC OF CALIFORNIA, INC. chief accounting officer Karen Hon reported a routine tax-withholding disposition of shares. On the reported date, 1,295 shares of common stock were withheld at $17.40 per share to cover tax liabilities from a previously granted award that vested. After this non-market transaction, Hon directly holds 20,740 shares of common stock.
Banc of California, Inc. Chief Financial Officer Joseph Kauder reported tax-related share dispositions tied to the vesting of a previously granted equity award. On February 27, 3,620 common shares were disposed of at $19.78 per share, and on February 28, 3,329 shares were disposed of at $18.47 per share to satisfy tax liabilities.
After these transactions, Kauder directly owned 65,805 common shares, which include 128 shares acquired through the company’s dividend reinvestment plan. He also indirectly owned 6,917 shares held by the Joseph and Catherine Kauder Revocable Trust.
Banc of California, Inc. Chairman and CEO Jared M. Wolff reported two tax-related share dispositions of common stock. On February 27, he disposed of 15,611 shares at $19.78 per share, and on February 28 he disposed of 15,195 shares at $18.47 per share.
According to the footnote, these shares were disposed solely to satisfy his tax liability from the vesting of a previously granted equity award, rather than as open-market sales. After these transactions, he directly owned 212,172 common shares, and an additional 321,635 shares were held indirectly by the Wolff Family Trust.
Banc of California’s Chief Risk Officer Lindsay Olivia I reported three small disposals of common stock to cover tax obligations from vesting awards. On February 27, she disposed of 2,397 shares at $19.78 per share. On February 28 and March 1, she disposed of 1,838 and 182 shares, respectively, at $18.47 per share under the same tax-withholding mechanism.
After these transactions, she directly held 38,842 shares of Banc of California common stock, an amount that includes 78 shares acquired through the company’s Dividend Reinvestment Plan. These dispositions were not open-market sales but shares withheld or delivered to satisfy tax liabilities tied to previously granted equity awards.
BANC OF CALIFORNIA, INC. President of the Bank Hamid Hussain reported two tax-withholding dispositions of common stock related to vesting of prior awards. On February 27, 2,628 shares were delivered at $19.78 per share, and on February 28, 2,552 shares at $18.47 per share. After these transactions, he directly held 75,026 shares, which include 118 shares acquired through the company’s dividend reinvestment plan.
BANC OF CALIFORNIA, INC. chief credit officer Bryan M. Corsini reported two tax-related share dispositions of common stock. On February 27, 2,737 shares were disposed at $19.78 per share, and on February 28, 3,692 shares were disposed at $18.47 per share. Both transactions are coded as “F,” meaning shares were withheld to cover tax liabilities from vesting of a previously granted award, rather than sold in open-market trades. After these transactions, Corsini directly owned 94,109 shares of Banc of California common stock.
BANC OF CALIFORNIA, INC. general counsel and corporate secretary Dotan Ido reported two tax-related stock dispositions. On February 27, 2026, 2,469 shares of common stock were disposed at $19.78 per share, and on February 28, 2026, 2,348 shares were disposed at $18.47 per share. Footnotes state these shares were withheld to cover tax liabilities from vesting of a prior equity award, rather than sold in open-market transactions. After these withholding transactions, Ido directly owned 94,656 shares of common stock.
Hon Karen reported acquisition or exercise transactions in this Form 4 filing.
BANC OF CALIFORNIA, INC. chief accounting officer Karen Hon received equity awards consisting of 40,000 performance-based stock units and 11,215 restricted stock units on February 24, 2026. The restricted stock units will vest in three equal annual installments starting on February 28, 2027, with shares issued upon vesting.
The performance-based stock units will result in shares being issued only if the company’s common stock reaches a twenty-day volume-weighted average price of $28.73 per share by no later than May 23, 2028 and if Hon remains in service through that date.
Banc of California, Inc. reported that Chief Credit Officer Bryan M. Corsini acquired 15,583 shares in the form of a grant or award of restricted stock units. These units carry no purchase price and will convert into common shares as they vest.
The restricted stock units are scheduled to vest annually in substantially equal installments over a three-year period beginning on February 28, 2027. After this award, Corsini’s direct ownership is 100,472 shares of common stock.
Kauder Joseph reported acquisition or exercise transactions in this Form 4 filing.
Banc of California, Inc. reported that Chief Financial Officer Joseph Kauder received an equity award in the form of 19,549 restricted stock units of common stock on February 24, 2026. These units carry no cash purchase price.
The restricted stock units will vest annually in substantially equal installments over a three-year period beginning on February 28, 2027, with shares issued upon each vesting date. Following this grant, Kauder directly holds 79,543 shares of common stock.
Banc of California, Inc. Chairman and CEO Jared M. Wolff reported a grant of 87,923 restricted stock units of common stock. According to the filing, these units will vest annually in substantially equal installments over three years beginning on February 28, 2027, with shares issued upon vesting.
On the previous day, 4,660 shares of common stock were disposed of to satisfy Wolff’s tax liability from the vesting of an earlier award, at a reported price of $20.07 per share. The filing also notes indirect ownership by the Wolff Family Trust, which includes shares transferred from direct holdings and shares acquired through a dividend reinvestment plan.
