Welcome to our dedicated page for AMERICAN BATTERY MATERIALS SEC filings (Ticker: BLTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
American Battery Materials Inc. filings document amended S-1 registration statements for an IPO and related disclosures for its critical minerals extraction and development business. The registration materials cover capital structure, financial statements, risk factors, governance, operating history and plans tied to direct lithium extraction, direct mineral extraction and the refinement, processing and distribution of critical minerals.
Current reports also include Regulation FD disclosures, including investor presentation materials. The filing record further reflects formal disclosures around material agreements, shareholder voting matters, security structure, governance matters, regulatory issues and operating and financial results.
American Battery Materials (BLTH) reported an insider transaction by a director. On 10/31/2025, the reporting person acquired 7,836 shares of common stock at a price of $4, increasing direct holdings to 35,395 shares. The filing identifies the role as Director and notes the form was filed by one reporting person.
The shares were issued in consideration for extending the maturity date of convertible notes under a note extension agreement. The reporting person also holds convertible notes convertible at $6.35 per share, with underlying amounts of 73,906 and 3,225 common shares, respectively. The notes have current principal balances of $305,043.59 and $13,310 and are pari passu with other noteholders, with conversion terms tied to any uplist to a senior exchange.
American Battery Materials (BLTH) director Dylan Glenn reported an insider transaction on 10/31/2025. He acquired 1,816 shares of common stock at $4 per share, held indirectly through Quail Run Holdings LLC. The filing notes these shares were issued as consideration for extending the maturity date of a promissory note under a note extension agreement.
After the transaction, Glenn’s beneficial ownership totals 11,013 shares, all held indirectly.
American Battery Materials (BLTH) director reported acquiring 2,935 shares of common stock at $4 on 10/31/2025. The shares were issued as consideration for extending the maturity date of convertible notes under a note extension agreement.
Following the transaction, beneficial ownership stands at 9,683 shares, held directly. The filing also lists two convertible notes with current principal amounts of $66,550 and $60,500, respectively, representing underlying common stock of 16,124 and 14,658 shares. The notes are convertible at a 35% discount to the uplist price if the company uplists to a senior exchange, with a price expected to be $6.35 per share, and show a date exercisable and expiration of January 31, 2026.
American Battery Materials (BLTH) reported a director Form 4. On 10/31/2025, 2,780 shares of common stock were acquired at $4 per share (code J), issued as consideration for extending convertible note maturities. Following the transaction, 335,810 shares were beneficially owned directly.
The filing also lists four convertible notes with current principals of $13,310, $19,022.74, $55,000, and $37,620, respectively, that are currently convertible into 3,225, 3,995, 11,549, and 7,900 shares of common stock, with an expected conversion price of $6.35 per share per the notes.
American Battery Materials obtained majority written consent to amend its 2024 Incentive Compensation Plan. The plan will cover 17.5% of the company’s issued and outstanding shares on a fully diluted basis, with automatic increases after each new issuance so the pool remains at that level; it will not decrease. The plan section also states the pool shall initially not exceed 800,000 shares.
As of October 15, 2025, 2,925,440 shares of common stock were outstanding. Holders of 1,590,644 shares (54.37%) approved the action by written consent. The consent becomes effective at least 20 calendar days after this information statement is sent and upon filing a Certificate of Amendment with Delaware. No proxy is being solicited and stockholders do not have dissenters’ rights. Authorized capital remains 100,000,000 common and 10,000,000 preferred shares.
American Battery Materials Inc. (BLTH) furnished an investor presentation under Item 7.01 (Regulation FD) in a Form 8-K. The company states the information, including Exhibit 99.1, is being furnished and shall not be deemed “filed” under the Exchange Act or incorporated by reference except as expressly set forth by specific reference.
The investor presentation may be used in discussions with investors and analysts and is available on the company’s website. The filing also includes the Cover Page Interactive Data File (Exhibit 104).
Justin J. Vorwerk, a director of American Battery Materials, Inc. (BLTH), reported multiple non-derivative stock acquisitions and holdings tied to convertible note adjustments and a board equity grant. He acquired 3,827 shares on 05/07/2025 at $4.50, 1,112 shares on 05/23/2025 at $7.98 (annual director grant), and 7,028 shares on 08/27/2025 at $5.00, bringing his direct beneficial ownership to 27,559 shares.
The filing also shows two convertible notes: one issued 03/22/2024 with current principal of $277,312.35 (noted as convertible at a 35% discount to an uplist price, expected $6.35) and another issued 02/10/2025 with current principal $12,100 (also convertible at a 35% discount). The larger note underlies 67,187 shares upon conversion; the smaller underlies 2,932 shares. Both have expiration/exercisable dates listed as 10/31/2025.
Andrew P. Suckling, a director of American Battery Materials, Inc. (BLTH), reported multiple transactions increasing his direct common stock holdings and listing related derivative positions. He acquired 800 shares at $4.50 on 05/07/2025, 1,112 shares at $7.98 on 05/23/2025, and 2,612 shares at $5.00 on 08/27/2025, bringing his total direct ownership to 6,748 shares. The filing also reports stock options exercisable at $1.55 covering 16,000 shares and two convertible notes that can convert into common stock: one tied to a $60,500 principal for 23,270 shares and another tied to $55,000 principal for 21,154 shares, each with an expected conversion price of $6.35 and pari-passu terms.
Jared I. Levinthal, a director of American Battery Materials, Inc. (BLTH), reported a series of non-derivative and derivative transactions increasing his common stock holdings. The Form 4 shows three reported common stock issuances: 1,304 shares on 05/07/2025 at $4.50, 1,312 shares on 05/23/2025 at $7.98 (an annual director equity grant), and 3,054 shares on 08/27/2025 at $5.00, bringing his direct beneficial ownership to 10,954 shares after the last issuance.
The filing also reports conversion-related entries for three convertible notes convertible at an expected price of $6.35 per share, reflecting underlying common shares of 11,433; 9,528; and 2,932 respectively, with stated expiration dates in October 2025. Explanations state the stock issuances were for note maturity extensions and director compensation; principal amounts and prior issue dates for each convertible note are disclosed in the filing.
Adam C. Lipson, a director of American Battery Materials, Inc. (BLTH), reported purchases and issuances increasing his direct holdings to 333,030 common shares. On 05/07/2025 he acquired 160 shares at $4.50 per share, and on 05/23/2025 he received 1,112 shares at $7.98 as the company’s annual director equity grant. The filing also details convertible-note transactions: a $10,000 note issued 02/27/2025 (current principal reported $12,100) convertible at an expected price of $6.35, plus later notes (reported principals $17,293.40 and $50,000) with conversions or terms tied to the company’s proposed uplist and specified discount rates. All reported equity and derivative holdings are shown as direct ownership by Lipson.