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AMERICAN BATTERY MATERIAL Form 4 Filings

BLTH OTC

Every Form 4 that AMERICAN BATTERY MATERIAL (BLTH) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow BLTH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BLTH filings page.

Rhea-AI Summary

AMERICAN BATTERY MATERIALS, INC. director Adam C. Lipson reported a set of restructuring-type transactions involving common stock and convertible notes. He received 13,890 shares of common stock at $3.75 per share on March 17, 2026 as consideration for extending the maturity dates of existing convertible notes under a note extension agreement.

Following this, he directly holds 357,479 shares of common stock. He also holds multiple convertible notes, including notes with current principal balances of $14,974, $21,400, $61,875 and $42,323, each stated as Pari-Passu with other noteholders and convertible at a 35% discount to the company’s proposed uplist price, which is expected to be $6.00 per share. These Form 4 entries are coded as “other” transactions, reflecting restructuring rather than open-market buying or selling.

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AMERICAN BATTERY MATERIALS, INC. director and CEO David Edward Graber reported several restructuring-related transactions. He received 98,101 shares of common stock at $3.75 per share on March 17, 2026, issued as consideration for extending the maturity dates of certain convertible and promissory notes. Following this, he directly holds 1,008,203 common shares.

He also reported two convertible notes. One note has current principal of $495,821 and is tentatively convertible into 127,136 common shares at $6.00 per share, and a second note has principal of $247,500, tentatively convertible into 63,462 shares at the same price. Both notes are pari-passu with other noteholders and are described as convertible at a 35% discount to the uplist price if and when the company is able to uplist to the NYSE.

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American Battery Materials, Inc. director Andrew P. Suckling reported restructuring-related transactions involving common stock and convertible notes. He reported 7,868 shares of common stock at $3.75 per share, issued as consideration for extending the maturity of convertible notes under a note extension agreement, bringing his direct common stock holdings to 23,330 shares. He also reported two convertible notes, with current principal balances of $74,869 and $68,063, each convertible into common stock at a 35% discount to an expected uplist price of $6.00 per share if the company uplists to a senior exchange.

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AMERICAN BATTERY MATERIALS, INC. director Justin J. Vorwerk reported restructuring-related transactions involving common stock and convertible notes. On March 17, 2026, he recorded an “other” transaction in 20,875 shares of common stock at $3.75 per share, leaving him with 56,270 common shares held directly.

The filing explains that these common shares were issued as consideration for extending the maturity dates of convertible notes under a note extension agreement. Two “Convertible Note” positions are also reported with “other acquisition or disposition” codes, reflecting changes tied to maturity extensions and adjustments rather than open-market trades.

One convertible note, originally issued on March 22, 2024, now has principal of $343,174 after an MFN adjustment and multiple maturity extensions, and is convertible into 87,993 common shares. Another note, originally issued on February 10, 2025, has current principal of $14,974 and is convertible into 3,839 common shares. Both notes are described as pari passu with other noteholders and convertible at a 35% discount to the uplist price if the company uplists to a senior exchange, with the price expected to be $6.00 per share.

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AMERICAN BATTERY MATERIALS, INC. director-related entity Quail Run Holdings LLC received 4,895 shares of common stock on March 17, 2026. The shares were issued as consideration for extending the maturity date of a promissory note under a note extension agreement. Following this non-cash restructuring transaction, indirect holdings associated with director Glenn Dylan total 19,138 common shares.

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AMERICAN BATTERY MATERIALS, INC. director Jared I. Levinthal reported several non-market “J” code transactions involving common stock and convertible notes. He received 7,026 shares of common stock at $3.75 per share as consideration for extending the maturity dates of certain convertible notes, bringing his direct common stock holdings to 25,698 shares.

The filing also lists three convertible notes, each recorded as an “other acquisition or disposition.” These notes have current principals of $58,398, $48,665, and $14,974, are pari passu with other noteholders, and are convertible into 14,974, 12,478, and 3,839 shares of common stock, respectively, at a 35% discount to an expected uplist price of $6.00 per share if the company uplists to a senior exchange.

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American Battery Materials, Inc. director Andrew Suckling reported exercising stock options and receiving common shares in the company. On January 9, 2026, he exercised stock options with an exercise price of $1.55 per share, resulting in the acquisition of 5,779 shares of common stock, coded as an "M" (option exercise) transaction.

The derivative table shows two option exercises: 5,334 stock options and 445 stock options, each at an exercise price of $1.55 per share, delivering the underlying common stock. Following these transactions, Suckling directly beneficially owned 15,462 shares of common stock, and held 10,666 and 10,221 stock options directly in two separate option positions.

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American Battery Materials director Dylan Glenn reported an option exercise. On January 6, 2026, he exercised stock options for 3,230 shares of common stock at $1.55 per share, acquiring the underlying shares. After the transaction, he directly held 14,243 shares of common stock and 12,770 stock options, indicating this was a change in how he holds equity rather than a reported sale into the market.