BANC OF CALIFORNIA, INC. reported insider equity activity by its Chief Risk Officer, Lindsay Olivia I. She received a grant of 13,222 shares of common stock in the form of restricted stock units at a stated price of $0.00 per share.
In a separate transaction, 943 shares of common stock at $20.07 per share were disposed of to satisfy her tax liability arising from the vesting of a previously granted award. The new restricted stock units will be settled in shares upon vesting and are scheduled to vest annually in substantially equal installments over three years beginning on February 28, 2027.
BANC OF CALIFORNIA, INC. reported that its President of the Bank, Hamid Hussain, received an equity award and had shares withheld for taxes. On February 24, 2026, he acquired 20,856 shares of Common Stock through a grant of restricted stock units at a stated price of $0.00 per share. According to the footnotes, these restricted stock units will vest annually in substantially equal installments over three years beginning on February 28, 2027, with shares delivered upon each vesting date. On February 23, 2026, 1,212 Common Stock shares were disposed of at $20.07 per share to satisfy his tax liability from the vesting of a previously granted award, meaning this disposition was for tax withholding rather than an open-market sale.
Banc of California, Inc. reported that General Counsel and Corporate Secretary Dotan Ido received a grant of 19,549 restricted stock units of common stock at a price of $0.0000 per share. According to the disclosure, these units will vest annually in substantially equal installments over a three-year period beginning on February 28, 2027, with shares issued upon each vesting date.
The filing also notes a separate transaction in which 1,046 shares of common stock were disposed of at $20.07 per share. A footnote explains that these shares were withheld to satisfy Mr. Ido’s tax liability arising from the vesting of a previously granted award, rather than an open-market sale. After the tax-withholding disposition, he held 78,751 shares, and following the new award his reported total increased to 98,300 shares of common stock owned directly.
Affiliated investment funds of Warburg Pincus reported selling 4,250,000 shares of Banc of California voting common stock at $20.10 per share in an open-market transaction on February 13, 2026, under Rule 144. The shares were sold by entities identified as the Purchasers, WP Clipper GG 14 L.P. and WP Clipper FS II L.P., which are owned through various Warburg Pincus-sponsored funds.
Following the sale, the reporting group indirectly beneficially owned 2,640,244 shares. Numerous related partnerships and general partners are listed as reporting persons, but they state that investment and voting decisions are made by a multi-member committee and generally disclaim beneficial ownership of the issuer’s securities except to the extent of any pecuniary interest.
Warburg Pincus–affiliated funds reported a large insider sale of Banc of California stock. On February 13, 2026, WP Clipper GG 14 L.P. and WP Clipper FS II L.P. (the “Purchasers”) sold 4,250,000 shares of Banc of California voting common stock at $20.10 per share in a Rule 144 transaction.
After this sale, entities associated with the Reporting Persons indirectly held 2,640,244 shares of Banc of California. The filing explains a multi‑entity ownership structure and states that, under Exchange Act Rule 16a‑1(a)(4), the Reporting Persons other than the Purchasers disclaim beneficial ownership beyond their pecuniary interests. The group may be deemed directors-by-deputization through a contractual right to designate a board representative.
Banc of California, Inc. president Hamid Hussain reported an open-market purchase of company stock. On February 9, 2026, he bought 14,000 shares of common stock at a weighted average price of $21.12 per share, with individual trade prices ranging from $21.10 to $21.14. Following this transaction, he directly owns 60,444 shares of Banc of California common stock.
Banc of California’s major private equity backers reported sizable share sales. On February 2, 2026, WP Clipper GG 14 L.P. and WP Clipper FS II L.P. (the “Purchasers”) sold 7,557,936 shares of voting common stock at $20.00 per share under Rule 144, leaving 6,890,244 shares held indirectly.
The Purchasers also sold 3,292,064 shares of non-voting common equivalent stock at $20.00 per share, with 1,000,000 such shares remaining, and then sold an additional 1,000,000 NVCE shares at $20.00 in a private sale to the issuer. Warburg Pincus–affiliated entities report these holdings through a multi-entity structure and, other than the Purchasers, disclaim beneficial ownership beyond their pecuniary interest.
Warburg Pincus–affiliated funds reported significant share sales in Banc of California, Inc. (BANC). On February 2, 2026, entities referred to as the Purchasers sold 7,557,936 shares of voting common stock at $20.00 per share under Rule 144, leaving 6,890,244 shares indirectly beneficially owned.
The Purchasers also sold 3,292,064 shares of Non-Voting Common Equivalent (NVCE) Stock at $20.00 per share, with 1,000,000 NVCE shares reported as indirectly beneficially owned afterward. In a separate private sale to the issuer, the Purchasers sold an additional 1,000,000 NVCE shares at $20.00, reducing that NVCE position to zero.
The filing explains that the securities are held through multiple Warburg Pincus–related limited partnerships and general partners, collectively described as the Reporting Persons, and that most Reporting Persons disclaim beneficial ownership beyond any pecuniary interest.