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American Battery Materials director Adam C. Lipson reported exercising stock options to acquire additional common shares. On 01/14/2026, he exercised options at an exercise price of $1.55 per share, resulting in the acquisition of 5,779 shares of common stock.

Following these transactions, Lipson directly beneficially owned 343,589 shares of American Battery Materials common stock. He also continued to hold stock options as reflected in the derivative securities table, indicating ongoing equity-based exposure to the company.

Rhea-AI Summary

American Battery Materials, Inc. director Jared I. Levinthal reported exercising stock options in the company. On January 9, 2026, he exercised options at an exercise price of $1.55 per share, converting them into 5,779 shares of common stock. These newly acquired shares increased his directly held common stock position to 18,672 shares following the transaction. The reported activity reflects an option exercise and share acquisition, with no open-market sale disclosed in this report.

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American Battery Materials, Inc. director share purchases disclosed. A company director of American Battery Materials, Inc. (ticker BLTH) reported buying common stock in two open-market transactions. On 11/20/2025, the director acquired 1,000 shares at a price of $4.9 per share. On 11/21/2025, the director acquired another 1,000 shares at $5.49 per share. Following these transactions, the director directly beneficially owns 337,810 shares of the company’s common stock.

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American Battery Materials, Inc. insider David Graber reported open-market purchases of the company’s common stock. On November 24, 2025, he acquired 300 shares at $5.64 per share, on November 26, 2025 he acquired 200 shares at $6.15 per share, and on November 28, 2025 he acquired 300 shares at $6.27 per share. After these transactions, he beneficially owned 910,902 shares of common stock directly. Graber is listed as a director, chief executive officer, and a 10% owner of American Battery Materials, Inc.

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American Battery Materials (BLTH) CEO, director, and 10% owner reported insider activity. On 10/31/2025, the insider acquired 40,601 shares of common stock at $4. Following these transactions, the insider directly beneficially owns 910,102 shares.

The filing also lists two convertible notes with a conversion/exercise price of $6.35, underlying 106,620 and 53,302 shares of common stock, respectively, each shown with an expiration of 01/31/2026. The 40,601 shares were issued as consideration for extending note maturities per the extension agreements.

Rhea-AI Summary

American Battery Materials (BLTH) director reported a Form 4 transaction. On 10/23/2025, the insider acquired 2,634 shares of common stock at $4 per share (Code J). Following this, the insider beneficially owned 12,893 common shares, held directly.

The filing also lists three convertible notes (Code J): originally issued on 01/16/2024, 10/21/2024, and 02/11/2025, each referencing an exercise price of $6.35 and underlying common stock of 12,577, 10,481, and 3,225 shares, respectively. Each note is shown as exercisable and expiring on 01/31/2026, with current principal amounts of $51,909, $43,257, and $13,310. The common shares were issued as consideration for extending the notes’ maturity under a note extension agreement; the notes are described as convertible at a 35% discount to an uplist price if the company uplists to a senior exchange.

Rhea-AI Summary

American Battery Materials (BLTH) reported an insider transaction by a director. On 10/31/2025, the reporting person acquired 7,836 shares of common stock at a price of $4, increasing direct holdings to 35,395 shares. The filing identifies the role as Director and notes the form was filed by one reporting person.

The shares were issued in consideration for extending the maturity date of convertible notes under a note extension agreement. The reporting person also holds convertible notes convertible at $6.35 per share, with underlying amounts of 73,906 and 3,225 common shares, respectively. The notes have current principal balances of $305,043.59 and $13,310 and are pari passu with other noteholders, with conversion terms tied to any uplist to a senior exchange.

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American Battery Materials (BLTH) director Dylan Glenn reported an insider transaction on 10/31/2025. He acquired 1,816 shares of common stock at $4 per share, held indirectly through Quail Run Holdings LLC. The filing notes these shares were issued as consideration for extending the maturity date of a promissory note under a note extension agreement.

After the transaction, Glenn’s beneficial ownership totals 11,013 shares, all held indirectly.

Rhea-AI Summary

American Battery Materials (BLTH) director reported acquiring 2,935 shares of common stock at $4 on 10/31/2025. The shares were issued as consideration for extending the maturity date of convertible notes under a note extension agreement.

Following the transaction, beneficial ownership stands at 9,683 shares, held directly. The filing also lists two convertible notes with current principal amounts of $66,550 and $60,500, respectively, representing underlying common stock of 16,124 and 14,658 shares. The notes are convertible at a 35% discount to the uplist price if the company uplists to a senior exchange, with a price expected to be $6.35 per share, and show a date exercisable and expiration of January 31, 2026.

Rhea-AI Summary

American Battery Materials (BLTH) reported a director Form 4. On 10/31/2025, 2,780 shares of common stock were acquired at $4 per share (code J), issued as consideration for extending convertible note maturities. Following the transaction, 335,810 shares were beneficially owned directly.

The filing also lists four convertible notes with current principals of $13,310, $19,022.74, $55,000, and $37,620, respectively, that are currently convertible into 3,225, 3,995, 11,549, and 7,900 shares of common stock, with an expected conversion price of $6.35 per share per the notes.